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person · Reporting owner

BOECKMANN ALAN L

Disclosed activity across 4 companies

Tapewire entity
33870
SEC CIK
0001194751

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Archer-Daniels-Midland CoADM · Entity 3077DirectorOctober 01, 2019October 03, 2019
FLUOR CORPFLR · Entity 3672Director · Executive ChairmanMarch 06, 2022March 08, 2022
NUSCALE POWER CorpSMR · Entity 4088DirectorSeptember 30, 2026October 03, 2026
SEMPRASRE · Entity 3017DirectorApril 03, 2023April 04, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Archer-Daniels-Midland Co

Report date October 01, 2019 · Filed October 03, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct43,740.923 Reported balance After 2019-10-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-10-01 · Grant · Acquired 1,823.93 · Balance 43,740.923

F1: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2: Conversion or exercise price of Derivative Security is 1-for-1.

F3: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2: Conversion or exercise price of Derivative Security is 1-for-1.

F3: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

FLUOR CORP

Report date March 06, 2022 · Filed March 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect253,407 Reported balance After 2022-03-06 transaction · row 1
1 source row

Row 1 · 2022-03-06 · Tax withholding · Disposed 26,709 · Balance 253,407

F1: In connection with the vesting of 82,902 restricted stock units held by the Reporting Person on 03/06/2022, the Issuer has withheld 26,709 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the reporting Person in connection with this transfer.

Common StockSEC Table I · non-derivativeIndirectBy 401(K) Plan990.9217 Reported balance Holding disclosure · report date 2022-03-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 990.9217

Filing footnotes · ownership attribution and instrument terms

F1: In connection with the vesting of 82,902 restricted stock units held by the Reporting Person on 03/06/2022, the Issuer has withheld 26,709 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the reporting Person in connection with this transfer.

NUSCALE POWER Corp

Report date September 30, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect97,008 Reported balance After 2026-09-30 transaction · row 1
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 4,509 · Balance 97,008

F1: In lieu of quarterly cash fees, 4,509 shares of phantom stock were granted on September 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.

Filing footnotes · ownership attribution and instrument terms

F1: In lieu of quarterly cash fees, 4,509 shares of phantom stock were granted on September 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.

SEMPRA

Report date April 03, 2023 · Filed April 04, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom SharesSEC Table II · derivative / convertible securityDirect28,434.52 Reported balance After 2023-04-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-04-03 · Grant · Acquired 115.71 · Balance 28,434.52

F1: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2: Conversion of Derivative Security is 1 for 1.

F3: Date exercisable is immediate for shares that have vested.

F4: Expiration date is Not Applicable.

F5: Total includes 730.23 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Filing footnotes · ownership attribution and instrument terms

F1: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2: Conversion of Derivative Security is 1 for 1.

F3: Date exercisable is immediate for shares that have vested.

F4: Expiration date is Not Applicable.

F5: Total includes 730.23 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:12 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 4,509 $0.00 $0.00
Disclosure

SEC source: 0001194751-26-000006 · wk-form4_1790971958.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,008

F1 · shares: In lieu of quarterly cash fees, 4,509 shares of phantom stock were granted on September 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:14 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 3,681 $0.00 $0.00
Disclosure

SEC source: 0001822966-26-000078 · wk-form4_1782936870.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,499

F1 · shares: In lieu of quarterly cash fees, 3,681 shares of phantom stock were granted on June 30, 2026, to the reporting person. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the issuer.

F2 · balance_after: The reported transaction involved the reporting person's receipt of a grant of phantom stock under the issuer's Deferred Compensation Plan for Non-Employee Directors. The reporting person has reported prior grants of phantom stock in Table II of Form 4. The total reported in Column 5 includes the 3,681 newly granted shares of phantom stock, 3,470 shares of phantom stock previously reported in Table II, 8,681 shares of phantom stock previously reported in Table I, and 76,667 shares of Class A Common Stock previously reported in Table I.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:53 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 8,681 $0.00 $0.00
Disclosure

SEC source: 0001194751-26-000004 · wk-form4_1780433635.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,348

F1 · shares: The reporting person received an award of 8,681 restricted stock units on May 29, 2026, which vest quarterly in four equal installments over one year, with the first such vesting event occurring on August 29, 2026. Each restricted stock unit represents the right to receive one share of Class A Common Stock upon vesting. Pursuant to the issuer's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer receipt of the underlying shares of Class A Common Stock upon vesting of the restricted stock units and will instead receive an equal number of shares of phantom stock. Each share of phantom stock represents the right to receive one share of Class A Common Stock upon the reporting person's separation from service with the issuer.

Read SEC document
March 31, 2026 Filed Apr 2, 2026 21:05 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantPhantom Stock · Derivative 3,470 $0.00 $0.00
Disclosure

SEC source: 0001194751-26-000002 · wk-form4_1775163943.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,470

Underlying: Class A Common Stock · 3,470 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of Class A Common stock on a one-for-one basis.

F2 · derivative.exercise_date: In lieu of quarterly cash fees, 3,470 shares of phantom stock were granted on March 31, 2026. Pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the Company.

F2 · derivative.expiration_date: In lieu of quarterly cash fees, 3,470 shares of phantom stock were granted on March 31, 2026. Pursuant to the Company's Deferred Compensation Plan for Non-Employee Directors, the reporting person elected to defer settlement of the underlying shares of Class A Common Stock. The phantom stock becomes payable upon the reporting person's separation from service with the Company.

Read SEC document
December 31, 2025 Filed Jan 5, 2026 21:21 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 2,607 $14.17 $36,941.19
Disclosure

SEC source: 0001822966-26-000004 · wk-form4_1767648066.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,667

F1 · shares: On December 31, 2025, the reporting person was granted 2,607 shares of Class A Common Stock in lieu of quarterly director fees.

Read SEC document
September 30, 2025 Filed Oct 2, 2025 20:53 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 1,010 $36.00 $36,360.00
Disclosure

SEC source: 0001822966-25-000158 · wk-form4_1759438424.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,060

F1 · shares: On September 30, 2025, the reporting person was granted 1,010 shares of Class A Common Stock in lieu of quarterly director fees.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 16:19 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 919 $39.56 $36,355.64
Disclosure

SEC source: 0001194751-25-000007 · wk-form4_1751473171.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,050

F1 · shares: On June 30, 2025, the reporting person was granted 919 shares of Class A Common Stock in lieu of quarterly director fees.

Read SEC document
May 28, 2025 Filed May 30, 2025 20:28 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 3,109 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000109 · wk-form4_1748636727.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,131

F1 · shares: The reporting person received an award of 3,109 restricted stock units on May 28, 2025, vesting in four equal installments beginning on August 28, 2025. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

F1 · price: The reporting person received an award of 3,109 restricted stock units on May 28, 2025, vesting in four equal installments beginning on August 28, 2025. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 20:20 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 2,409 $14.16 $34,111.44
Disclosure

SEC source: 0001822966-25-000053 · wk-form4_1743625209.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,022

F1 · shares: On March 31, 2025, the reporting person was granted 2,409 shares of Class A Common Stock in lieu of quarterly directors fees.

Read SEC document
December 31, 2024 Filed Jan 10, 2025 23:52 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 1,289 $17.93 $23,111.77
Disclosure

SEC source: 0001822966-25-000006 · wk-form4_1736553153.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,613

F1 · shares: On December 31, 2024, the reporting person was granted 1,289 shares in lieu of quarterly director fees.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 22:55 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 1,996 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000129 · wk-form4_1727909734.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,324

F1 · shares: On September 30, 2024, the reporting person was granted 1,996 shares in lieu of quarterly director fees.

Read SEC document
June 30, 2024 Filed Jul 2, 2024 16:07 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 1,978 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000093 · wk-form4_1719936413.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,328

F1 · shares: On June 30, 2024, the reporting person was granted 1,978 restricted stock units in lieu of director fees which will vest on the first anniversary of the grant date.

Read SEC document
May 28, 2024 Filed May 29, 2024 15:09 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 11,603 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000077 · wk-form4_1716995372.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,350

F1 · shares: The reporting person received an award of 11,603 restricted stock units on May 28, 2024, vesting in four equal quarterly installments beginning on August 28, 2024. Each restricted stock unit represents a right to receive one share of Class A Common Stock upon vesting.

Read SEC document
August 28, 2023 Filed Aug 29, 2023 18:29 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 3,530 $6.02 $21,250.60
Disclosure

SEC source: 0001822966-23-000220 · wk-form4_1693333780.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 3,530 restricted stock units (RSUs) previously reported in Table II of Form 4. The total beneficially owned reported includes 3,530 shares of Class A Common Stock, the remaining 10,590 RSUs previously reported on Table II, and 35,627 shares of Class A Common Stock previously reported in Table I.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 15:45 UTC NUSCALE POWER Corp SMR · Entity 4088 PurchaseClass A Common Stock 7,000 $7.06 $49,420.00
Disclosure

SEC source: 0001822966-23-000209 · wk-form4_1692114304.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,627

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.02 to $7.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 26, 2023 Filed May 31, 2023 20:55 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 14,120 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000146 · wk-form4_1685566535.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,120

Underlying: Class A Common Stock · 14,120 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On May 26, 2023, the board award 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023 , until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: On May 26, 2023, the board award 14,120 restricted stock units as the annual award that will vest quarterly beginning August 26, 2023 , until it is vested after one year. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
April 03, 2023 Filed Apr 4, 2023 21:57 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 115.71 $149.58 $17,307.90
Disclosure

SEC source: 0001062993-23-008651 · form4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,434.52

Underlying: Common Stock · 115.71 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 730.23 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 22:10 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 243.97 $153.71 $37,500.63
Disclosure

SEC source: 0001062993-23-000348 · form4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,122.66

Underlying: Common Stock · 243.97 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 725.13 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 18:22 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 222.41 $155.12 $34,500.24
Disclosure

SEC source: 0001062993-22-020270 · form4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,661.83

Underlying: Common Stock · 222.41 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 719.44 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
August 25, 2022 Filed Aug 25, 2022 16:00 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 2,859 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000063 · wf-form4_166144318527886.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reported transaction involves the vesting and settlement of 2,859 restricted stock units (RSUs) previously reported in Table II of Form 4. The total reported includes 2,859 shares of Class A Common Stock, the remaining 15,768 RSUs previously reported on Table II, and 10,000 shares of Class A Common Stock previously reported in Table I.

Read SEC document
July 08, 2022 Filed Jul 11, 2022 23:38 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 18,627 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000036 · wf-form4_165758270757010.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

Underlying: Class A Common Stock · 18,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

F2 · derivative.expiration_date: 7,843 restricted stock units are an annual award that will vest quarterly from May 2, 2022, until it is vested after one year. 10,784 restricted stock units are a one-time award that vests quarterly from May 2, 2022, over three years. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of service.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 20:50 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 224.67 $153.56 $34,500.33
Disclosure

SEC source: 0001062993-22-015898 · form4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,232.58

Underlying: Common Stock · 224.67 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 714.02 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
May 19, 2022 Filed May 19, 2022 23:02 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantClass A Common Stock 10,000 $9.79 $97,900.00
Disclosure

SEC source: 0001822966-22-000007 · wf-form4_165300133789903.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.78 to $9.80. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 13, 2022 Filed May 16, 2022 21:09 UTC SEMPRA SRE · Entity 3017 GrantRestricted Phantom Shares · Derivative 714.02 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-012631 · form4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714.02

Underlying: Common Stock · 714.02 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.

F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2023 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2023 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:43 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 202.54 $170.34 $34,500.66
Disclosure

SEC source: 0001062993-22-009610 · form4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,120.6

Underlying: Common Stock · 202.54 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 853.61 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
March 06, 2022 Filed Mar 8, 2022 23:15 UTC FLUOR CORP FLR · Entity 3672 Tax withholdingCommon Stock 26,709 $23.45 $626,326.05
Disclosure

SEC source: 0001209191-22-017224 · doc4.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,407

F1 · kind: In connection with the vesting of 82,902 restricted stock units held by the Reporting Person on 03/06/2022, the Issuer has withheld 26,709 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the reporting Person in connection with this transfer.

Read SEC document
January 03, 2022 Filed Jan 4, 2022 19:47 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 261.38 $131.99 $34,499.55
Disclosure

SEC source: 0001062993-22-000157 · form4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,712.86

Underlying: Common Stock · 261.38 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 846.78 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 01, 2021 Filed Oct 4, 2021 19:59 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 274.73 $125.58 $34,500.59
Disclosure

SEC source: 0001771474-21-000062 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,238.66

Underlying: Common Stock · 274.73 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 839.63 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:47 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 265.16 $134.09 $35,555.30
Disclosure

SEC source: 0001771474-21-000051 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,757.13

Underlying: Common Stock · 265.16 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 832.67 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
May 16, 2021 Filed May 18, 2021 21:18 UTC FLUOR CORP FLR · Entity 3672 Tax withholdingCommon Stock 6,003 $19.14 $114,897.42
Disclosure

SEC source: 0001209191-21-033593 · doc4.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,116

F1 · kind: In connection with the vesting of 15,255 restricted stock units held by the Reporting Person on 05/16/2021, the Issuer has withheld 6,003 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer.

Read SEC document
May 14, 2021 Filed May 17, 2021 21:16 UTC SEMPRA SRE · Entity 3017 GrantRestricted Phantom Shares · Derivative 832.67 $0.00 $0.00
Disclosure

SEC source: 0001771474-21-000038 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832.67

Underlying: Common Stock · 832.67 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.

F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2022 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2022 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

Read SEC document
April 01, 2021 Filed Apr 2, 2021 19:39 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 246.59 $131.80 $32,500.56
Disclosure

SEC source: 0001771474-21-000026 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,472.83

Underlying: Common Stock · 246.59 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 742.83 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
March 06, 2021 Filed Mar 9, 2021 21:18 UTC FLUOR CORP FLR · Entity 3672 Tax withholdingCommon Stock 21,887 $18.52 $405,347.24
Disclosure

SEC source: 0001209191-21-018961 · doc4.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,119

F1 · kind: In connection with the vesting of 55,619 restricted stock units held by the Reporting Person on 03/06/2021, the Issuer has withheld 21,887 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the reporting Person in connection with this transfer.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:12 UTC FLUOR CORP FLR · Entity 3672 GrantEmployee Stock Option (Right to Buy) · Derivative 182,247 $0.00 Strike: $17.96 $0.00
Disclosure

SEC source: 0001209191-21-018182 · doc4.xml · derivative · entry 3

BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,247

Underlying: Common Stock · 182,247 shares

Expires 2031-03-03

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 6, 2022.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:12 UTC FLUOR CORP FLR · Entity 3672 GrantCommon Stock 81,849 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018182 · doc4.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,006

F1 · shares: Granted as restricted stock units which vest in three equal annual installments beginning on March 6, 2022.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 20:01 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 262.52 $123.80 $32,499.98
Disclosure

SEC source: 0001771474-21-000001 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,033.33

Underlying: Common Stock · 262.52 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 736.59 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:26 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 264.42 $119.13 $31,500.35
Disclosure

SEC source: 0001771474-20-000092 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,588.12

Underlying: Common Stock · 264.42 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 730.61 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:28 UTC FLUOR CORP FLR · Entity 3672 GrantEmployee Stock Option (Right to Buy) · Derivative 138,585 $0.00 Strike: $8.81 $0.00
Disclosure

SEC source: 0001209191-20-053147 · doc4.xml · derivative · entry 3

BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,585

Underlying: Common Stock · 138,585 shares

Expires 2030-02-21

F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on March 6, 2021.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 20:28 UTC FLUOR CORP FLR · Entity 3672 GrantCommon Stock 166,857 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053147 · doc4.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,157

F1 · shares: Granted as restricted stock units which vest in three equal annual installments beginning on March 6, 2021.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:34 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 259.58 $121.35 $31,500.03
Disclosure

SEC source: 0001771474-20-000070 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,139.78

Underlying: Common Stock · 259.58 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 724.52 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
May 16, 2020 Filed May 18, 2020 21:52 UTC FLUOR CORP FLR · Entity 3672 Tax withholdingCommon Stock 3,715 $9.12 $33,880.80
Disclosure

SEC source: 0001209191-20-030196 · doc4.xml · nonDerivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,300

F1 · kind: In connection with the vesting of 15,255 restricted stock units held by the Reporting Person on 05/16/2020, the Issuer has withheld 3,715 shares of common stock to satisfy the resulting tax withholding obligation. The withholding of these shares occurred automatically upon the vesting of the restricted stock units, and as such, no investment decision was made by the Reporting Person in connection with this transfer.

Read SEC document
May 05, 2020 Filed May 6, 2020 21:28 UTC SEMPRA SRE · Entity 3017 GrantRestricted Phantom Shares · Derivative 724.52 $0.00 $0.00
Disclosure

SEC source: 0001771474-20-000054 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 724.52

Underlying: Common Stock · 724.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of restricted phantom stock is the economic equivalent of one share of Sempra Energy Common Stock.

F2 · derivative.exercise_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2021 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

F2 · derivative.expiration_date: Shares are subject to forfeiture if service as a director terminates for any reason other than death, disability or removal without cause prior to the 2021 Annual Meeting of Sempra Energy Shareholders. Vested shares plus reinvested dividend equivalents are paid to the director in cash following separation of service.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 19:43 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 303.73 $103.71 $31,499.84
Disclosure

SEC source: 0001771474-20-000038 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,979.78

Underlying: Common Stock · 303.73 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 727.37 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
January 02, 2020 Filed Jan 4, 2020 00:56 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 211.24 $149.12 $31,500.11
Disclosure

SEC source: 0001771474-20-000002 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,547.26

Underlying: Common Stock · 211.24 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 722.79 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 01, 2019 Filed Oct 1, 2019 23:57 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 215.64 $146.08 $31,500.69
Disclosure

SEC source: 0001228379-19-000092 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,203.21

Underlying: Common Stock · 215.64 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 718.02 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 14:57 UTC Archer-Daniels-Midland Co ADM · Entity 3077 GrantStock Units · Derivative 1,823.93 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-013084 · doc4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,740.923

Underlying: Common Stock · 1,823.93 shares

Expires not disclosed

F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1.

F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

Read SEC document
September 12, 2019 Filed Sep 13, 2019 20:19 UTC Archer-Daniels-Midland Co ADM · Entity 3077 GrantStock Units · Derivative 350.981 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012410 · doc4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,916.993

Underlying: Common Stock · 350.981 shares

Expires not disclosed

F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1.

F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 21:21 UTC Archer-Daniels-Midland Co ADM · Entity 3077 GrantStock Units · Derivative 1,835.985 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-009891 · doc4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,566.012

Underlying: Common Stock · 1,835.985 shares

Expires not disclosed

F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1.

F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 22:06 UTC SEMPRA SRE · Entity 3017 GrantPhantom Shares · Derivative 221.98 $136.66 $30,335.79
Disclosure

SEC source: 0001228379-19-000074 · edgar.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,850.45

Underlying: Common Stock · 221.98 shares

Expires not disclosed

F1 · security: Phantom shares of Sempra Energy Common Stock acquired as director compensation.

F2 · derivative.exercise_price: Conversion of Derivative Security is 1 for 1.

F3 · derivative.exercise_date: Date exercisable is immediate for shares that have vested.

F4 · derivative.expiration_date: Expiration date is Not Applicable.

F5 · balance_after: Total includes 713.10 unvested restricted phantom shares that are subject to forfeiture if service as a director terminates prior to vesting for any reason other than death, disability or removal without cause.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 19:21 UTC Archer-Daniels-Midland Co ADM · Entity 3077 GrantStock Units · Derivative 350.97 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008947 · doc4.xml · derivative · entry 1

BOECKMANN ALAN L · CIK 0001194751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,730.027

Underlying: Common Stock · 350.97 shares

Expires not disclosed

F1 · security: Granted pursuant to Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F2 · derivative.exercise_price: Conversion or exercise price of Derivative Security is 1-for-1.

F3 · derivative.exercise_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

F3 · derivative.expiration_date: The earlier of the date five years after the end of the calendar year that includes the calendar quarter for which any stock unit is awarded to the participant, or in which such stock unit is credited to the participant as a dividend equivalent, or the date the participant ceases to be a member of the Board of Directors, in each case as may be extended pursuant to the terms of the Archer-Daniels-Midland Company's Stock Unit Plan for Nonemployee Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.