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Hopkins John Lawrence

Disclosed activity across 1 company

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63113
SEC CIK
0001913037

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NUSCALE POWER CorpSMR · Entity 4088Director · Chief Executive OfficerFebruary 28, 2026March 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NUSCALE POWER Corp

Report date February 28, 2026 · Filed March 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect117,018 Ending reported balance After 2026-03-03 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-03-02 · Exercise / conversion · Acquired 39,284 · Balance 39,284

F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.

Row 2 · 2026-03-02 · Exercise / conversion · Acquired 104,167 · Balance 143,451

F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.

Row 3 · 2026-03-02 · Exercise / conversion · Acquired 56,234 · Balance 199,685

F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.

Row 4 · 2026-03-03 · Sale · Disposed 82,667 · Balance 117,018

F2: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-03-02 · Exercise / conversion · Disposed 39,284 · Balance 0

F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F3: On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect104,167 Reported balance After 2026-03-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-03-02 · Exercise / conversion · Disposed 104,167 · Balance 104,167

F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F4: On February 28, 2024, the reporting person was granted 312,500 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect112,468 Reported balance After 2026-03-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-02 · Exercise / conversion · Disposed 56,234 · Balance 112,468

F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F5: On February 28, 2025, the reporting person was granted 168,702 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect275,486 Reported balance After 2026-02-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-28 · Grant · Acquired 275,486 · Balance 275,486

F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F6: On February 28, 2026, the reporting person was granted 275,486 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F2: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

F3: On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

F4: On February 28, 2024, the reporting person was granted 312,500 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

F5: On February 28, 2025, the reporting person was granted 168,702 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

F6: On February 28, 2026, the reporting person was granted 275,486 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2026 Filed Mar 4, 2026 00:26 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 82,667 $12.22 $1,010,190.74
Disclosure

SEC source: 0001822966-26-000029 · wk-form4_1772584012.xml · nonDerivative · entry 4

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,018

F2 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:26 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 56,234 $0.00 $0.00
Disclosure

SEC source: 0001822966-26-000029 · wk-form4_1772584012.xml · derivative · entry 7

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,468

Underlying: Class A Common Stock · 56,234 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 28, 2025, the reporting person was granted 168,702 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

F5 · derivative.expiration_date: On February 28, 2025, the reporting person was granted 168,702 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:26 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 104,167 $0.00 $0.00
Disclosure

SEC source: 0001822966-26-000029 · wk-form4_1772584012.xml · derivative · entry 6

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,167

Underlying: Class A Common Stock · 104,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 28, 2024, the reporting person was granted 312,500 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

F4 · derivative.expiration_date: On February 28, 2024, the reporting person was granted 312,500 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:26 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 39,284 $0.00 $0.00
Disclosure

SEC source: 0001822966-26-000029 · wk-form4_1772584012.xml · derivative · entry 5

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 39,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

F3 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:26 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 56,234 Not disclosed Not disclosed
Disclosure

SEC source: 0001822966-26-000029 · wk-form4_1772584012.xml · nonDerivative · entry 3

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common stock on a one-for-one basis.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:26 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 104,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001822966-26-000029 · wk-form4_1772584012.xml · nonDerivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common stock on a one-for-one basis.

Read SEC document
March 02, 2026 Filed Mar 4, 2026 00:26 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 39,284 Not disclosed Not disclosed
Disclosure

SEC source: 0001822966-26-000029 · wk-form4_1772584012.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into Class A Common stock on a one-for-one basis.

Read SEC document
February 28, 2026 Filed Mar 4, 2026 00:26 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 275,486 $0.00 $0.00
Disclosure

SEC source: 0001822966-26-000029 · wk-form4_1772584012.xml · derivative · entry 8

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 275,486

Underlying: Class A Common Stock · 275,486 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into Class A Common stock on a one-for-one basis.

F6 · derivative.exercise_date: On February 28, 2026, the reporting person was granted 275,486 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

F6 · derivative.expiration_date: On February 28, 2026, the reporting person was granted 275,486 restricted stock units, vesting annually in three equal installments beginning on the anniversary of the grant date.

Read SEC document
May 15, 2025 Filed May 16, 2025 21:43 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 26,345 $23.66 $623,375.39
Disclosure

SEC source: 0001822966-25-000092 · wk-form4_1747431779.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.630 to $23.720, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:24 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 22,674 $16.74 $379,608.11
Disclosure

SEC source: 0001822966-25-000082 · wk-form4_1746822234.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,345

F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
May 05, 2025 Filed May 7, 2025 00:01 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 34,675 $17.00 $589,475.00
Disclosure

SEC source: 0001822966-25-000080 · wk-form4_1746576075.xml · nonDerivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,019

F1 · shares: This transaction is pursuant to a 10b5-1 plan.

Read SEC document
May 02, 2025 Filed May 7, 2025 00:01 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 49,019 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000080 · wk-form4_1746576075.xml · derivative · entry 3

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 49,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

Read SEC document
May 02, 2025 Filed May 7, 2025 00:01 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 49,019 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000080 · wk-form4_1746576075.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 21:24 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 76,949 $14.52 $1,117,299.48
Disclosure

SEC source: 0001822966-25-000044 · wk-form4_1741296271.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,675

F1 · price: Multiple lots for the same price have been combined.

Read SEC document
March 03, 2025 Filed Mar 4, 2025 23:50 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 66,502 $16.45 $1,093,691.89
Disclosure

SEC source: 0001822966-25-000038 · wk-form4_1741132237.xml · nonDerivative · entry 3

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,624

F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:50 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 168,702 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000038 · wk-form4_1741132237.xml · derivative · entry 6

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,702

Underlying: Class A Common Stock · 168,702 shares

Expires not disclosed

F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F5 · derivative.exercise_date: On February 28, 2025, the reporting person was granted 168,702 restricted stock units, vesting annually in three equal installments beginning on February 28, 2026.

F5 · derivative.expiration_date: On February 28, 2025, the reporting person was granted 168,702 restricted stock units, vesting annually in three equal installments beginning on February 28, 2026.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:50 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 104,166 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000038 · wk-form4_1741132237.xml · derivative · entry 5

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,334

Underlying: Class A Common Stock · 104,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F4 · derivative.exercise_date: On February 28, 2024, the reporting person was granted 312,500 restricted stock units, vesting annually in three equal installments beginning on February 28, 2025.

F4 · derivative.expiration_date: On February 28, 2024, the reporting person was granted 312,500 restricted stock units, vesting annually in three equal installments beginning on February 28, 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:50 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 39,285 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000038 · wk-form4_1741132237.xml · derivative · entry 4

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,284

Underlying: Class A Common Stock · 39,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting annually in three equal installments beginning on February 28, 2024.

F3 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting annually in three equal installments beginning on February 28, 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:50 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 104,166 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000038 · wk-form4_1741132237.xml · nonDerivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 23:50 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 39,285 $0.00 $0.00
Disclosure

SEC source: 0001822966-25-000038 · wk-form4_1741132237.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:15 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 664,568 $0.00 Strike: $3.41 $0.00
Disclosure

SEC source: 0001822966-25-000002 · wk-form4_1736198121.xml · derivative · entry 3

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 664,568

Underlying: Class A Common Stock · 664,568 shares

Expires 2028-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:15 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 664,568 $18.04 $11,988,806.72
Disclosure

SEC source: 0001822966-25-000002 · wk-form4_1736198121.xml · nonDerivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,675

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.225 to $18.74, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 21:15 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 664,568 $3.41 $2,266,176.88
Disclosure

SEC source: 0001822966-25-000002 · wk-form4_1736198121.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 699,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:09 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 14,345 $6.04 $86,643.80
Disclosure

SEC source: 0001822966-24-000071 · wk-form4_1715371765.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,675

F1 · shares: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units.

Read SEC document
May 02, 2024 Filed May 6, 2024 23:58 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 49,020 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000062 · wk-form4_1715039903.xml · derivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,019

Underlying: Class A Common Stock · 49,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units, vesting in three annual installments beginning on May 2, 2023.

F2 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units, vesting in three annual installments beginning on May 2, 2023.

Read SEC document
May 02, 2024 Filed May 6, 2024 23:58 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 49,020 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000062 · wk-form4_1715039903.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2024 Filed Mar 22, 2024 22:42 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 59,768 $4.20 $251,025.60
Disclosure

SEC source: 0001822966-24-000041 · wk-form4_1711147322.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 4.20 to 4.23, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 16:27 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantEmployee Stock Option (right to buy) · Derivative 625,000 $0.00 Strike: $3.20 $0.00
Disclosure

SEC source: 0001822966-24-000026 · wk-form4_1709915252.xml · derivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Class A Common Stock · 625,000 shares

Expires 2034-02-28

F3 · derivative.exercise_date: The stock option vests in three equal annual installments beginning February 28, 2025.

Read SEC document
March 06, 2024 Filed Mar 8, 2024 16:27 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 312,500 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000026 · wk-form4_1709915252.xml · derivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,500

Underlying: Class A Common Stock · 312,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning February 28, 2025.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning February 28, 2025.

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February 29, 2024 Filed Mar 1, 2024 21:38 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 13,451 $3.12 $41,926.77
Disclosure

SEC source: 0001822966-24-000016 · wk-form4_1709329085.xml · nonDerivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,768

F2 · shares: The sales reported on this Form 4 represent shares sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

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February 28, 2024 Filed Mar 1, 2024 21:38 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 39,285 $0.00 $0.00
Disclosure

SEC source: 0001822966-24-000016 · wk-form4_1709329085.xml · derivative · entry 3

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,569

Underlying: Class A Common Stock · 39,285 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting in three annual installments beginning on the anniversary of the grant date.

F3 · derivative.expiration_date: On February 28, 2023, the reporting person was granted 117,854 restricted stock units, vesting in three annual installments beginning on the anniversary of the grant date.

F4 · balance_after: Form 4 filed on March 3, 2023, inaccurately reported the number of restricted stock units granted as 120,076. The correct amount acquired was 117,854. The number of remaining derivative securities owned accurately reflects the balance following this grant.

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February 28, 2024 Filed Mar 1, 2024 21:38 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 39,285 Not disclosed Not disclosed
Disclosure

SEC source: 0001822966-24-000016 · wk-form4_1709329085.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,219

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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May 22, 2023 Filed May 23, 2023 18:48 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 5,053 $7.97 $40,252.20
Disclosure

SEC source: 0001822966-23-000137 · wk-form4_1684867674.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,934

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

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May 17, 2023 Filed May 18, 2023 18:56 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 4,919 $8.00 $39,337.24
Disclosure

SEC source: 0001822966-23-000131 · wf-form4_168443620117359.xml · nonDerivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,987

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

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May 16, 2023 Filed May 17, 2023 20:56 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 16,340 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000119 · wf-form4_168435696240329.xml · derivative · entry 5

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,455

Underlying: Class A Common Stock · 16,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023.

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May 16, 2023 Filed May 17, 2023 20:56 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 16,340 $7.93 $129,576.20
Disclosure

SEC source: 0001822966-23-000119 · wf-form4_168435696240329.xml · nonDerivative · entry 3

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,566

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 16, 2023 Filed May 17, 2023 20:56 UTC NUSCALE POWER Corp SMR · Entity 4088 SaleClass A Common Stock 5,114 $8.05 $41,177.93
Disclosure

SEC source: 0001822966-23-000119 · wf-form4_168435696240329.xml · nonDerivative · entry 2

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,226

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

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May 16, 2023 Filed May 18, 2023 18:56 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 16,340 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000131 · wf-form4_168443620117359.xml · derivative · entry 3

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,115

Underlying: Class A Common Stock · 16,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Class A Common Stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023.

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May 16, 2023 Filed May 18, 2023 18:56 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 16,340 $8.30 $135,622.00
Disclosure

SEC source: 0001822966-23-000131 · wf-form4_168443620117359.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,906

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:56 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionRestricted Stock Unit · Derivative 16,340 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000119 · wf-form4_168435696240329.xml · derivative · entry 4

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,795

Underlying: Class A Common Stock · 16,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:56 UTC NUSCALE POWER Corp SMR · Entity 4088 Exercise / conversionClass A Common Stock 16,340 $8.30 $135,622.00
Disclosure

SEC source: 0001822966-23-000119 · wf-form4_168435696240329.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 18:58 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 120,076 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000034 · wf-form4_167778351711139.xml · derivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,135

Underlying: Class A Common Stock · 120,076 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

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July 08, 2022 Filed Jul 11, 2022 21:51 UTC NUSCALE POWER Corp SMR · Entity 4088 GrantRestricted Stock Unit · Derivative 147,059 $0.00 $0.00
Disclosure

SEC source: 0001822966-22-000028 · wf-form4_165757626466852.xml · derivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,059

Underlying: Class A Common Stock · 147,059 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.