Sorrells Christopher Dixon

SEC source: 0001477462-26-000008 · form4-09042026_100937.xml · derivative · entry 2

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,065

Underlying: Common Shares · 11,065 shares

Expires 2036-09-02

F2 · derivative.exercise_date: These options vest in three equal annual installments, with the first installment vesting on July 13, 2027.

SEC source: 0001477462-26-000008 · form4-09042026_100937.xml · nonDerivative · entry 1

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,818

F1 · shares: Restricted stock units ("RSUs") are granted to the reporting person for no additional cash consideration, each of which represents a contingent right to receive one common share upon vesting of these RSUs in three equal annual installments, with the first installment vesting on July 13, 2027.

SEC source: 0001477462-26-000006 · form4-07142026_080706.xml · derivative · entry 8

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,666,667

Underlying: Common Shares · 1,666,667 shares

Expires 2033-07-10

F9 · price: In connection with the Closing, the Sponsor elected to convert a working capital loan with a principal amount of $1,500,000 into warrants to purchase 1,666,667 of the issuer's common shares.

F1 · balance_after: Following the closing of the business combination between the issuer and General Fusion Inc. (the "Closing"), Mr. Sorrells no longer has beneficial ownership of the securities owned by Spring Valley Acquisition III Sponsor, LLC (the "Sponsor").

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Mr. Sorrells was the managing member of the Sponsor prior to the Closing.

SEC source: 0001477462-26-000006 · form4-07142026_080706.xml · derivative · entry 7

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 333,333

Underlying: Common Shares · 333,333 shares

Expires not disclosed

F8 · derivative.exercise_price: If at any time during the Earnout Period, the VWAP exceeds $25.00 during any Measurement Period, then the Class C Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F8 · derivative.exercise_date: If at any time during the Earnout Period, the VWAP exceeds $25.00 during any Measurement Period, then the Class C Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F8 · derivative.expiration_date: If at any time during the Earnout Period, the VWAP exceeds $25.00 during any Measurement Period, then the Class C Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F1 · balance_after: Following the closing of the business combination between the issuer and General Fusion Inc. (the "Closing"), Mr. Sorrells no longer has beneficial ownership of the securities owned by Spring Valley Acquisition III Sponsor, LLC (the "Sponsor").

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Mr. Sorrells was the managing member of the Sponsor prior to the Closing.

SEC source: 0001477462-26-000006 · form4-07142026_080706.xml · derivative · entry 6

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 333,333

Underlying: Common Shares · 333,333 shares

Expires not disclosed

F7 · derivative.exercise_price: If at any time during the Earnout Period, the VWAP exceeds $20.00 during any Measurement Period, then the Class B Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F7 · derivative.exercise_date: If at any time during the Earnout Period, the VWAP exceeds $20.00 during any Measurement Period, then the Class B Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F7 · derivative.expiration_date: If at any time during the Earnout Period, the VWAP exceeds $20.00 during any Measurement Period, then the Class B Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F1 · balance_after: Following the closing of the business combination between the issuer and General Fusion Inc. (the "Closing"), Mr. Sorrells no longer has beneficial ownership of the securities owned by Spring Valley Acquisition III Sponsor, LLC (the "Sponsor").

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Mr. Sorrells was the managing member of the Sponsor prior to the Closing.

SEC source: 0001477462-26-000006 · form4-07142026_080706.xml · derivative · entry 5

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 333,334

Underlying: Common Shares · 333,334 shares

Expires not disclosed

F6 · derivative.exercise_price: If at any time during the period following the Closing and expiring on the fifth anniversary of the Closing (the "Earnout Period"), for any 20 trading days within a period of 30 consecutive trading days (the "Measurement Period"), the volume-weighted average price of the issuer's common shares (the "VWAP") exceeds $15.00, then the Class A Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F6 · derivative.exercise_date: If at any time during the period following the Closing and expiring on the fifth anniversary of the Closing (the "Earnout Period"), for any 20 trading days within a period of 30 consecutive trading days (the "Measurement Period"), the volume-weighted average price of the issuer's common shares (the "VWAP") exceeds $15.00, then the Class A Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F6 · derivative.expiration_date: If at any time during the period following the Closing and expiring on the fifth anniversary of the Closing (the "Earnout Period"), for any 20 trading days within a period of 30 consecutive trading days (the "Measurement Period"), the volume-weighted average price of the issuer's common shares (the "VWAP") exceeds $15.00, then the Class A Earnout Shares shall automatically convert into the issuer's common shares on a one-for-one basis.

F1 · balance_after: Following the closing of the business combination between the issuer and General Fusion Inc. (the "Closing"), Mr. Sorrells no longer has beneficial ownership of the securities owned by Spring Valley Acquisition III Sponsor, LLC (the "Sponsor").

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Mr. Sorrells was the managing member of the Sponsor prior to the Closing.

SEC source: 0001477462-26-000006 · form4-07142026_080706.xml · derivative · entry 4

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Shares · 5,296,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: As described in the issuer's registration statement on Form F-4 (File No. 333-293688) (the "Registration Statement"), in connection with the Closing, the issuer continued from the Cayman Islands to British Columbia, resulting in the conversion of all Class B ordinary shares of the issuer, a Cayman Islands exempted corporation, into Class B common shares of the issuer, a British Columbia limited company (the "Continuation").

F5 · derivative.exercise_price: As described in the Registration Statement, following the Continuation, the Class B common shares of the issuer automatically converted into Class A common shares of the issuer on a one-for-one-basis, after which the Class A common shares were re-designated as common shares of the issuer.

F5 · derivative.exercise_date: As described in the Registration Statement, following the Continuation, the Class B common shares of the issuer automatically converted into Class A common shares of the issuer on a one-for-one-basis, after which the Class A common shares were re-designated as common shares of the issuer.

F5 · derivative.expiration_date: As described in the Registration Statement, following the Continuation, the Class B common shares of the issuer automatically converted into Class A common shares of the issuer on a one-for-one-basis, after which the Class A common shares were re-designated as common shares of the issuer.

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Mr. Sorrells was the managing member of the Sponsor prior to the Closing.

SEC source: 0001477462-26-000006 · form4-07142026_080706.xml · derivative · entry 3

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,296,667

Underlying: Class A Common Shares · 1,250,000 shares

Expires not disclosed

F3 · security: As described in the issuer's registration statement on Form F-4 (File No. 333-293688) (the "Registration Statement"), in connection with the Closing, the issuer continued from the Cayman Islands to British Columbia, resulting in the conversion of all Class B ordinary shares of the issuer, a Cayman Islands exempted corporation, into Class B common shares of the issuer, a British Columbia limited company (the "Continuation").

F4 · derivative.exercise_price: As described in the Registration Statement, in connection with the Closing, the Sponsor (i) transferred 1,250,000 Class B common shares to certain investors in the issuer's simple agreements for future equity, and (ii) forfeited 1,000,000 Class B common shares (the "Forfeiture"). In connection with the Forfeiture, the Sponsor received 333,334 Class A Earnout Shares, 333,333 Class B Earnout Shares and 333,333 Class C Earnout Shares from the issuer.

F4 · derivative.exercise_date: As described in the Registration Statement, in connection with the Closing, the Sponsor (i) transferred 1,250,000 Class B common shares to certain investors in the issuer's simple agreements for future equity, and (ii) forfeited 1,000,000 Class B common shares (the "Forfeiture"). In connection with the Forfeiture, the Sponsor received 333,334 Class A Earnout Shares, 333,333 Class B Earnout Shares and 333,333 Class C Earnout Shares from the issuer.

F4 · derivative.expiration_date: As described in the Registration Statement, in connection with the Closing, the Sponsor (i) transferred 1,250,000 Class B common shares to certain investors in the issuer's simple agreements for future equity, and (ii) forfeited 1,000,000 Class B common shares (the "Forfeiture"). In connection with the Forfeiture, the Sponsor received 333,334 Class A Earnout Shares, 333,333 Class B Earnout Shares and 333,333 Class C Earnout Shares from the issuer.

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Mr. Sorrells was the managing member of the Sponsor prior to the Closing.

SEC source: 0001477462-26-000006 · form4-07142026_080706.xml · derivative · entry 2

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 6,546,667

Underlying: Class A Common Shares · 1,000,000 shares

Expires not disclosed

F3 · security: As described in the issuer's registration statement on Form F-4 (File No. 333-293688) (the "Registration Statement"), in connection with the Closing, the issuer continued from the Cayman Islands to British Columbia, resulting in the conversion of all Class B ordinary shares of the issuer, a Cayman Islands exempted corporation, into Class B common shares of the issuer, a British Columbia limited company (the "Continuation").

F4 · derivative.exercise_price: As described in the Registration Statement, in connection with the Closing, the Sponsor (i) transferred 1,250,000 Class B common shares to certain investors in the issuer's simple agreements for future equity, and (ii) forfeited 1,000,000 Class B common shares (the "Forfeiture"). In connection with the Forfeiture, the Sponsor received 333,334 Class A Earnout Shares, 333,333 Class B Earnout Shares and 333,333 Class C Earnout Shares from the issuer.

F4 · derivative.exercise_date: As described in the Registration Statement, in connection with the Closing, the Sponsor (i) transferred 1,250,000 Class B common shares to certain investors in the issuer's simple agreements for future equity, and (ii) forfeited 1,000,000 Class B common shares (the "Forfeiture"). In connection with the Forfeiture, the Sponsor received 333,334 Class A Earnout Shares, 333,333 Class B Earnout Shares and 333,333 Class C Earnout Shares from the issuer.

F4 · derivative.expiration_date: As described in the Registration Statement, in connection with the Closing, the Sponsor (i) transferred 1,250,000 Class B common shares to certain investors in the issuer's simple agreements for future equity, and (ii) forfeited 1,000,000 Class B common shares (the "Forfeiture"). In connection with the Forfeiture, the Sponsor received 333,334 Class A Earnout Shares, 333,333 Class B Earnout Shares and 333,333 Class C Earnout Shares from the issuer.

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Mr. Sorrells was the managing member of the Sponsor prior to the Closing.

SEC source: 0001477462-26-000006 · form4-07142026_080706.xml · nonDerivative · entry 1

Sorrells Christopher Dixon · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 5,296,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Following the closing of the business combination between the issuer and General Fusion Inc. (the "Closing"), Mr. Sorrells no longer has beneficial ownership of the securities owned by Spring Valley Acquisition III Sponsor, LLC (the "Sponsor").

F2 · ownership.direct: The Sponsor is the record holder of the shares reported herein. Mr. Sorrells was the managing member of the Sponsor prior to the Closing.

SEC source: 0001104659-26-049880 · tm2612877-2_4seq1.xml · derivative · entry 2

Spring Valley Acquisition Sponsor II, LLC · CIK 0001843474 · 10% owner

Sorrells Christopher Dixon · CIK 0001477462 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,699,917

Underlying: Common Stock · 2,722,216 shares

Expires 2031-02-24

F1 · kind: On April 24, 2026, Spring Valley Acquisition Sponsor II, LLC (the "Sponsor") transferred all of its 2,408,335 shares of common stock and 9,422,133 warrants (the "Securities") of Eagle Nuclear Energy Corp. (the "Issuer") to its members for no consideration. Supercycle Holdings LLC ("Supercycle") received 1,712,525 shares and 6,699,917 warrants.

F1 · price: On April 24, 2026, Spring Valley Acquisition Sponsor II, LLC (the "Sponsor") transferred all of its 2,408,335 shares of common stock and 9,422,133 warrants (the "Securities") of Eagle Nuclear Energy Corp. (the "Issuer") to its members for no consideration. Supercycle Holdings LLC ("Supercycle") received 1,712,525 shares and 6,699,917 warrants.

F3 · balance_after: Supercycle elected to limit the number of shares of common stock that may be issued to a specified threshold of 9.8% of the issued and outstanding shares of common stock (the "Blocker"). As a result of the Blocker, as of the date hereof, any attempted exercise by Supercycle of warrants in excess of the specified threshold will not be effected.

F2 · ownership.direct: The reported Securities were held directly by the Sponsor and are now held directly by Supercycle. The Sponsor and Supercycle are controlled by Mr. Christopher Sorrells. Accordingly, all of the securities held by the Sponsor and Supercycle may be deemed to be beneficially held by Mr. Sorrells. Each reporting person under this Form 4 disclaims beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001104659-26-049880 · tm2612877-2_4seq1.xml · nonDerivative · entry 1

Spring Valley Acquisition Sponsor II, LLC · CIK 0001843474 · 10% owner

Sorrells Christopher Dixon · CIK 0001477462 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,712,525

F1 · kind: On April 24, 2026, Spring Valley Acquisition Sponsor II, LLC (the "Sponsor") transferred all of its 2,408,335 shares of common stock and 9,422,133 warrants (the "Securities") of Eagle Nuclear Energy Corp. (the "Issuer") to its members for no consideration. Supercycle Holdings LLC ("Supercycle") received 1,712,525 shares and 6,699,917 warrants.

F1 · price: On April 24, 2026, Spring Valley Acquisition Sponsor II, LLC (the "Sponsor") transferred all of its 2,408,335 shares of common stock and 9,422,133 warrants (the "Securities") of Eagle Nuclear Energy Corp. (the "Issuer") to its members for no consideration. Supercycle Holdings LLC ("Supercycle") received 1,712,525 shares and 6,699,917 warrants.

F2 · ownership.direct: The reported Securities were held directly by the Sponsor and are now held directly by Supercycle. The Sponsor and Supercycle are controlled by Mr. Christopher Sorrells. Accordingly, all of the securities held by the Sponsor and Supercycle may be deemed to be beneficially held by Mr. Sorrells. Each reporting person under this Form 4 disclaims beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein and the filing of this Form 4 shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.

SEC source: 0001822966-23-000230 · wk-form4_1693337027.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 18,627 shares of Class A Common Stock previously reported in Table I.

SEC source: 0001654954-23-009172 · section16.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,992

F1 · shares: The Shares vest over a twelve-month period with 25% vesting at the end of each of the following quarters: Q3 2023, Q4 2023, Q12024 and Q2 2024.

SEC source: 0001822966-23-000141 · wk-form4_1685566235.xml · derivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,120

Underlying: Class A Common Stock · 14,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · balance_after: On May 26, 2023, the board awarded 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023, until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

SEC source: 0001822966-22-000059 · wf-form4_166128275338055.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 2,859 restricted stock units (RSUs) previously reported in Table II of Form 4. The total reported includes 2,859 shares of Class A Common Stock and the remaining 15,768 RSUs previously reported on Table II.

SEC source: 0001822966-22-000040 · wf-form4_165758315974598.xml · derivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Underlying: Class A Common Stock · 18,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

SEC source: 0001628280-22-017073 · wf-form4_165522457855556.xml · nonDerivative · entry 2

Sorrells Christopher D. · CIK 0001477462 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Outstanding shares of common stock of the Company were converted into the right to receive $61.50 per share in cash, without interest thereon and subject to any required tax withholding, in accordance with the Merger Agreement.

SEC source: 0001628280-22-017073 · wf-form4_165522457855556.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,835

F1 · security: These shares represent the amount of restricted stock units ("RSUs") that vested in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated February 27, 2022, between Renewable Energy Group, Inc. (the "Company"), Chevron Corporation ("Parent") and Cyclone Merger Sub ("Merger Sub"), a copy of which is filled as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on February 28, 2022, and by which the Company became a wholly-owned subsidiary of Parent. These RSUs were settled one for one in common stock of the Company.

F2 · price: Outstanding shares of common stock of the Company were converted into the right to receive $61.50 per share in cash, without interest thereon and subject to any required tax withholding, in accordance with the Merger Agreement.

SEC source: 0001654954-22-010076 · section16.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,421

F1 · shares: The Shares vest over a twelve-month period with 25% vesting at: September 30, 2022, December 31, 2022, March 31, 2023, and June 30, 2023.

SEC source: 0001628280-22-014938 · wf-form4_165299599066156.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,389

F1 · security: Represents award of restricted stock units ("RSUs") that will vest in full on the date of the 2023 Annual Meeting of Stockholders of Renewable Energy Group, Inc. RSUs may be settled only for shares of common stock on a one-for-one basis.

SEC source: 0001654954-21-009540 · section16.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,253

F1 · shares: The Shares vest over a twelve-month period with 25% vesting at the end of each of the following fiscal quarters: 3Q 2021, 4Q 2021, 1Q 2022 and 2Q 2022.

SEC source: 0001628280-21-011772 · wf-form4_162310273712663.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,835

SEC source: 0001628280-21-010725 · wf-form4_162145971560395.xml · nonDerivative · entry 3

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,835

F1 · security: Represents award of restricted stock units ("RSUs") that will vest in full on the earlier of May 18, 2022 or the date of the 2022 Annual Meeting of Stockholders of Renewable Energy Group, Inc. RSUs may be settled only for shares of common stock on a one-for-one basis.

SEC source: 0001628280-21-010725 · wf-form4_162145971560395.xml · nonDerivative · entry 2

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,393

SEC source: 0001628280-21-010725 · wf-form4_162145971560395.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,393

SEC source: 0001628280-20-007689 · wf-form4_158940056910834.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,393

F1 · security: Represents award of restricted stock units ("RSUs") that will vest in full on the earlier of May 12, 2021 or the date of the 2021 Annual Meeting of Stockholders of Renewable Energy Group, Inc. RSUs may be settled only for shares of common stock on a one-for-one basis.

SEC source: 0001567619-19-018977 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,451

F1 · shares: Shares withheld by the Issuer for payment of applicable taxes owed due to the vesting of 65,063 restricted share units pursuant to two restricted share unit agreements between the Reporting Person and the Issuer.

SEC source: 0001567619-19-014273 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,054

F1 · shares: Shares withheld by the Issuer for payment of applicable taxes owed due to the vesting of 14,672 restricted share units pursuant to two restricted share unit agreements between the Reporting Person and the Issuer.

SEC source: 0001567619-19-010427 · doc1.xml · derivative · entry 9

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Exercisable as follows: 4,000 8/3/2016; 3,000 8/3/2017; 3,000 8/3/2018

SEC source: 0001567619-19-010427 · doc1.xml · derivative · entry 8

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable as follows: 4,000 3/2/2016; 3,000 3/2/2017; 3,000 3/2/2018

SEC source: 0001567619-19-010427 · doc1.xml · derivative · entry 7

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2021-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Exercisable as follows: 4,000 3/3/2015; 3,000 3/3/2016; 3,000 3/3/2017

SEC source: 0001567619-19-010427 · doc1.xml · derivative · entry 6

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2020-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as follows: 4,000 3/7/2014; 3,000 3/7/2015; 3,000 3/7/2016

SEC source: 0001567619-19-010427 · doc1.xml · nonDerivative · entry 5

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,828

F1 · shares: Shares withheld by the Issuer for payment of exercise price and applicable taxes owed due to the exercise of 40,000 non-qualified stock options by the Reporting Person.

SEC source: 0001567619-19-010427 · doc1.xml · nonDerivative · entry 4

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-010427 · doc1.xml · nonDerivative · entry 3

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-010427 · doc1.xml · nonDerivative · entry 2

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-010427 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001628280-19-006566 · wf-form4_155751923455564.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,708

F1 · security: Represents award of restricted stock units ("RSUs") that will vest in full on the earlier of May 8, 2020, or the date of the 2020 Annual Meeting of Stockholders of Renewable Energy Group, Inc. RSUs may be settled only for shares of common stock on a one-for-one basis.

SEC source: 0001567619-19-008191 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,325

F1 · shares: Shares withheld by the Issuer for payment of applicable taxes owed due to the vesting of 14,672 restricted share units pursuant to two restricted share unit agreements between the Reporting Person and the Issuer.

SEC source: 0001567619-19-007314 · doc1.xml · derivative · entry 3

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2019-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Exercisable as follows: 4,000 5/17/2013; 3,000 5/17/2014; 3,000 5/17/2015

SEC source: 0001567619-19-007314 · doc1.xml · nonDerivative · entry 2

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,099

F1 · shares: Shares withheld by the Issuer for payment of exercise price and applicable taxes owed due to the exercise of 10,000 non-qualified stock options by the Reporting Person.

SEC source: 0001567619-19-007314 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-19-001058 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,591

F1 · shares: These shares of common stock represent restricted share units granted pursuant to a Restricted Share Unit Agreement between Mr. Sorrells and the Issuer and are subject to forfeiture. The restricted share units awarded vest in seven installments of 8,928 shares on each of the following dates: March 31, 2019, June 30, 2019, September 30, 2019, December 31, 2019, March 31, 2020, June 30, 2020, and September 30, 2020; and one installment of 8,933 shares on December 31, 2020.

F2 · price: These restricted share units were granted to Mr. Sorrells for his services as the Chief Operating Officer of the Issuer.

SEC source: 0001567619-18-003510 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,162

F1 · shares: Shares withheld by the Issuer for payment of applicable taxes owed due to the vesting of 11,301 restricted share units pursuant to three restricted share unit agreements between the Reporting Person and the issuer.

SEC source: 0001140361-18-030920 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,609

F1 · shares: Shares withheld by the Issuer for payment of applicable taxes owed due to the vesting of 19,426 restricted share units pursuant to three restricted share unit agreements between the Reporting Person and the issuer.

SEC source: 0001628280-18-006654 · wf-form4_152605260062886.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,080

F1 · security: Represents award of restricted stock units ("RSUs") that will vest in full on the earlier of May 10, 2019, or the date of the 2019 Annual Meeting of Stockholders of Renewable Energy Group, Inc. RSUs may be settled only for shares of common stock on an one-for-one basis.

SEC source: 0001140361-18-016518 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,253

F1 · shares: Shares withheld by the Issuer for payment of applicable taxes owed due to the vesting of 19,426 restricted share units pursuant to three restricted share unit agreements between the Reporting Person and the issuer.

SEC source: 0001140361-18-000459 · doc1.xml · nonDerivative · entry 2

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,897

F2 · shares: These shares of common stock represent restricted share units granted pursuant to a Restricted Share Unit Agreement between Mr. Sorrells and the Issuer and are subject to forfeiture. The restricted share units awarded vest in seven installments of 5,744 shares on each of the following dates: March 31, 2018, June 30, 2018, September 30, 2018, December 31, 2018, March 31, 2019, June 30, 2019, and September 30, 2019; and one installment of 5,746 shares on December 31, 2019.

F3 · price: These restricted share units were granted to Mr. Sorrells for his services as the Chief Operating Officer of the Issuer.

SEC source: 0001140361-18-000459 · doc1.xml · nonDerivative · entry 1

Sorrells Christopher D. · CIK 0001477462 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,943

F1 · shares: Shares withheld by the Issuer for payment of applicable taxes owed due to the vesting of 13,682 restricted share units pursuant to the restricted share unit agreement between the Reporting Person and the issuer.