SMBK

SEC source: 0001415889-22-006275 · form4-06082022_040614.xml · nonDerivative · entry 1

PRESLEY JOHN M · CIK 0001251925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 65,073

SEC source: 0001415889-22-006202 · form4-06072022_040601.xml · nonDerivative · entry 1

PRESLEY JOHN M · CIK 0001251925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 66,103

SEC source: 0001415889-22-006201 · form4-06072022_040601.xml · nonDerivative · entry 1

PRESLEY JOHN M · CIK 0001251925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 69,643

SEC source: 0001415889-22-005833 · form4-05272022_050501.xml · nonDerivative · entry 1

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,136

SEC source: 0001415889-22-004914 · form4-05122022_050501.xml · derivative · entry 2

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,025 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-004914 · form4-05122022_050501.xml · nonDerivative · entry 1

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-003049 · form4-03162022_040302.xml · nonDerivative · entry 1

Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,534

SEC source: 0001415889-22-001794 · form4-02252022_070202.xml · nonDerivative · entry 1

Ackermann Cathy G · CIK 0001905239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,410

SEC source: 0001415889-22-001436 · form4-02162022_040210.xml · derivative · entry 3

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2022-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001436 · form4-02162022_040210.xml · nonDerivative · entry 1

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001435 · form4-02162022_040203.xml · derivative · entry 12

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,025 shares

Expires 2025-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001435 · form4-02162022_040203.xml · derivative · entry 11

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001435 · form4-02162022_040203.xml · derivative · entry 10

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2023-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001435 · form4-02162022_040203.xml · derivative · entry 9

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001435 · form4-02162022_040203.xml · nonDerivative · entry 4

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001435 · form4-02162022_040203.xml · nonDerivative · entry 3

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,743

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001435 · form4-02162022_040203.xml · nonDerivative · entry 2

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-001435 · form4-02162022_040203.xml · nonDerivative · entry 1

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-22-000856 · form4-01282022_050101.xml · nonDerivative · entry 1

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,093

SEC source: 0001415889-22-000897 · form4a-01312022_040109.xml · nonDerivative · entry 1

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,093

F1 · kind: The original Form 4, filed January 28, 2022, (the "Original Form 4") inadvertently had the Transaction Code of A and should have been Code P. This amendment corrects the Transaction Code of the Original Form 4.

SEC source: 0001415889-22-000896 · form4-01312022_040104.xml · nonDerivative · entry 1

Miller Ted Charles · CIK 0001652511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,120

F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan

SEC source: 0001415889-22-000895 · form4-01312022_040159.xml · nonDerivative · entry 1

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,130

F1 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan

SEC source: 0001415889-22-000894 · form4-01312022_040153.xml · nonDerivative · entry 1

Wolpert Geoffrey Alan · CIK 0001652520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,768

SEC source: 0001415889-22-000893 · form4-01312022_040148.xml · nonDerivative · entry 1

Whaley Keith Edward · CIK 0001652349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,448

SEC source: 0001415889-22-000892 · form4-01312022_040141.xml · nonDerivative · entry 1

Phillips Ottis H · CIK 0001804641 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,589

SEC source: 0001415889-22-000889 · form4-01312022_040114.xml · nonDerivative · entry 1

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,718

SEC source: 0001415889-22-000891 · form4-01312022_040136.xml · nonDerivative · entry 1

PRESLEY JOHN M · CIK 0001251925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373

SEC source: 0001415889-22-000888 · form4-01312022_040104.xml · nonDerivative · entry 1

Barrett Victor Lynn · CIK 0001652321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,256

SEC source: 0001415889-22-000890 · form4-01312022_040128.xml · nonDerivative · entry 1

Tucker Steven B. · CIK 0001721614 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,926

SEC source: 0001415889-22-001285 · form4-02142022_040240.xml · nonDerivative · entry 1

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,552

F1 · shares: On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

SEC source: 0001415889-22-001284 · form4-02142022_040234.xml · nonDerivative · entry 1

Welborn Wesley Miller · CIK 0001340386 · Director · CHAIRMAN OF THE BOARD

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,023

F1 · shares: On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

SEC source: 0001415889-22-001283 · form4-02142022_040224.xml · nonDerivative · entry 1

Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,542

F1 · shares: On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

SEC source: 0001415889-22-001281 · form4-02142022_040213.xml · nonDerivative · entry 1

Carroll William Young Jr. · CIK 0001652510 · Director · PRESIDENT AND CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,600

F1 · shares: On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

SEC source: 0001415889-22-001282 · form4-02142022_040219.xml · nonDerivative · entry 1

Davis Gregory L. · CIK 0001652714 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,531

F1 · shares: On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

SEC source: 0001415889-22-001280 · form4-02142022_040202.xml · nonDerivative · entry 1

Gorczynski Ronald J · CIK 0001469910 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,630

F1 · shares: On January 28, 2021, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2021, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2021. On January 26, 2022, the Compensation Committee determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

F2 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan

SEC source: 0001415889-22-000433 · form4-01062022_050104.xml · nonDerivative · entry 1

Wolpert Geoffrey Alan · CIK 0001652520 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 497

F1 · shares: Gifted shares into trust of Grantor Retained Annuity Trust of Sylvia Patricia Wolpert.

F2 · balance_after: Includes shares acquired pursuant to the SMBK Dividend Reinvestment Plan

SEC source: 0001415889-21-006080 · form4-12172021_051207.xml · derivative · entry 3

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Petty's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Petty's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.

SEC source: 0001415889-21-006080 · form4-12172021_051207.xml · nonDerivative · entry 2

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,052

SEC source: 0001415889-21-006080 · form4-12172021_051207.xml · nonDerivative · entry 1

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-005105 · form4-11092021_111144.xml · nonDerivative · entry 1

PRESLEY JOHN M · CIK 0001251925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 72,573

F1 · ownership.nature: John M. Presley and Amy S. Presley, as Trustees of the John M. and Amy S. Presley Living Trust dated 02/10/2005, as it may be amended

SEC source: 0001415889-21-004580 · form4-09272021_020958.xml · nonDerivative · entry 1

PRESLEY JOHN M · CIK 0001251925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167

SEC source: 0001415889-21-004578 · form4-09272021_020942.xml · nonDerivative · entry 1

PRESLEY JOHN M · CIK 0001251925 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 85,573

F1 · kind: Received in connection with merger of Sevier County Bancshares, Inc. ("SCB") into the issuer (the "Merger"). In connection with the Merger, each share of SCB Common Stock received .4116 shares of issuer's common stock.

F1 · price: Received in connection with merger of Sevier County Bancshares, Inc. ("SCB") into the issuer (the "Merger"). In connection with the Merger, each share of SCB Common Stock received .4116 shares of issuer's common stock.

F2 · ownership.nature: John M. Presley and Amy S. Presley, as Trustees of the John M. and Amy S. Presley Living Trust dated 02/10/2005, as it may be amended

SEC source: 0001415889-21-006081 · form4-12172021_051213.xml · derivative · entry 3

Davis Gregory L. · CIK 0001652714 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.

SEC source: 0001415889-21-006081 · form4-12172021_051213.xml · nonDerivative · entry 2

Davis Gregory L. · CIK 0001652714 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,031

SEC source: 0001415889-21-006081 · form4-12172021_051213.xml · nonDerivative · entry 1

Davis Gregory L. · CIK 0001652714 · EVP & CHIEF LENDING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-004213 · form4-09032021_070942.xml · nonDerivative · entry 1

Barrett Victor Lynn · CIK 0001652321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,050

SEC source: 0001415889-21-006079 · form4-12172021_051202.xml · derivative · entry 2

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

SEC source: 0001415889-21-006079 · form4-12172021_051202.xml · nonDerivative · entry 1

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001415889-21-000439 · form4-01282021_050129.xml · nonDerivative · entry 1

Petty Gary Wayne Jr · CIK 0001434890 · EVP & CHIEF RISK OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,302

F1 · shares: On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.

SEC source: 0001415889-21-000438 · form4-01282021_050120.xml · nonDerivative · entry 1

Jordan Rhett D. · CIK 0001652739 · EVP & CHIEF CREDIT OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,042

F1 · shares: On March 9, 2020, pursuant to the issuer's 2015 Stock Incentive Plan (the "Plan"), the Board of Directors of the issuer approved grants of performance-based restricted stock. Up to 50% of the restricted shares could be earned if the issuer achieved certain core diluted earnings per share targets for the fiscal year ending December 31, 2020, and up to 50% of the restricted shares could be earned if the issuer achieved certain core return on average assets targets for the fiscal year ending December 31, 2020. On January 28, 2021, the Board of Directors determined that all performance goals were met and 100% of the performance-based restricted stock shares were earned.