Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUSCALE POWER CorpSMR · Entity 4088 | Treasurer | June 12, 2023 | June 14, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUSCALE POWER Corp
Report date June 12, 2023 · Filed June 14, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 10,922 |
Ending reported balance
After 2023-06-12 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-06-12 · Exercise / conversion · Acquired 361 · Balance 11,199 Row 2 · 2023-06-12 · Exercise / conversion · Acquired 361 · Balance 11,560 Row 3 · 2023-06-12 · Sale · Disposed 638 · Balance 10,922 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.89 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.41 · Expires 2031-03-31 | Direct | 3,608 |
Reported balance
After 2023-06-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-06-12 · Exercise / conversion · Disposed 361 · Balance 3,608 F2: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.41 · Expires 2031-10-07 | Direct | 10,104 |
Reported balance
After 2023-06-12 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-06-12 · Exercise / conversion · Disposed 361 · Balance 10,104 F3: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.89 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.
F3: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 361 | $6.41 Strike: $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · derivative · entry 5 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,104 Underlying: Class A Common Stock · 361 shares Expires 2031-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 361 | $6.41 Strike: $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · derivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,608 Underlying: Class A Common Stock · 361 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 638 | $7.90 | $5,037.58 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,922 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.89 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 361 | $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 18:38 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 361 | $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000171 · wk-form4_1686767899.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 11,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2023 Filed May 18, 2023 18:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 715 | $8.00 | $5,717.86 |
DisclosureSEC source: 0001822966-23-000126 · wf-form4_168443549948607.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,838 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000126 · wf-form4_168443549948607.xml · derivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,964 Underlying: Class A Common Stock · 1,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units to vest annually in three installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units to vest annually in three installments beginning on May 12, 2023. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 1,906 | $7.93 | $15,114.58 |
DisclosureSEC source: 0001822966-23-000126 · wf-form4_168443549948607.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 743 | $8.05 | $5,982.64 |
DisclosureSEC source: 0001822966-23-000126 · wf-form4_168443549948607.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,647 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 15, 2023 Filed May 16, 2023 19:56 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · derivative · entry 5 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,870 Underlying: Class A Common Stock · 1,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units, vesting in three equal installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units, vesting in three equal installments beginning on May 12, 2023. Read SEC document |
| May 15, 2023 Filed May 16, 2023 19:56 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 1,906 | $8.30 | $15,819.80 |
DisclosureSEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 16, 2023 19:56 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 725 | $8.27 | $5,997.93 |
DisclosureSEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,484 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:56 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · derivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,776 Underlying: Class A Common Stock · 1,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units, vesting in three equal installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units, vesting in three equal installments beginning on May 12, 2023. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:56 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,209 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:03 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 361 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · derivative · entry 5 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,465 Underlying: Class A Common Stock · 361 shares Expires 2031-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:03 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 360 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · derivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,969 Underlying: Class A Common Stock · 360 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:03 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 647 | $7.71 | $4,988.50 |
DisclosureSEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,302 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.71 to $7.73, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:03 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 361 | $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2023 Filed May 12, 2023 20:03 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 360 | $6.41 | $2,307.60 |
DisclosureSEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 14:54 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 361 | $6.41 Strike: $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · derivative · entry 5 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,826 Underlying: Class A Common Stock · 361 shares Expires 2031-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 14:54 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 361 | $6.41 Strike: $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · derivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,329 Underlying: Class A Common Stock · 361 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 14:54 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 622 | $8.25 | $5,131.50 |
DisclosureSEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,228 Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 14:54 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 361 | $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,850 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2023 Filed Apr 11, 2023 14:54 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 361 | $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:14 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 216 | $0.00 Strike: $9.53 | $0.00 |
DisclosureSEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · derivative · entry 7 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,361 Underlying: Class A Common Stock · 216 shares Expires 2032-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:14 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 360 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · derivative · entry 6 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,187 Underlying: Class A Common Stock · 360 shares Expires 2031-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:14 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 361 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · derivative · entry 5 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,690 Underlying: Class A Common Stock · 361 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:14 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 800 | $9.66 | $7,727.12 |
DisclosureSEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · nonDerivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,128 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.66, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:14 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 216 | $9.53 | $2,058.48 |
DisclosureSEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:14 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 360 | $6.41 | $2,307.60 |
DisclosureSEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:14 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 361 | $6.41 | $2,314.01 |
DisclosureSEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 19:16 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 13,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000036 · wf-form4_167778456064714.xml · derivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,683 Underlying: Class A Common Stock · 13,526 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 20:49 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 863 | $10.21 | $8,811.75 |
DisclosureSEC source: 0001822966-23-000028 · wf-form4_167718534474884.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,991 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.21 to $10.215, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:01 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,794 | $0.00 Strike: $4.10 | $0.00 |
DisclosureSEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · derivative · entry 7 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,794 shares Expires 2028-10-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on July 1, 2019, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on July 1, 2022. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:01 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,357 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · derivative · entry 6 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,783 Underlying: Class A Common Stock · 3,357 shares Expires 2031-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:01 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 17,320 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · derivative · entry 5 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,320 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:01 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 20,797 | $10.52 | $218,763.64 |
DisclosureSEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · nonDerivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,854 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.735, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:01 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 7,794 | $4.10 | $31,955.40 |
DisclosureSEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:01 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 3,537 | $6.41 | $22,672.17 |
DisclosureSEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:01 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 17,320 | $6.41 | $111,021.20 |
DisclosureSEC source: 0001822966-23-000018 · wf-form4_167649488078761.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,815 | $0.00 Strike: $9.53 | $0.00 |
DisclosureSEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · derivative · entry 6 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,577 Underlying: Class A Common Stock · 2,815 shares Expires 2032-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026. Read SEC document |
| February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,773 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · derivative · entry 5 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,547 Underlying: Class A Common Stock · 5,773 shares Expires 2031-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022. F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025. F2 · balance_after: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022. Read SEC document |
| February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,269 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · derivative · entry 4 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,051 Underlying: Class A Common Stock · 12,269 shares Expires 2031-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024. F2 · balance_after: The Number of Derivatives Disposed of and Number of Derivative Securities Beneficially owned following reported transaction were inaccurately reported on Form 4 filed February 15, 2022. Read SEC document |
| February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 2,815 | $9.53 | $26,826.95 |
DisclosureSEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · nonDerivative · entry 3 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 5,773 | $6.41 | $37,004.93 |
DisclosureSEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · nonDerivative · entry 2 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023. F1 · balance_after: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023. Read SEC document |
| February 13, 2023 Filed Feb 23, 2023 20:37 UTC Amendment | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 12,269 | $6.41 | $78,644.29 |
DisclosureSEC source: 0001822966-23-000024 · wf-form4a_167718464794255.xml · nonDerivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023. F1 · balance_after: The number of Acquired Securities and Amount of Securities Beneficially Owned following the transaction were inaccurately reported on Form 4 filed February 15, 2023. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 19:55 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 17,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-22-000022 · wf-form4_165756934316121.xml · derivative · entry 1 Murgo Rudy · CIK 0001927295 · Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,157 Underlying: Class A Common Stock · 17,157 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.