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Nasdaq · USD

SOFI

SoFi Technologies, Inc.

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3232
SEC CIK
0001818874
Parsed reports
564

Last 12 months

Inside the activity.

7 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202622
Mar 202622
Apr 202601
May 202621
Jun 202613
Jul 202601
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2022 Filed Aug 17, 2022 23:11 UTC GrantRestricted Stock Unit · Derivative 35,974 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000198 · wf-form4_166077790608830.xml · derivative · entry 1

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,974

Underlying: Common Stock · 35,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

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August 15, 2022 Filed Aug 18, 2022 00:07 UTC GrantCommon Stock 35,974 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-029102 · doc4.xml · nonDerivative · entry 1

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director

Silver Lake Group, L.L.C. · CIK 0001418226 · Director

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director

Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director

Bingle Michael J · CIK 0001306831 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 51,688

F1 · kind: Reflects a grant of restricted stock units to Michael J. Bingle, a director of Sofi Technologies, Inc. (the "Issuer") and Vice Chairman of Silver Lake Group, L.L.C. ("SLG"), which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F1 · ownership.nature: Reflects a grant of restricted stock units to Michael J. Bingle, a director of Sofi Technologies, Inc. (the "Issuer") and Vice Chairman of Silver Lake Group, L.L.C. ("SLG"), which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · ownership.nature: Represents shares of common stock and restricted stock units held by Michael J. Bingle, a director of the Issuer and Vice Chairman of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.

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August 15, 2022 Filed Aug 17, 2022 23:11 UTC GrantRestricted Stock Unit · Derivative 35,974 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000197 · wf-form4_166077788819350.xml · derivative · entry 1

Costolo Richard · CIK 0001590847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,974

Underlying: Common Stock · 35,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

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August 15, 2022 Filed Aug 17, 2022 23:11 UTC GrantRestricted Stock Unit · Derivative 35,974 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000196 · wf-form4_166077787153150.xml · derivative · entry 1

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,974

Underlying: Common Stock · 35,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of the Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

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August 15, 2022 Filed Aug 17, 2022 23:10 UTC GrantRestricted Stock Unit · Derivative 35,974 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000194 · wf-form4_166077783329037.xml · derivative · entry 1

SCHWARTZ HARVEY M · CIK 0001566418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,974

Underlying: Common Stock · 35,974 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Reflects a grant of RSUs to Reporting Person, a director of Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

F2 · derivative.expiration_date: Reflects a grant of RSUs to Reporting Person, a director of Issuer, which will vest at the earlier of (i) the next annual shareholder meeting of the Issuer after July 14, 2022 (the "Vesting Commencement Date") or (ii) the 12 month anniversary of the Vesting Commencement Date.

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August 08, 2022 Filed Aug 9, 2022 01:22 UTC SaleCommon Stock 6,683,133 $8.17 $54,601,196.61
Disclosure

SEC source: 0001062993-22-017500 · form4.xml · nonDerivative · entry 2

SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner

Delaware Project 10 L.L.C. · CIK 0001872350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Project 10 L.L.C.

Disclosed balance after: 83,216,977

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.88 to $8.48. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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August 05, 2022 Filed Aug 9, 2022 01:22 UTC SaleCommon Stock 5,381,785 $7.99 $43,000,462.15
Disclosure

SEC source: 0001062993-22-017500 · form4.xml · nonDerivative · entry 1

SOFTBANK GROUP CORP · CIK 0001065521 · 10% owner

Delaware Project 10 L.L.C. · CIK 0001872350 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Delaware Project 10 L.L.C.

Disclosed balance after: 89,900,110

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $7.82 to $8.255. The Reporting Persons undertake to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.

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July 27, 2022 Filed Aug 30, 2022 23:33 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock · Derivative 101,664 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · derivative · entry 5

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,876,790

Underlying: Common Stock · 101,664 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
July 27, 2022 Filed Aug 30, 2022 23:33 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 52,510 $6.46 $339,214.60
Disclosure

SEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,711,209

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
July 27, 2022 Filed Aug 30, 2022 23:33 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 101,664 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000201 · wf-form4_166190238335263.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,763,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
July 18, 2022 Filed Jul 21, 2022 01:31 UTC
Rishel JeremyChief Technology Officer
GrantRestricted Stock Unit · Derivative 3,742,837 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000172 · wf-form4_165836708603139.xml · derivative · entry 1

Rishel Jeremy · CIK 0001934200 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,742,837

Underlying: Common Stock · 3,742,837 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 12.5% of the total RSU award on the quarterly vesting date in December 2022, and as to 6.25% of the total RSU award quarterly in equal installments on each quarterly vesting date thereafter for fourteen quarters, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 12.5% of the total RSU award on the quarterly vesting date in December 2022, and as to 6.25% of the total RSU award quarterly in equal installments on each quarterly vesting date thereafter for fourteen quarters, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

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July 18, 2022 Filed Jul 21, 2022 01:23 UTC
Webster AaronChief Risk Officer
GrantRestricted Stock Unit · Derivative 850,645 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000169 · wf-form4_165836660676519.xml · derivative · entry 1

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,935

Underlying: Common Stock · 850,645 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F2 · derivative.exercise_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 1/16th of the total RSU award on each quarterly vesting date in equal quarterly installments beginning with the quarterly vesting date falling in September 2022, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2 · derivative.expiration_date: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to 1/16th of the total RSU award on each quarterly vesting date in equal quarterly installments beginning with the quarterly vesting date falling in September 2022, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

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June 29, 2022 Filed Jul 1, 2022 22:39 UTC Exercise / conversionCommon Stock · Derivative 31,122 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000152 · wf-form4_165671515017335.xml · derivative · entry 2

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 22:39 UTC Exercise / conversionCommon Stock 31,122 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000152 · wf-form4_165671515017335.xml · nonDerivative · entry 1

HUTTON GEORGE THOMPSON · CIK 0001196460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2 · ownership.direct: The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock.

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June 29, 2022 Filed Jul 1, 2022 22:37 UTC Exercise / conversionCommon Stock · Derivative 31,122 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000150 · wf-form4_165671502613371.xml · derivative · entry 2

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 29, 2022 Filed Jul 1, 2022 22:37 UTC Exercise / conversionCommon Stock 31,122 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000150 · wf-form4_165671502613371.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 23:05 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock · Derivative 101,663 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000148 · wf-form4_165654391737600.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,978,454

Underlying: Common Stock · 101,663 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 23:05 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 52,509 $6.13 $321,880.17
Disclosure

SEC source: 0001818874-22-000148 · wf-form4_165654391737600.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,662,055

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
June 27, 2022 Filed Jun 29, 2022 23:05 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 101,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000148 · wf-form4_165654391737600.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,714,564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 20:58 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 53,540 $5.58 $298,972.71
Disclosure

SEC source: 0001818874-22-000109 · wf-form4_165541311195721.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,567,041

F1 · price: The reported transactions were executed in multiple trades. The purchase price of $5.5841 reported in Column 4 is the weighted average purchase price for the 53,540 shares acquired by the Reporting Person within a range of $5.45 to $5.70 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.

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June 15, 2022 Filed May 9, 2023 19:05 UTC
Noto AnthonyDirector · Chief Executive Officer
PurchaseCommon Stock 3,000 $5.94 $17,820.00
Disclosure

SEC source: 0001818874-23-000090 · wf-form4_168365912897589.xml · nonDerivative · entry 8

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · Spouse

Disclosed balance after: 11,925.6097

F1 · ownership.nature: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:01 UTC Exercise / conversionCommon Stock · Derivative 15,714 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000128 · wf-form4_165541682541148.xml · derivative · entry 2

Ruzwana Bashir · CIK 0001866161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F2 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F2 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:01 UTC Exercise / conversionCommon Stock 15,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000128 · wf-form4_165541682541148.xml · nonDerivative · entry 1

Ruzwana Bashir · CIK 0001866161 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:43 UTC Exercise / conversionCommon Stock · Derivative 15,714 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000111 · wf-form4_165541577621081.xml · derivative · entry 2

Al-Hammadi Ahmed Ali · CIK 0001865265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on September 3, 2021.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:43 UTC Exercise / conversionCommon Stock 15,714 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000111 · wf-form4_165541577621081.xml · nonDerivative · entry 1

Al-Hammadi Ahmed Ali · CIK 0001865265 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,714

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Reporting Person serves as Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, the ultimate parent of QIA FIG Holding LLC. The Reporting Person disclaims beneficial ownership of all shares of the Issuer held of record and all shares of the Issuer which may be acquired upon exercise of warrants to purchase common stock held of record by QIA FIG Holding LLC.

F2 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:11 UTC Exercise / conversionCommon Stock · Derivative 135,847 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000132 · wf-form4_165541746979860.xml · derivative · entry 3

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149,243

Underlying: Common Stock · 135,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:11 UTC Tax withholdingCommon Stock 67,357 $5.88 $396,059.16
Disclosure

SEC source: 0001818874-22-000132 · wf-form4_165541746979860.xml · nonDerivative · entry 2

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,312

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:11 UTC Exercise / conversionCommon Stock 135,847 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000132 · wf-form4_165541746979860.xml · nonDerivative · entry 1

Lapointe Christopher · CIK 0001864508 · CFO and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:17 UTC
Stafford Webb LaurenChief Marketing Officer
Exercise / conversionCommon Stock · Derivative 59,433 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000138 · wf-form4_165541786018886.xml · derivative · entry 3

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 545,667

Underlying: Common Stock · 59,433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:17 UTC
Stafford Webb LaurenChief Marketing Officer
Tax withholdingCommon Stock 23,489 $5.88 $138,115.32
Disclosure

SEC source: 0001818874-22-000138 · wf-form4_165541786018886.xml · nonDerivative · entry 2

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,253

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:17 UTC
Stafford Webb LaurenChief Marketing Officer
Exercise / conversionCommon Stock 59,433 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000138 · wf-form4_165541786018886.xml · nonDerivative · entry 1

Stafford Webb Lauren · CIK 0001864115 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:16 UTC
Nuckles JenniferExecutive Vice President
Exercise / conversionCommon Stock · Derivative 79,579 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000136 · wf-form4_165541775382329.xml · derivative · entry 3

Nuckles Jennifer · CIK 0001863186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 683,031

Underlying: Common Stock · 79,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:16 UTC
Nuckles JenniferExecutive Vice President
Tax withholdingCommon Stock 41,276 $5.88 $242,702.88
Disclosure

SEC source: 0001818874-22-000136 · wf-form4_165541775382329.xml · nonDerivative · entry 2

Nuckles Jennifer · CIK 0001863186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,427

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:16 UTC
Nuckles JenniferExecutive Vice President
Exercise / conversionCommon Stock 79,579 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000136 · wf-form4_165541775382329.xml · nonDerivative · entry 1

Nuckles Jennifer · CIK 0001863186 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:45 UTC
Ronen AssafChief Product Officer
Exercise / conversionCommon Stock · Derivative 95,523 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000143 · wf-form4_165541949227128.xml · derivative · entry 3

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,447

Underlying: Common Stock · 95,523 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:45 UTC
Ronen AssafChief Product Officer
Tax withholdingCommon Stock 37,748 $5.88 $221,958.24
Disclosure

SEC source: 0001818874-22-000143 · wf-form4_165541949227128.xml · nonDerivative · entry 2

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,156

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 18:45 UTC
Ronen AssafChief Product Officer
Exercise / conversionCommon Stock 95,523 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000143 · wf-form4_165541949227128.xml · nonDerivative · entry 1

Ronen Assaf · CIK 0001863472 · Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:49 UTC
Heavener MicahHead of Operations
Exercise / conversionCommon Stock · Derivative 39,145 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000117 · wf-form4_165541614275353.xml · derivative · entry 3

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,954

Underlying: Common Stock · 39,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:49 UTC
Heavener MicahHead of Operations
Tax withholdingCommon Stock 15,474 $5.88 $90,987.12
Disclosure

SEC source: 0001818874-22-000117 · wf-form4_165541614275353.xml · nonDerivative · entry 2

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,926

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:49 UTC
Heavener MicahHead of Operations
Exercise / conversionCommon Stock 39,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000117 · wf-form4_165541614275353.xml · nonDerivative · entry 1

Heavener Micah · CIK 0001863183 · Head of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:20 UTC
Webster AaronChief Risk Officer
Exercise / conversionCommon Stock · Derivative 88,752 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000140 · wf-form4_165541799754109.xml · derivative · entry 3

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,290

Underlying: Common Stock · 88,752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:20 UTC
Webster AaronChief Risk Officer
Tax withholdingCommon Stock 41,308 $5.88 $242,891.04
Disclosure

SEC source: 0001818874-22-000140 · wf-form4_165541799754109.xml · nonDerivative · entry 2

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 451,497

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:20 UTC
Webster AaronChief Risk Officer
Exercise / conversionCommon Stock 88,752 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000140 · wf-form4_165541799754109.xml · nonDerivative · entry 1

Webster Aaron · CIK 0001862209 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:14 UTC
Gill MichelleExecutive Vice President
Exercise / conversionCommon Stock · Derivative 228,755 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000134 · wf-form4_165541765571046.xml · derivative · entry 4

Gill Michelle · CIK 0001820540 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748,257

Underlying: Common Stock · 228,755 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:14 UTC
Gill MichelleExecutive Vice President
SaleCommon Stock 50,000 $5.48 $274,000.00
Disclosure

SEC source: 0001818874-22-000134 · wf-form4_165541765571046.xml · nonDerivative · entry 3

Gill Michelle · CIK 0001820540 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,831,223

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:14 UTC
Gill MichelleExecutive Vice President
Tax withholdingCommon Stock 118,637 $5.88 $697,585.56
Disclosure

SEC source: 0001818874-22-000134 · wf-form4_165541765571046.xml · nonDerivative · entry 2

Gill Michelle · CIK 0001820540 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881,223

F2 · price: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:14 UTC
Gill MichelleExecutive Vice President
Exercise / conversionCommon Stock 228,755 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000134 · wf-form4_165541765571046.xml · nonDerivative · entry 1

Gill Michelle · CIK 0001820540 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,999,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:08 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock · Derivative 94,852 $0.00 $0.00
Disclosure

SEC source: 0001818874-22-000130 · wf-form4_165541730033505.xml · derivative · entry 3

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,080,117

Underlying: Common Stock · 94,852 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3 · derivative.exercise_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

F3 · derivative.expiration_date: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:08 UTC
Noto AnthonyDirector · Chief Executive Officer
Tax withholdingCommon Stock 48,992 $5.88 $288,072.96
Disclosure

SEC source: 0001818874-22-000130 · wf-form4_165541730033505.xml · nonDerivative · entry 2

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,612,901

F2 · price: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 22:08 UTC
Noto AnthonyDirector · Chief Executive Officer
Exercise / conversionCommon Stock 94,852 Not disclosed Not disclosed
Disclosure

SEC source: 0001818874-22-000130 · wf-form4_165541730033505.xml · nonDerivative · entry 1

Noto Anthony · CIK 0001613438 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,661,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.