Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUSCALE POWER CorpSMR · Entity 4088 | Senior Director, Accounting | August 22, 2023 | August 23, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUSCALE POWER Corp
Report date August 22, 2023 · Filed August 23, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 22,302 |
Ending reported balance
After 2023-08-22 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2023-08-22 · Exercise / conversion · Acquired 11,595 · Balance 15,133 Row 2 · 2023-08-22 · Exercise / conversion · Acquired 11,890 · Balance 27,023 Row 3 · 2023-08-22 · Tax withholding · Disposed 1,183 · Balance 25,840 Row 4 · 2023-08-22 · Tax withholding · Disposed 3,538 · Balance 22,302 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.64 · Expires 2023-09-13 | Direct | 11,890 |
Reported balance
After 2023-08-22 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-22 · Exercise / conversion · Disposed 11,595 · Balance 11,890 F1: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.64 · Expires 2023-09-13 | Direct | 0 |
Reported balance
After 2023-08-22 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-22 · Exercise / conversion · Disposed 11,890 · Balance 0 F1: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 13,276 |
Reported balance
Holding disclosure · report date 2023-08-22 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 13,276 F2: On March 2, 2023, the reporting person filed a Form 4 which reported the restricted stock units granted on February 28, 2023, as 13,526. The correct amount is 13,276. |
Filing footnotes · ownership attribution and instrument terms
F1: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches
F2: On March 2, 2023, the reporting person filed a Form 4 which reported the restricted stock units granted on February 28, 2023, as 13,526. The correct amount is 13,276.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,890 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · derivative · entry 6 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,890 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 11,595 | $0.00 Strike: $0.64 | $0.00 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · derivative · entry 5 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,890 Underlying: Class A Common Stock · 11,595 shares Expires 2023-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option became exercisable for 25% of the shares on September 1, 2014, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option became fully exercisable on September 1, 2017. Exercised in two tranches Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Tax withholdingClass A Common Stock | 3,538 | $6.43 | $22,749.34 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 4 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,302 Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Tax withholdingClass A Common Stock | 1,183 | $6.43 | $7,606.69 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 3 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,840 Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 11,890 | $0.64 | $7,609.60 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 2 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 20:24 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 11,595 | $0.64 | $7,420.80 |
DisclosureSEC source: 0001822966-23-000213 · wk-form4_1692822283.xml · nonDerivative · entry 1 Adelman Julie · CIK 0001909030 · Senior Director, Accounting 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2023 Filed May 18, 2023 18:49 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 714 | $8.00 | $5,709.86 |
DisclosureSEC source: 0001822966-23-000129 · wf-form4_168443575305886.xml · nonDerivative · entry 3 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,538 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:49 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000129 · wf-form4_168443575305886.xml · derivative · entry 4 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,964 Underlying: Class A Common Stock · 1,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units to vest annually in three installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units to vest annually in three installments beginning on May 12, 2023. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:49 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 1,906 | $7.93 | $15,114.58 |
DisclosureSEC source: 0001822966-23-000129 · wf-form4_168443575305886.xml · nonDerivative · entry 2 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2023 Filed May 18, 2023 18:49 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 743 | $8.05 | $5,982.64 |
DisclosureSEC source: 0001822966-23-000129 · wf-form4_168443575305886.xml · nonDerivative · entry 1 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,346 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 15, 2023 Filed May 16, 2023 19:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 1,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · derivative · entry 5 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,870 Underlying: Class A Common Stock · 1,906 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023. Read SEC document |
| May 15, 2023 Filed May 16, 2023 19:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 1,906 | $8.30 | $15,819.80 |
DisclosureSEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · nonDerivative · entry 3 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2023 Filed May 16, 2023 19:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | SaleClass A Common Stock | 724 | $8.27 | $5,989.65 |
DisclosureSEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · nonDerivative · entry 2 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,183 F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionRestricted Stock Unit · Derivative | 1,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · derivative · entry 4 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,776 Underlying: Class A Common Stock · 1,907 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023. F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023. Read SEC document |
| May 12, 2023 Filed May 16, 2023 19:45 UTC | NUSCALE POWER Corp SMR · Entity 4088 | Exercise / conversionClass A Common Stock | 1,907 | $8.30 | $15,828.10 |
DisclosureSEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · nonDerivative · entry 1 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 19:20 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 13,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-23-000040 · wf-form4_167778482904961.xml · derivative · entry 1 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,683 Underlying: Class A Common Stock · 13,526 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units were granted February 28, 2023 and will vest in three annual installments beginning February 28, 2024. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
| July 08, 2022 Filed Jul 11, 2022 21:43 UTC | NUSCALE POWER Corp SMR · Entity 4088 | GrantRestricted Stock Unit · Derivative | 17,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001822966-22-000026 · wf-form4_165757576826913.xml · derivative · entry 1 Adelman Julie · CIK 0001909030 · Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,157 Underlying: Class A Common Stock · 17,157 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning May 2, 2022. All restricted stock units that are not vested and nonforfeitable will be forfeited to the Company upon termination of employment or service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.