organization · Reporting owner
IBK Securities Co., Ltd.
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUSCALE POWER CorpSMR · Entity 4088 | 10% owner | January 06, 2023 | February 24, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUSCALE POWER Corp
Report date January 06, 2023 · Filed February 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectNext Tech 1 New Technology Investment Fund. See Footnote | 3,587,787 |
Last balance in matching sequence
After 2023-01-09 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-01-06 · Sale · Disposed 45,000 · Balance 3,632,787 F1: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Row 2 · 2023-01-09 · Sale · Disposed 45,000 · Balance 3,587,787 F1: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
| Class A Common StockSEC Table I · non-derivative | IndirectNext Tech 2 New Technology Investment Fund. See Footnote | 287,420 |
Last balance in matching sequence
After 2023-01-09 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 3 · 2023-01-06 · Sale · Disposed 7,000 · Balance 295,420 F2: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Row 4 · 2023-01-09 · Sale · Disposed 8,000 · Balance 287,420 F2: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
F2: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
F3: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 09, 2023 Filed Feb 24, 2023 16:36 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 8,000 | $10.44 | $83,499.20 |
DisclosureSEC source: 0001213900-23-014194 · ownership.xml · nonDerivative · entry 4 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote Disclosed balance after: 287,420 F2 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F2 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| January 09, 2023 Filed Feb 24, 2023 16:36 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 45,000 | $10.44 | $469,669.50 |
DisclosureSEC source: 0001213900-23-014194 · ownership.xml · nonDerivative · entry 2 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 3,587,787 F1 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F1 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| January 06, 2023 Filed Feb 24, 2023 16:36 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 7,000 | $10.24 | $71,704.50 |
DisclosureSEC source: 0001213900-23-014194 · ownership.xml · nonDerivative · entry 3 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote Disclosed balance after: 295,420 F2 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F2 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| January 06, 2023 Filed Feb 24, 2023 16:36 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 45,000 | $10.25 | $461,128.50 |
DisclosureSEC source: 0001213900-23-014194 · ownership.xml · nonDerivative · entry 1 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 3,632,787 F1 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. F1 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 08, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 88,198 | $10.98 | $967,990.69 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 23 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 3,677,787 F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.9200 to $11.0700, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 08, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 35,000 | $10.97 | $384,009.50 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 13 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote Disclosed balance after: 302,420 F3 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 07, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 96,659 | $10.89 | $1,052,916.15 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 22 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 3,765,985 F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.8400 to $11.0400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 07, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 35,000 | $10.88 | $380,674.00 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 12 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote Disclosed balance after: 337,420 F3 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 06, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 51,329 | $10.88 | $558,510.85 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 21 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 3,862,644 F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.8789 to $11.0000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 05, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 50,000 | $10.94 | $547,175.00 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 20 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 3,913,973 F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 02, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 71,927 | $10.97 | $789,175.85 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 19 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 3,963,973 F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.8200 to $11.1200, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| December 01, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 50,000 | $10.92 | $546,005.00 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 18 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 4,035,900 F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 30, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 53,376 | $10.84 | $578,606.52 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 17 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 4,085,900 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.8380 to $10.9100, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 29, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 50,000 | $10.77 | $538,510.00 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 16 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 4,139,276 F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 28, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 52,489 | $11.02 | $578,386.79 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 15 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 4,189,276 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.0069 to $11.2400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 16, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | ConversionClass B Common Stock · Derivative | 4,241,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · derivative · entry 25 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 4,241,765 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Reflects the exchange of 4,241,765 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 4,241,765 shares of Class A Common Stock. F4 · price: Reflects the exchange of 4,241,765 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 4,241,765 shares of Class A Common Stock. F4 · derivative.exercise_date: Reflects the exchange of 4,241,765 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 4,241,765 shares of Class A Common Stock. F4 · derivative.expiration_date: Reflects the exchange of 4,241,765 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 4,241,765 shares of Class A Common Stock. F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| November 16, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | ConversionClass A Common Stock | 4,241,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 14 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 1 New Technology Investment Fund. See Footnote Disclosed balance after: 4,241,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Reflects the exchange of 4,241,765 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 4,241,765 shares of Class A Common Stock. F5 · ownership.direct: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F5 · ownership.nature: The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| October 06, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 43,176 | $11.53 | $497,694.07 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 10 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| October 05, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 43,000 | $11.66 | $501,539.10 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 9 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,176 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| September 26, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 13,824 | $12.38 | $171,172.92 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 8 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,176 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| September 06, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 37,589 | $14.43 | $542,337.85 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 7 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 26, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | ConversionClass B Common Stock · Derivative | 372,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · derivative · entry 24 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 372,420 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer. F2 · price: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer. F2 · derivative.exercise_date: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer. F2 · derivative.expiration_date: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer. F3 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 26, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | ConversionClass A Common Stock | 372,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 11 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Next Tech 2 New Technology Investment Fund. See Footnote Disclosed balance after: 372,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Reflects the exchange of 372,420 shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), of the Issuer, each paired with one Class B Unit of NuScale Power, LLC, for 372,420 shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), of the Issuer. F3 · ownership.direct: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F3 · ownership.nature: The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly. F12 · ownership.nature: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 26, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 2,411 | $14.89 | $35,897.86 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 6 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,589 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 25, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 10,000 | $15.27 | $152,736.00 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 5 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 24, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 15,000 | $15.38 | $230,740.50 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 4 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 09, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 28,000 | $14.97 | $419,095.60 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 3 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,000 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| August 08, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 7,000 | $15.12 | $105,835.10 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 2 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,000 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| July 20, 2022 Filed Feb 13, 2023 22:11 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 83,860 | $11.30 | $947,534.14 |
DisclosureSEC source: 0001213900-23-010822 · ownership.xml · nonDerivative · entry 1 IBK Securities Co., Ltd. · CIK 0001932335 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · ownership.direct: The reported securities of the Issuer were directly held by IBK Securities Co., Ltd. ("IBKS"). F12 · ownership.direct: Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by IBKS, Next Tech 1 and Next Tech 2 and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by IBKS, Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.