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KRESA KENT

Disclosed activity across 2 companies

Tapewire entity
33868
SEC CIK
0001197571

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MANNKIND CORPMNKD · Entity 4792DirectorMay 15, 2024May 18, 2024
NUSCALE POWER CorpSMR · Entity 4088DirectorSeptember 30, 2026October 03, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MANNKIND CORP

Report date May 15, 2024 · Filed May 18, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible securityDirect35,047 Reported balance After 2024-05-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2024-05-15 · Grant · Acquired 35,047 · Balance 35,047

F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2: Restricted stock unit vested on May 15, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2: Restricted stock unit vested on May 15, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

NUSCALE POWER Corp

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectby Kent Kresa Trust, dated November 14, 2006104,947 Reported balance After 2026-09-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 3,338 · Balance 104,947

F1: In lieu of quarterly cash fees, 3,338 shares of phantom stock were granted on September 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In lieu of quarterly cash fees, 3,338 shares of phantom stock were granted on September 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:11 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 3,338 $0.00 $0.00
Disclosure

SEC source: 0001197571-26-000002 · wk-form4_1790971909.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 104,947

F1 · shares: In lieu of quarterly cash fees, 3,338 shares of phantom stock were granted on September 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:13 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 2,702 $0.00 $0.00
Disclosure

SEC source: 0001822966-26-000076 · wk-form4_1782936799.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 101,609

F1 · shares: In lieu of quarterly cash fees, 2,702 shares of phantom stock were granted on June 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.

F2 · balance_after: The reported transaction involved the reporting person's receipt of a grant of phantom stock under the issuer's Deferred Compensation Plan for Non-Employee Directors. The reporting person has reported prior grants of phantom stock in Table II of Form 4. The total reported in Column 5 includes the 2,702 newly granted shares of phantom stock, 3946 shares of phantom stock previously reported in Table II, 8,681 shares of phantom stock previously reported in Table I, and 86,280 shares of Class A Common Stock previously reported in Table I.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:52 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 8,681 $0.00 $0.00
Disclosure

SEC source: 0001822966-26-000067 · wk-form4_1780433557.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 94,961

F1 · shares: The reporting person received an award of 8,681 restricted stock units on May 29, 2026, which vest quarterly in four equal installments over one year, with the first such vesting event occurring on August 29, 2026. Each restricted stock unit represents the right to receive one share of Class A Common Stock upon vesting. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer receipt of the underlying shares of Class A Common Stock upon vesting of the restricted stock units and will instead receive an equal number of shares of phantom stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock upon the reporting person's separation from service with the issuer.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:04 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantPhantom Stock · Derivative 3,946 $0.00 $0.00
Disclosure

SEC source: 0001822966-26-000035 · wk-form4_1775163845.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,946

Underlying: Class A Common Stock · 3,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Class A Common stock on a one-for-one basis.

F2 · derivative.exercise_date: In lieu of quarterly cash fees, 3,946 shares of phantom stock were granted on March 31, 2026. Pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the Company.

F2 · derivative.expiration_date: In lieu of quarterly cash fees, 3,946 shares of phantom stock were granted on March 31, 2026. Pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the Company.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:20 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 3,702 $14.17 $52,457.34
Disclosure

SEC source: 0001822966-26-000002 · wk-form4_1767648007.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 86,280

F1 · shares: On December 31, 2025, the reporting person was granted 3,702 shares of Class A Common Stock in lieu of quarterly director fees.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:55 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 1,262 $36.00 $45,432.00
Disclosure

SEC source: 0001822966-25-000160 · wk-form4_1759438515.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 82,578

F1 · shares: On September 30, 2025, the reporting person was granted 1,262 shares of Class A Common Stock in lieu of quarterly director fees.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 16:21 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 695 $39.56 $27,494.20
Disclosure

SEC source: 0001197571-25-000005 · wk-form4_1751473255.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 81,316

F1 · shares: On June 30, 2025, the reporting person was granted 695 shares of Class A Common Stock in lieu of quarterly director fees.

Read SEC document
May 28, 2025 Filed May 30, 2025 20:29 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 3,109 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000110 · wk-form4_1748636831.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 80,621

F1 · shares: The reporting person received an award of 3,109 restricted stock units on May 28, 2025, vesting in four equal installments beginning on August 28, 2025. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F1 · price: The reporting person received an award of 3,109 restricted stock units on May 28, 2025, vesting in four equal installments beginning on August 28, 2025. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:25 UTC NUSCALE POWER Corp SMR · Entity 4088 ConversionPaired Interests · Derivative 19,783 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000090 · wk-form4_1747340720.xml · derivative · entry 2

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 19,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). The Paired Interests have no expiration date and are convertible at the holder's election at any time. The holder of Class B Units has the right to exchange a Class B Unit on a one-for-one basis for a share of Class A Common Stock of the Issuer. Upon such an exchange, the Issuer will cancel and retire the paired share of Class B Common Stock.

F1 · derivative.exercise_price: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). The Paired Interests have no expiration date and are convertible at the holder's election at any time. The holder of Class B Units has the right to exchange a Class B Unit on a one-for-one basis for a share of Class A Common Stock of the Issuer. Upon such an exchange, the Issuer will cancel and retire the paired share of Class B Common Stock.

F1 · derivative.exercise_date: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). The Paired Interests have no expiration date and are convertible at the holder's election at any time. The holder of Class B Units has the right to exchange a Class B Unit on a one-for-one basis for a share of Class A Common Stock of the Issuer. Upon such an exchange, the Issuer will cancel and retire the paired share of Class B Common Stock.

F1 · derivative.expiration_date: The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). The Paired Interests have no expiration date and are convertible at the holder's election at any time. The holder of Class B Units has the right to exchange a Class B Unit on a one-for-one basis for a share of Class A Common Stock of the Issuer. Upon such an exchange, the Issuer will cancel and retire the paired share of Class B Common Stock.

Read SEC document
May 13, 2025 Filed May 15, 2025 20:25 UTC NUSCALE POWER Corp SMR · Entity 4088 ConversionClass A Common Stock 19,783 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000090 · wk-form4_1747340720.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 77,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:21 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 1,942 $14.16 $27,498.72
Disclosure

SEC source: 0001822966-25-000055 · wk-form4_1743625307.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 57,729

F1 · shares: On March 31, 2025, the reporting person was granted 1,942 shares of Class A Common Stock in lieu of quarterly directors fees.

Read SEC document
December 31, 2024 Filed Jan 10, 2025 23:49 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 1,533 $17.93 $27,486.69
Disclosure

SEC source: 0001822966-25-000004 · wk-form4_1736552986.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 55,787

F1 · shares: On December 31, 2024, the reporting person was granted 1,533 shares in lieu of quarterly director fees.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:53 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 2,374 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000127 · wk-form4_1727909610.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 54,254

F1 · shares: On September 30, 2024, the reporting person was granted 2,374 shares in lieu of quarterly director fees.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 16:11 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 2,352 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000095 · wk-form4_1719936662.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 51,880

F1 · shares: On June 30, 2024, the reporting person was granted 2,352 restricted stock units in lieu of director fees which will vest on the first anniversary of the grant date.

Read SEC document
May 28, 2024 Filed May 29, 2024 15:34 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 11,603 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000083 · wk-form4_1716996837.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 49,528

F1 · shares: The reporting person received an award of 11,603 restricted stock units on May 28, 2024, vesting in four equal quarterly installments beginning on August 28, 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
May 15, 2024 Filed May 18, 2024 01:29 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 35,047 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062081 · ownership.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,047

Underlying: Common Stock, $.01 Par Value · 35,047 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · kind: Restricted stock unit vested on May 15, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F2 · derivative.exercise_date: Restricted stock unit vested on May 15, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

F2 · derivative.expiration_date: Restricted stock unit vested on May 15, 2024, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 15:52 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 5,178 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000043 · wk-form4_1712159519.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Kent Kresa Trust, dated November 14, 2006

Disclosed balance after: 37,925

F1 · shares: On April 1, 2024, the reporting person was granted 5,178 restricted stock units in lieu of director fees which will vest on the first anniversary of the grant date.

F2 · balance_after: Includes 32,747 shares previously owned directly which were contributed on February 13, 2024 to the Kent Kresa Trust, dated November 14, 2006, of which the reporting person is the sole trustee and beneficiary.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 19:02 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000224 · wk-form4_1693335757.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I.

Read SEC document
May 26, 2023 Filed May 31, 2023 20:54 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 14,120 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000145 · wk-form4_1685566464.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,120

Underlying: Class A Common Stock · 14,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 26, 2023, the board award 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023 , until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: On May 26, 2023, the board award 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023 , until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
May 25, 2023 Filed May 27, 2023 01:00 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 47,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-032721 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,393

Underlying: Common Stock · 47,393 shares

Expires 2033-05-25

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit vested on May 25, 2023, but the shares will not be delivered until there is a separation of service from the board of directors of MannKind Corporation.

Read SEC document
August 26, 2022 Filed Aug 26, 2022 16:12 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000065 · wf-form4_166153032067770.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 2,859 restricted stock units (RSUs) previously reported in Table II of Form 4. The total reported includes 2,859 shares of Class A Common Stock and the remaining 15,768 RSUs previously reported on Table II

Read SEC document
July 08, 2022 Filed Jul 11, 2022 23:23 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 18,627 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000032 · wf-form4_165758180496625.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Underlying: Class A Common Stock · 18,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
May 10, 2022 Filed May 13, 2022 00:00 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 45,045 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028670 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,045

Underlying: Common Stock · 45,045 shares

Expires 2032-05-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 11,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034720 · doc4.xml · derivative · entry 2

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,338

Underlying: Common Stock · 11,338 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 20, 2021 Filed May 21, 2021 01:00 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 33,860 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-034720 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,860

Underlying: Common Stock · 33,860 shares

Expires 2031-05-20

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:15 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 38,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032192 · doc4.xml · derivative · entry 2

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,760

Underlying: Common Stock · 38,760 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Retainer: Award granted in lieu of annual cash retainer payment. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 21, 2020 Filed May 27, 2020 00:15 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 88,235 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-032192 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,235

Underlying: Common Stock · 88,235 shares

Expires 2030-05-21

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Equity Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

Read SEC document
May 14, 2019 Filed May 16, 2019 20:28 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 33,557 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030389 · doc4.xml · derivative · entry 2

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,557

Underlying: Common Stock · 33,557 shares

Expires 2029-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F3 · derivative.exercise_date: Annual Director Award: Award granted in lieu of annual cash retainer payment for non-employee directors. Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

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May 14, 2019 Filed May 16, 2019 20:28 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 72,115 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-030389 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,115

Underlying: Common Stock · 72,115 shares

Expires 2029-05-14

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Annual Director Award: Restricted stock unit shall vest immediately, but the shares shall not be delivered until there is a separation of service, such as through resignation or retirement from the Board or his or her death.

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June 14, 2018 Filed Jun 14, 2018 20:58 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $0.01 Par Value 41,666 $1.92 $79,998.72
Disclosure

SEC source: 0001209191-18-037773 · doc4.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,541

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May 16, 2018 Filed May 22, 2018 20:15 UTC Amendment MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-032300 · doc4a.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · date: The original Form 4 indicated the wrong transaction date of 5/18/17. The transaction date was 5/16/18.

F3 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

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October 13, 2017 Filed Oct 13, 2017 21:03 UTC MANNKIND CORP MNKD · Entity 4792 PurchaseCommon Stock, $0.01 Par Value 166,600 $6.00 $999,600.00
Disclosure

SEC source: 0001209191-17-056898 · doc4.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Kresa Family Foundation

Disclosed balance after: 237,589

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May 18, 2017 Filed May 22, 2017 23:44 UTC MANNKIND CORP MNKD · Entity 4792 GrantStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.10 $0.00
Disclosure

SEC source: 0001209191-17-034520 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-05-17

F1 · derivative.exercise_date: The option shall vest in 36 equal monthly installments following the date of grant.

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May 18, 2017 Filed May 18, 2018 14:24 UTC MANNKIND CORP MNKD · Entity 4792 GrantRestricted Stock Unit · Derivative 65,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031291 · doc4.xml · derivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,200

Underlying: Common Stock · 65,200 shares

Expires 2028-05-16

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MNKD common stock.

F2 · derivative.exercise_date: Restricted stock unit shall vest immediately, but the shares shall not be delivered until the director leaves the Board.

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May 19, 2016 Filed Feb 1, 2017 14:27 UTC MANNKIND CORP MNKD · Entity 4792 GrantEmployee Stock Option · Derivative 78,400 $0.00 Strike: $0.91 $0.00
Disclosure

SEC source: 0001209191-17-006537 · doc5.xml · derivative · entry 4

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,400

Underlying: Common Stock · 78,400 shares

Expires 2026-05-19

F4 · derivative.exercise_date: Annual equity award vesting in 36 equal monthly installments commencing one month from date of grant, being fully vested on the third anniversary of grant date.

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May 19, 2016 Filed Feb 1, 2017 14:27 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $0.01 Par Value 17,527 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006537 · doc5.xml · nonDerivative · entry 3

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,945

F3 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement or removal from board, provided that such retirement or removal occurs more than one year after grant date; death; or five years from grant date.

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May 19, 2016 Filed Feb 1, 2017 14:27 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $0.01 Par Value 116,848 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006537 · doc5.xml · nonDerivative · entry 2

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,418

F2 · shares: Annual retainer received in equity in lieu of cash. Restricted Stock Units shall vest on the earlier of retirement, removal from board, death or five years from grant date.

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May 19, 2016 Filed Feb 1, 2017 14:27 UTC MANNKIND CORP MNKD · Entity 4792 GrantCommon Stock, $.01 Par Value 39,200 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-006537 · doc5.xml · nonDerivative · entry 1

KRESA KENT · CIK 0001197571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,570

F1 · shares: Restricted Stock Units with 3-year vesting period; 1/36th vesting every month, being fully vested on the third anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.