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NUSCALE POWER Corp

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4088
SEC CIK
0001822966
Parsed reports
293

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202602
Mar 202608
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202605
Sep 202600
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 26, 2022 Filed Aug 26, 2022 16:12 UTC
KRESA KENTDirector
Exercise / conversionClass A Common Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000065 · wf-form4_166153032067770.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 2,859 restricted stock units (RSUs) previously reported in Table II of Form 4. The total reported includes 2,859 shares of Class A Common Stock and the remaining 15,768 RSUs previously reported on Table II

Read SEC document
August 26, 2022 Filed Feb 13, 2023 22:11 UTC ConversionClass B Common Stock · Derivative 372,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · derivative · entry 24

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 372,420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer.

F2 · price: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer.

F2 · derivative.exercise_date: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer.

F2 · derivative.expiration_date: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer.

F3 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
August 26, 2022 Filed Feb 13, 2023 22:11 UTC ConversionClass A Common Stock 372,420 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 11

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote

Disclosed balance after: 372,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer.

F3 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F3 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.

F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
August 26, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 2,411 $14.89 $35,897.86
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 6

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,589

F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS").

F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
August 25, 2022 Filed Aug 25, 2022 16:00 UTC Exercise / conversionClass A Common Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000063 · wf-form4_166144318527886.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 2,859 restricted stock units (RSUs) previously reported in Table II of Form 4. The total reported includes 2,859 shares of Class A Common Stock, the remaining 15,768 RSUs previously reported on Table II, and 10,000 shares of Class A Common Stock previously reported in Table I.

Read SEC document
August 25, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 10,000 $15.27 $152,736.00
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 5

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS").

F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
August 24, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 15,000 $15.38 $230,740.50
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 4

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS").

F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
August 23, 2022 Filed Aug 23, 2022 19:26 UTC Exercise / conversionClass A Common Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000059 · wf-form4_166128275338055.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 2,859 restricted stock units (RSUs) previously reported in Table II of Form 4. The total reported includes 2,859 shares of Class A Common Stock and the remaining 15,768 RSUs previously reported on Table II.

Read SEC document
August 23, 2022 Filed Aug 23, 2022 19:30 UTC Exercise / conversionClass A Common Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000061 · wf-form4_166128299063308.xml · nonDerivative · entry 1

HACKETT JAMES T · CIK 0001185909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 2,859 restricted stock units (RSUs) previously reported in Table II of Form 4. The total reported includes 2,859 shares of Class A Common Stock and the remaining 15,768 RSUs previously reported on Table II.

Read SEC document
August 23, 2022 Filed Aug 23, 2022 19:22 UTC Exercise / conversionClass A Common Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000057 · wf-form4_166128252083945.xml · nonDerivative · entry 1

Warnica Kimberly O. · CIK 0001736857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 2,859 restricted stock units (RSUs) previously reported in Table II of Form 4. The total reported includes 2,859 shares of Class A Common Stock and the remaining 15,768 RSUs previously reported on Table II.

Read SEC document
August 09, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 28,000 $14.97 $419,095.60
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 3

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS").

F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
August 08, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 7,000 $15.12 $105,835.10
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 2

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,000

F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS").

F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
August 04, 2022 Filed Nov 21, 2023 22:47 UTC
Mundy Thomas PPresident, VOYGR Services
GrantRestricted Stock Unit · Derivative 250 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · derivative · entry 5

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: No plan indicated

Ownership: Indirect · by daughter, Katherine Mundy

Disclosed balance after: 250

Underlying: Class A Common Stock · 250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
July 20, 2022 Filed Feb 13, 2023 22:11 UTC SaleClass A Common Stock 83,860 $11.30 $947,534.14
Disclosure

SEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 1

IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS").

F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Read SEC document
July 19, 2022 Filed Jul 26, 2022 18:28 UTC
Mundy Thomas PPresident, VOYGR
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 43,300 $0.00 Strike: $0.81 $0.00
Disclosure

SEC source: 0001822966-22-000044 · wf-form4_165886009696921.xml · derivative · entry 3

Mundy Thomas P · CIK 0001927292 · President, VOYGR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 43,300 shares

Expires 2022-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on May 1, 2013, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on May 1, 2016.

Read SEC document
July 19, 2022 Filed Jul 26, 2022 18:28 UTC
Mundy Thomas PPresident, VOYGR
SaleClass A Common Stock 14,370 $10.68 $153,471.60
Disclosure

SEC source: 0001822966-22-000044 · wf-form4_165886009696921.xml · nonDerivative · entry 2

Mundy Thomas P · CIK 0001927292 · President, VOYGR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,070

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 10.55 to 10.65, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 19, 2022 Filed Jul 26, 2022 18:28 UTC
Mundy Thomas PPresident, VOYGR
Exercise / conversionClass A Common Stock 43,300 $0.81 $35,073.00
Disclosure

SEC source: 0001822966-22-000044 · wf-form4_165886009696921.xml · nonDerivative · entry 1

Mundy Thomas P · CIK 0001927292 · President, VOYGR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 23:46 UTC GrantRestricted Stock Unit · Derivative 18,627 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000040 · wf-form4_165758315974598.xml · derivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Underlying: Class A Common Stock · 18,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 23:32 UTC GrantRestricted Stock Unit · Derivative 18,627 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000034 · wf-form4_165758234336628.xml · derivative · entry 1

HACKETT JAMES T · CIK 0001185909 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Underlying: Class A Common Stock · 18,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 23:38 UTC GrantRestricted Stock Unit · Derivative 18,627 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000036 · wf-form4_165758270757010.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Underlying: Class A Common Stock · 18,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 23:23 UTC
KRESA KENTDirector
GrantRestricted Stock Unit · Derivative 18,627 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000032 · wf-form4_165758180496625.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Underlying: Class A Common Stock · 18,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 18:09 UTC
Temple Robert KGeneral Counsel
GrantRestricted Stock Unit · Derivative 98,039 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000018 · wf-form4_165756296194948.xml · derivative · entry 1

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Class A Common Stock · 98,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 23:42 UTC GrantRestricted Stock Unit · Derivative 18,627 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000038 · wf-form4_165758295011796.xml · derivative · entry 1

Warnica Kimberly O. · CIK 0001736857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Underlying: Class A Common Stock · 18,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 21:55 UTC
Reyes Jose N JrChief Technology Officer
GrantRestricted Stock Unit · Derivative 98,039 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000030 · wf-form4_165757649596820.xml · derivative · entry 1

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Class A Common Stock · 98,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 21:51 UTC
Hopkins John LawrenceDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 147,059 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000028 · wf-form4_165757626466852.xml · derivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,059

Underlying: Class A Common Stock · 147,059 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

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July 08, 2022 Filed Jul 11, 2022 21:43 UTC
Adelman JulieController
GrantRestricted Stock Unit · Derivative 17,157 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000026 · wf-form4_165757576826913.xml · derivative · entry 1

Adelman Julie · CIK 0001909030 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,157

Underlying: Class A Common Stock · 17,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

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July 08, 2022 Filed Jul 11, 2022 21:36 UTC
Colbert ChrisChief Financial Officer
GrantRestricted Stock Unit · Derivative 98,039 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000024 · wf-form4_165757535189892.xml · derivative · entry 1

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Class A Common Stock · 98,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

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July 08, 2022 Filed Jul 11, 2022 19:55 UTC
Murgo RudyTreasurer
GrantRestricted Stock Unit · Derivative 17,157 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000022 · wf-form4_165756934316121.xml · derivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,157

Underlying: Class A Common Stock · 17,157 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

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July 08, 2022 Filed Jul 11, 2022 19:49 UTC
Mundy Thomas PChief Commercial Officer
GrantRestricted Stock Unit · Derivative 98,039 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000020 · wf-form4_165756894234771.xml · derivative · entry 1

Mundy Thomas P · CIK 0001927292 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,039

Underlying: Class A Common Stock · 98,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

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May 19, 2022 Filed May 19, 2022 23:02 UTC GrantClass A Common Stock 10,000 $9.79 $97,900.00
Disclosure

SEC source: 0001822966-22-000007 · wf-form4_165300133789903.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.78 to $9.80. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

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May 18, 2022 Filed May 18, 2022 18:01 UTC
Temple Robert KGeneral Counsel
PurchaseClass A Common Stock 2,000 $9.80 $19,600.00
Disclosure

SEC source: 0001822966-22-000005 · wf-form4_165289688293191.xml · nonDerivative · entry 1

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

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April 22, 2022 Filed Apr 26, 2022 20:01 UTC
Quinn William JDirector · 10% owner
PurchaseSpring Valley Class A Ordinary Shares 67,000 $10.13 $678,710.00
Disclosure

SEC source: 0001104659-22-050322 · tm2213529-1_4seq1.xml · nonDerivative · entry 2

Quinn William J · CIK 0001377293 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 73,600

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.11 to $10.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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April 22, 2022 Filed Apr 26, 2022 20:01 UTC
Quinn William JDirector · 10% owner
PurchaseSpring Valley Class A Ordinary Shares 6,600 $10.13 $66,858.00
Disclosure

SEC source: 0001104659-22-050322 · tm2213529-1_4seq1.xml · nonDerivative · entry 1

Quinn William J · CIK 0001377293 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $10.11 to $10.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.