Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUSCALE POWER CorpSMR · Entity 4088 | President, VOYGR Services | August 04, 2022 | November 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUSCALE POWER Corp
Report date August 04, 2022 · Filed November 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy daughter, Katherine Mundy | 156 |
Reported balance
After 2023-08-08 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-08-08 · Exercise / conversion · Acquired 84 · Balance 156 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy daughter, Katherine Mundy | 125 |
Reported balance
After 2023-08-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-08-09 · Sale · Disposed 31 · Balance 125 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy daughter, Katherine Mundy | 225 |
Reported balance
After 2023-11-17 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-11-17 · Purchase · Acquired 100 · Balance 225 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Indirectby daughter, Katherine Mundy | 250 |
Reported balance
After 2022-08-04 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-08-04 · Grant · Acquired 250 · Balance 250 F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Indirectby daughter, Katherine Mundy | 493 |
Reported balance
After 2023-02-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-02-28 · Grant · Acquired 493 · Balance 493 F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Indirectby daughter, Katherine Mundy | 166 |
Reported balance
After 2023-08-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-08-08 · Exercise / conversion · Disposed 84 · Balance 166 F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. |
| Class A Common StockSEC Table I · non-derivative | Direct | 65,316 |
Reported balance
Holding disclosure · report date 2022-08-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 65,316 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
F2: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.
F3: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2023 Filed Nov 21, 2023 22:47 UTC | NUSCALE POWER Corp SMR · Entity 4088 | PurchaseClass A Common Stock | 100 | $2.31 | $230.99 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · nonDerivative · entry 3 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · By daughter, Katherine Mundy Disclosed balance after: 225 Read SEC document |
| August 09, 2023 Filed Nov 21, 2023 22:47 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 31 | $7.11 | $220.51 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · nonDerivative · entry 2 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · By daughter, Katherine Mundy Disclosed balance after: 125 Read SEC document |
| August 08, 2023 Filed Nov 21, 2023 22:47 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · derivative · entry 7 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · by daughter, Katherine Mundy Disclosed balance after: 166 Underlying: Class A Common Stock · 84 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
| August 08, 2023 Filed Nov 21, 2023 22:47 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 84 | $6.91 | $580.44 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · nonDerivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · By daughter, Katherine Mundy Disclosed balance after: 156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2023 Filed May 18, 2023 18:32 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 3,022 | $8.00 | $24,166.93 |
DisclosureSEC source: 0001822966-23-000121 · wf-form4_168443471598612.xml · nonDerivative · entry 3 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,007 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 17, 2023 Filed Jun 9, 2023 14:45 UTC Amendment | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 4,806 | $8.00 | $38,433.58 |
DisclosureSEC source: 0001822966-23-000167 · wk-form4a_1686321929.xml · nonDerivative · entry 2 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,316 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · shares: Share amount corrected to show actual shares sold to cover tax withholding. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:32 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000121 · wf-form4_168443471598612.xml · derivative · entry 4 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,787 Underlying: Class A Common Stock · 10,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units to vest annually in three installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units to vest annually in three installments beginning on May 12, 2023. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:32 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 10,893 | $7.93 | $86,381.49 |
DisclosureSEC source: 0001822966-23-000121 · wf-form4_168443471598612.xml · nonDerivative · entry 2 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:32 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 3,089 | $8.05 | $24,872.63 |
DisclosureSEC source: 0001822966-23-000121 · wf-form4_168443471598612.xml · nonDerivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,136 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 16, 2023 Filed Jun 9, 2023 14:45 UTC Amendment | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 4,996 | $8.05 | $40,227.79 |
DisclosureSEC source: 0001822966-23-000167 · wk-form4a_1686321929.xml · nonDerivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,122 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. F2 · shares: Share amount corrected to show actual shares sold to cover tax withholding. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:29 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 10,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000115 · wf-form4_168426898164026.xml · derivative · entry 5 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,680 Underlying: Class A Common Stock · 10,893 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on May 12, 2023. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:29 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 10,893 | $8.30 | $90,411.90 |
DisclosureSEC source: 0001822966-23-000115 · wf-form4_168426898164026.xml · nonDerivative · entry 3 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 16, 2023 20:29 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 4,926 | $8.27 | $40,752.80 |
DisclosureSEC source: 0001822966-23-000115 · wf-form4_168426898164026.xml · nonDerivative · entry 2 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,332 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:29 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 10,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000115 · wf-form4_168426898164026.xml · derivative · entry 4 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,573 Underlying: Class A Common Stock · 10,894 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on May 12, 2023. Read SEC document |
| May 12, 2023 Filed May 16, 2023 20:29 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 10,894 | $8.30 | $90,420.20 |
DisclosureSEC source: 0001822966-23-000115 · wf-form4_168426898164026.xml · nonDerivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 19:19 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 81,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000039 · wf-form4_167778475328934.xml · derivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,467 Underlying: Class A Common Stock · 81,428 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
| February 28, 2023 Filed Nov 21, 2023 22:47 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · derivative · entry 6 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · by daughter, Katherine Mundy Disclosed balance after: 493 Underlying: Class A Common Stock · 493 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F3 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
| February 14, 2023 Filed Feb 15, 2023 21:09 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 16,900 | $10.35 | $174,876.13 |
DisclosureSEC source: 0001822966-23-000020 · wf-form4_167649532968367.xml · nonDerivative · entry 3 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,364 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.26 to $10.53, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:09 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 53,692 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001822966-23-000020 · wf-form4_167649532968367.xml · derivative · entry 4 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 53,692 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:09 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 18,358 | $10.52 | $193,111.47 |
DisclosureSEC source: 0001822966-23-000020 · wf-form4_167649532968367.xml · nonDerivative · entry 2 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,264 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.33 to $10.735, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:09 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 53,692 | $0.64 | $34,362.88 |
DisclosureSEC source: 0001822966-23-000020 · wf-form4_167649532968367.xml · nonDerivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2022 Filed Sep 15, 2022 23:55 UTC | NUSCALE POWER Corp SMR · Entity 4088 | PurchaseClass A Common Stock | 72 | $13.74 | $989.28 |
DisclosureSEC source: 0001822966-22-000070 · wf-form4_166328610144500.xml · nonDerivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR 10b5-1 filing: Not disclosed Ownership: Indirect · By daughter Disclosed balance after: 72 F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| August 04, 2022 Filed Nov 21, 2023 22:47 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000262 · wk-form4_1700606868.xml · derivative · entry 5 Mundy Thomas P · CIK 0001927292 · President, VOYGR Services 10b5-1 filing: No plan indicated Ownership: Indirect · by daughter, Katherine Mundy Disclosed balance after: 250 Underlying: Class A Common Stock · 250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units were granted August 4, 2022. and will vest in three annual installments beginning August 4, 2023. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
| July 19, 2022 Filed Jul 26, 2022 18:28 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 43,300 | $0.00 Strike: $0.81 | $0.00 |
DisclosureSEC source: 0001822966-22-000044 · wf-form4_165886009696921.xml · derivative · entry 3 Mundy Thomas P · CIK 0001927292 · President, VOYGR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 43,300 shares Expires 2022-07-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on May 1, 2013, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on May 1, 2016. Read SEC document |
| July 19, 2022 Filed Jul 26, 2022 18:28 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 14,370 | $10.68 | $153,471.60 |
DisclosureSEC source: 0001822966-22-000044 · wf-form4_165886009696921.xml · nonDerivative · entry 2 Mundy Thomas P · CIK 0001927292 · President, VOYGR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,070 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from 10.55 to 10.65, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 19, 2022 Filed Jul 26, 2022 18:28 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 43,300 | $0.81 | $35,073.00 |
DisclosureSEC source: 0001822966-22-000044 · wf-form4_165886009696921.xml · nonDerivative · entry 1 Mundy Thomas P · CIK 0001927292 · President, VOYGR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 19:49 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 98,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-22-000020 · wf-form4_165756894234771.xml · derivative · entry 1 Mundy Thomas P · CIK 0001927292 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,039 Underlying: Class A Common Stock · 98,039 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.