Last 12 months
Inside the activity.
5 purchase rows · 6 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 1 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 0 |
| Jun 2026 | 2 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2018 Filed Mar 22, 2018 11:53 UTC |
Carroll William Young Jr.Director · President and CEO
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652510-18-000002 · primary_doc.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,100 Read SEC document |
| January 25, 2018 Filed Mar 20, 2019 21:18 UTC |
Petty Gary Wayne JrChief Risk Officer
|
GrantStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001434890-19-000004 · primary_doc.xml · derivative · entry 3 Petty Gary Wayne Jr · CIK 0001434890 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2021-12-31 F1 · derivative.exercise_date: This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Petty's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. Read SEC document |
| January 25, 2018 Filed Mar 20, 2019 20:18 UTC |
Davis Gregory L.Chief Lending Officer and EVP
|
GrantStock Appreciation Right · Derivative | 3,000 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001652714-19-000001 · primary_doc.xml · derivative · entry 3 Davis Gregory L. · CIK 0001652714 · Chief Lending Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-12-31 F2 · derivative.exercise_date: This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. Read SEC document |
| January 25, 2018 Filed Mar 20, 2019 18:52 UTC |
Jordan Rhett D.Chief Credit Officer and EVP
|
GrantStock Appreciation Right · Derivative | 3,000 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001652739-19-000001 · primary_doc.xml · derivative · entry 2 Jordan Rhett D. · CIK 0001652739 · Chief Credit Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2021-12-31 F1 · derivative.exercise_date: This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Jordan's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Jordan's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. Read SEC document |
| January 25, 2018 Filed Mar 20, 2019 16:48 UTC |
Johnson C BryanChief Financial Officer
|
GrantStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $21.61 | $0.00 |
DisclosureSEC source: 0001652517-19-000001 · primary_doc.xml · derivative · entry 3 Johnson C Bryan · CIK 0001652517 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2021-12-31 F2 · derivative.exercise_date: This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Johnson's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Johnson's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:10 UTC Amendment |
Johnson C BryanChief Financial Officer
|
Exercise / conversionManagement Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.67 | $0.00 |
DisclosureSEC source: 0001652517-18-000002 · primary_doc.xml · derivative · entry 2 Johnson C Bryan · CIK 0001652517 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The original Form 4 incorrectly stated the transaction date in Column 3 of Table II. This amendment to the Form 4 is filed to reflect the correct transaction date in Column 3 of Table II. Read SEC document |
| January 09, 2018 Filed Jan 10, 2018 21:10 UTC Amendment |
Johnson C BryanChief Financial Officer
|
Exercise / conversionCommon Stock | 2,000 | $11.67 | $23,340.00 |
DisclosureSEC source: 0001652517-18-000002 · primary_doc.xml · nonDerivative · entry 1 Johnson C Bryan · CIK 0001652517 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The original Form 4 incorrectly stated the transaction date in Column 2 of Table I. This amendment to the Form 4 is filed to reflect the correct transaction date in Column 2 of Table I. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:04 UTC |
Wicks James BeaumontDirector
|
GrantStock Option · Derivative | 2,266 | Not disclosed Strike: $11.76 | Not disclosed |
DisclosureSEC source: 0001721561-17-000004 · primary_doc.xml · derivative · entry 2 Wicks James Beaumont · CIK 0001721561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,266 Underlying: Common Stock · 2,266 shares Expires 2022-07-01 F2 · price: Received in exchange for 2,666 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:04 UTC |
Wicks James BeaumontDirector
|
GrantCommon Stock | 47,814 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001721561-17-000004 · primary_doc.xml · nonDerivative · entry 1 Wicks James Beaumont · CIK 0001721561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,302 F1 · price: Received in exchange for 56,252 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:37 UTC |
Kuhn Robert Wade Jr.Regional President - SmartBank
|
GrantStock Option · Derivative | 17,000 | Not disclosed Strike: $11.76 | Not disclosed |
DisclosureSEC source: 0001721561-17-000002 · primary_doc.xml · derivative · entry 3 Kuhn Robert Wade Jr. · CIK 0001721742 · Regional President - SmartBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2020-02-01 F3 · price: Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:37 UTC |
Kuhn Robert Wade Jr.Regional President - SmartBank
|
GrantStock Option · Derivative | 17,000 | Not disclosed Strike: $11.76 | Not disclosed |
DisclosureSEC source: 0001721561-17-000002 · primary_doc.xml · derivative · entry 2 Kuhn Robert Wade Jr. · CIK 0001721742 · Regional President - SmartBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2019-01-27 F2 · price: Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:37 UTC |
Kuhn Robert Wade Jr.Regional President - SmartBank
|
GrantCommon Stock | 510 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001721561-17-000002 · primary_doc.xml · nonDerivative · entry 1 Kuhn Robert Wade Jr. · CIK 0001721742 · Regional President - SmartBank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510 F1 · price: Received in exchange for 600 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:50 UTC |
Tucker Steven B.Director
|
GrantStock Option · Derivative | 11,333 | Not disclosed Strike: $11.76 | Not disclosed |
DisclosureSEC source: 0001721614-17-000002 · primary_doc.xml · derivative · entry 2 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,333 Underlying: Common Stock · 11,333 shares Expires 2020-05-01 F2 · price: Received in exchange for 13,333 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:50 UTC |
Tucker Steven B.Director
|
GrantCommon Stock | 32,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001721614-17-000002 · primary_doc.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,087 F1 · price: Received in exchange for 37,750 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 18:13 UTC |
Jordan Rhett D.Chief Credit Officer and EVP
|
GrantCommon Stock | 42 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001652739-17-000002 · primary_doc.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · Chief Credit Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,042 F1 · price: Received in exchange for 50 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Read SEC document |
| November 01, 2017 Filed Feb 22, 2018 20:12 UTC Amendment |
Wicks James BeaumontDirector
|
GrantCommon Stock | 19,480 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001721561-18-000003 · primary_doc.xml · nonDerivative · entry 1 Wicks James Beaumont · CIK 0001721561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,114 F1 · shares: Correcting previous number of 47,814 which failed to take into account the dissolution of the partnership which dispersed the shares, previously held by the partnership, pro rata to the partners. F2 · price: Received in exchange for 22,918 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. F3 · balance_after: This number is subsequently changed from 54,302 to 27,114 for the following reasons: (1) Footnote 1 and (2) the amendment to Form 3 filed February 21, 2018. Read SEC document |
| November 01, 2017 Filed Mar 8, 2018 21:17 UTC Amendment |
Tucker Steven B.Director
|
GrantCommon Stock | 4,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001721614-18-000001 · primary_doc.xml · nonDerivative · entry 1 Tucker Steven B. · CIK 0001721614 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 4,250 F1 · shares: These shares were omitted from the reporting person's original Form 4. F2 · price: Received in exchange for 5,000 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share. Read SEC document |
| September 25, 2017 Filed Feb 6, 2018 00:19 UTC |
Carroll William Young Sr.Director · Vice-Chairman
|
GiftCommon Stock | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001652519-18-000001 · primary_doc.xml · nonDerivative · entry 2 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,468 Read SEC document |
| September 25, 2017 Filed Feb 6, 2018 00:19 UTC |
Carroll William Young Sr.Director · Vice-Chairman
|
GiftCommon Stock | 41,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001652519-18-000001 · primary_doc.xml · nonDerivative · entry 1 Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,134 Read SEC document |
| September 08, 2017 Filed Feb 6, 2018 00:05 UTC |
Miller Ted CharlesDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652511-18-000001 · primary_doc.xml · nonDerivative · entry 4 Miller Ted Charles · CIK 0001652511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,747 Read SEC document |
| September 07, 2017 Filed Feb 6, 2018 00:05 UTC |
Miller Ted CharlesDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652511-18-000001 · primary_doc.xml · nonDerivative · entry 3 Miller Ted Charles · CIK 0001652511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,747 Read SEC document |
| September 07, 2017 Filed Sep 10, 2018 21:39 UTC |
Miller Ted CharlesDirector
|
PurchaseCommon Stock | 10,000 | $24.35 | $243,500.00 |
DisclosureSEC source: 0001652511-18-000005 · primary_doc.xml · nonDerivative · entry 1 Miller Ted Charles · CIK 0001652511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,458 Read SEC document |
| September 06, 2017 Filed Feb 6, 2018 00:05 UTC |
Miller Ted CharlesDirector
|
GiftCommon Stock | 14,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652511-18-000001 · primary_doc.xml · nonDerivative · entry 2 Miller Ted Charles · CIK 0001652511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,747 Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 18:33 UTC |
Johnson C BryanChief Financial Officer
|
Exercise / conversionManagement Stock Option · Derivative | 1,250 | $0.00 Strike: $11.67 | $0.00 |
DisclosureSEC source: 0001652517-17-000001 · primary_doc.xml · derivative · entry 2 Johnson C Bryan · CIK 0001652517 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 1,250 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 18:33 UTC |
Johnson C BryanChief Financial Officer
|
Exercise / conversionCommon Stock | 1,250 | $11.67 | $14,587.50 |
DisclosureSEC source: 0001652517-17-000001 · primary_doc.xml · nonDerivative · entry 1 Johnson C Bryan · CIK 0001652517 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Jan 10, 2018 20:29 UTC |
Johnson C BryanChief Financial Officer
|
Exercise / conversionManagement Stock Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $11.67 | $0.00 |
DisclosureSEC source: 0001652517-18-000001 · primary_doc.xml · derivative · entry 2 Johnson C Bryan · CIK 0001652517 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2017 Filed Feb 6, 2018 00:05 UTC |
Miller Ted CharlesDirector
|
GiftCommon Stock | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652511-18-000001 · primary_doc.xml · nonDerivative · entry 1 Miller Ted Charles · CIK 0001652511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,747 Read SEC document |
| August 24, 2017 Filed Jan 18, 2018 16:42 UTC |
Davis Gregory L.Chief Lending Officer and EVP
|
Exercise / conversionManagement Stock Option (right to buy) · Derivative | 5,361 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652714-18-000001 · primary_doc.xml · derivative · entry 2 Davis Gregory L. · CIK 0001652714 · Chief Lending Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,361 shares Expires 2020-06-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2017 Filed Jan 18, 2018 16:42 UTC |
Davis Gregory L.Chief Lending Officer and EVP
|
Exercise / conversionCommon Stock | 5,361 | $10.48 | $56,183.28 |
DisclosureSEC source: 0001652714-18-000001 · primary_doc.xml · nonDerivative · entry 1 Davis Gregory L. · CIK 0001652714 · Chief Lending Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 16:04 UTC |
Jordan Rhett D.Chief Credit Officer and EVP
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652739-17-000001 · primary_doc.xml · nonDerivative · entry 1 Jordan Rhett D. · CIK 0001652739 · Chief Credit Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 15:51 UTC |
Carroll William Young Jr.Director · President and CEO
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001652510-17-000002 · primary_doc.xml · nonDerivative · entry 1 Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,100 Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 15:40 UTC |
Welborn Wesley MillerDirector · Chairman
|
GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001340386-17-000002 · primary_doc.xml · nonDerivative · entry 1 Welborn Wesley Miller · CIK 0001340386 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,437 Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:19 UTC |
Welborn Wesley MillerDirector · Chairman
|
PurchaseCommon Stock | 2,500 | $24.58 | $61,450.00 |
DisclosureSEC source: 0001340386-17-000001 · primary_doc.xml · nonDerivative · entry 4 Welborn Wesley Miller · CIK 0001340386 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Ann Miller Welborn Trust Disclosed balance after: 9,167 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.50 to $25.25, inclusive. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:19 UTC |
Welborn Wesley MillerDirector · Chairman
|
PurchaseCommon Stock | 2,500 | $25.25 | $63,125.00 |
DisclosureSEC source: 0001340386-17-000001 · primary_doc.xml · nonDerivative · entry 3 Welborn Wesley Miller · CIK 0001340386 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Margaret Polfrey Welborn Trust Disclosed balance after: 9,167 Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 21:19 UTC |
Welborn Wesley MillerDirector · Chairman
|
PurchaseCommon Stock | 2,500 | $24.50 | $61,250.00 |
DisclosureSEC source: 0001340386-17-000001 · primary_doc.xml · nonDerivative · entry 2 Welborn Wesley Miller · CIK 0001340386 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Elizabeth Houston Welborn Trust Disclosed balance after: 9,167 Read SEC document |
| July 28, 2017 Filed Jul 28, 2017 20:50 UTC |
Berke MoniqueDirector
|
PurchaseCommon Stock | 500 | $24.30 | $12,149.95 |
DisclosureSEC source: 0001652465-17-000001 · primary_doc.xml · nonDerivative · entry 1 Berke Monique · CIK 0001652465 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,513 Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 21:19 UTC |
Welborn Wesley MillerDirector · Chairman
|
PurchaseCommon Stock | 5,814 | $24.07 | $139,942.98 |
DisclosureSEC source: 0001340386-17-000001 · primary_doc.xml · nonDerivative · entry 1 Welborn Wesley Miller · CIK 0001340386 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,937 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.81 to $24.19, inclusive. The reporting person undertakes to provide to SmartFinancial, Inc., any security holder of SmartFinancial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| February 23, 2017 Filed Mar 20, 2019 20:18 UTC |
Davis Gregory L.Chief Lending Officer and EVP
|
GrantStock Appreciation Right · Derivative | 3,000 | $0.00 Strike: $21.72 | $0.00 |
DisclosureSEC source: 0001652714-19-000001 · primary_doc.xml · derivative · entry 2 Davis Gregory L. · CIK 0001652714 · Chief Lending Officer and EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2020-12-31 F1 · derivative.exercise_date: This stock appreciation right was granted on 02/23/2017. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. Read SEC document |
| February 23, 2017 Filed Mar 20, 2019 16:48 UTC |
Johnson C BryanChief Financial Officer
|
GrantStock Appreciation Right · Derivative | 2,000 | $0.00 Strike: $21.72 | $0.00 |
DisclosureSEC source: 0001652517-19-000001 · primary_doc.xml · derivative · entry 2 Johnson C Bryan · CIK 0001652517 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2020-12-31 F1 · derivative.exercise_date: This stock appreciation right was granted on 02/23/2017. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Johnson's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Johnson's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:22 UTC |
Whaley Keith EdwardDirector
|
Exercise / conversionStock Option · Derivative | 6,702 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652349-17-000001 · primary_doc.xml · derivative · entry 4 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,702 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:22 UTC |
Whaley Keith EdwardDirector
|
Exercise / conversionStock Option · Derivative | 26,250 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652349-17-000001 · primary_doc.xml · derivative · entry 3 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,250 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:22 UTC |
Whaley Keith EdwardDirector
|
Exercise / conversionCommon Stock | 6,702 | $10.48 | $70,236.96 |
DisclosureSEC source: 0001652349-17-000001 · primary_doc.xml · nonDerivative · entry 2 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 23:22 UTC |
Whaley Keith EdwardDirector
|
Exercise / conversionCommon Stock | 26,250 | $9.52 | $249,900.00 |
DisclosureSEC source: 0001652349-17-000001 · primary_doc.xml · nonDerivative · entry 1 Whaley Keith Edward · CIK 0001652349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 23:40 UTC |
Ogle David AustinDirector
|
Exercise / conversionStock Option · Derivative | 8,042 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652521-17-000001 · primary_doc.xml · derivative · entry 6 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,042 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 23:40 UTC |
Ogle David AustinDirector
|
Exercise / conversionStock Option · Derivative | 31,500 | $0.00 Strike: $9.52 | $0.00 |
DisclosureSEC source: 0001652521-17-000001 · primary_doc.xml · derivative · entry 5 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,500 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 23:40 UTC |
Ogle David AustinDirector
|
Exercise / conversionCommon Stock | 8,042 | $10.48 | $84,280.16 |
DisclosureSEC source: 0001652521-17-000001 · primary_doc.xml · nonDerivative · entry 2 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 10, 2017 23:40 UTC |
Ogle David AustinDirector
|
Exercise / conversionCommon Stock | 31,500 | $9.52 | $299,880.00 |
DisclosureSEC source: 0001652521-17-000001 · primary_doc.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 22, 2018 23:49 UTC Amendment |
Ogle David AustinDirector
|
Exercise / conversionCommon Stock | 8,042 | $10.48 | $84,280.16 |
DisclosureSEC source: 0001652521-18-000002 · primary_doc.xml · nonDerivative · entry 2 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person's original Form 4 (filed 02/10/2017) incorrectly stated, due to an error on the reporting person's prior Form 4 (filed 09/09/2015), the amount of securities beneficially owned in Column 5. Read SEC document |
| February 10, 2017 Filed Feb 22, 2018 23:49 UTC Amendment |
Ogle David AustinDirector
|
Exercise / conversionCommon Stock | 31,500 | $9.52 | $299,880.00 |
DisclosureSEC source: 0001652521-18-000002 · primary_doc.xml · nonDerivative · entry 1 Ogle David Austin · CIK 0001652521 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person's original Form 4 (filed 02/10/2017) incorrectly stated, due to an error on the reporting person's prior Form 4 (filed 09/09/2015), the amount of securities beneficially owned in Column 5. Read SEC document |
| February 07, 2017 Filed Feb 7, 2017 22:42 UTC |
Wolpert Geoffrey AlanDirector
|
Exercise / conversionStock Option · Derivative | 8,042 | $0.00 Strike: $10.48 | $0.00 |
DisclosureSEC source: 0001652520-17-000001 · primary_doc.xml · derivative · entry 5 Wolpert Geoffrey Alan · CIK 0001652520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,042 shares Expires 2017-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.