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NYSE · USD

SF

STIFEL FINANCIAL CORP

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Tapewire entity
3461
SEC CIK
0000720672
Parsed reports
720

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202602
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 23, 2026 Filed Jul 27, 2026 20:33 UTC SaleCommon Stock 2,200 $79.14 $174,108.00
Disclosure

SEC source: 0001193125-26-318164 · ownership.xml · nonDerivative · entry 2

Brown Maryam S. · CIK 0001764370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,729

Read SEC document
July 23, 2026 Filed Jul 27, 2026 20:33 UTC SaleCommon Stock 2,500 $79.25 $198,125.00
Disclosure

SEC source: 0001193125-26-318164 · ownership.xml · nonDerivative · entry 1

Brown Maryam S. · CIK 0001764370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,929

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:34 UTC GrantPhontom Stock Unit · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267695 · ownership.xml · derivative · entry 2

Berlew Adam T. · CIK 0001785308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:32 UTC GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267684 · ownership.xml · derivative · entry 2

Brown Maryam S. · CIK 0001764370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:29 UTC GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267648 · ownership.xml · derivative · entry 2

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:28 UTC GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267637 · ownership.xml · derivative · entry 2

Carnoy Lisa Landau · CIK 0001975284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:26 UTC GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267627 · ownership.xml · derivative · entry 2

Kavanaugh James P. · CIK 0001940969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:23 UTC
Nesi VictorDirector
GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267610 · ownership.xml · derivative · entry 5

Nesi Victor · CIK 0001470453 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,962

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:20 UTC GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267604 · ownership.xml · derivative · entry 2

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:17 UTC GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267583 · ownership.xml · derivative · entry 2

Grady Robert Edward · CIK 0001404525 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:15 UTC GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267572 · ownership.xml · derivative · entry 2

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 09, 2026 Filed Jun 11, 2026 20:13 UTC GrantPhantom Stock Units · Derivative 2,450 $71.40 Strike: $0.00 $174,930.00
Disclosure

SEC source: 0001193125-26-267554 · ownership.xml · derivative · entry 2

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F1 · derivative.exercise_date: Units vest quarterly over a one year period.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:27 UTC Exercise / conversionPhantom Stock Units · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262105 · ownership.xml · derivative · entry 2

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable.

F3 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:27 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262105 · ownership.xml · nonDerivative · entry 1

BROWN MICHAEL W · CIK 0001205542 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:19 UTC Exercise / conversionPhantom Stock Units · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262079 · ownership.xml · derivative · entry 2

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable.

F3 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:19 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262079 · ownership.xml · nonDerivative · entry 1

ZIMMERMAN MICHAEL J · CIK 0001239734 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:14 UTC Exercise / conversionPhantom Stock Units · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262066 · ownership.xml · derivative · entry 2

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable.

F3 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:14 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262066 · ownership.xml · nonDerivative · entry 1

Markus Maura A. · CIK 0001571545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:12 UTC Exercise / conversionPhantom Stock Units · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262056 · ownership.xml · derivative · entry 2

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable.

F3 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:12 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262056 · ownership.xml · nonDerivative · entry 1

PEACOCK DAVID A · CIK 0001382184 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 13,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:10 UTC OtherPhontom Stock Unit · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262051 · ownership.xml · derivative · entry 2

Berlew Adam T. · CIK 0001785308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F2 · derivative.exercise_date: Currently exercisable.

F3 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:10 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262051 · ownership.xml · nonDerivative · entry 1

Berlew Adam T. · CIK 0001785308 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:08 UTC Disposition to issuerPhantom Stock Units · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262026 · ownership.xml · derivative · entry 2

Kavanaugh James P. · CIK 0001940969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F2 · derivative.exercise_date: Currently exercisable.

F3 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:08 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262026 · ownership.xml · nonDerivative · entry 1

Kavanaugh James P. · CIK 0001940969 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:07 UTC Exercise / conversionPhantom Stock Units · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262021 · ownership.xml · derivative · entry 2

Brown Maryam S. · CIK 0001764370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable.

F3 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 21:07 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-262021 · ownership.xml · nonDerivative · entry 1

Brown Maryam S. · CIK 0001764370 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:55 UTC Exercise / conversionPhantom Stock Units · Derivative 2,812 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-261973 · ownership.xml · derivative · entry 2

Carnoy Lisa Landau · CIK 0001975284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Currently exercisable.

F3 · derivative.expiration_date: No expiration date for these Units

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:55 UTC Exercise / conversionCommon Stock 2,812 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-261973 · ownership.xml · nonDerivative · entry 1

Carnoy Lisa Landau · CIK 0001975284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:39 UTC
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
Exercise / conversionPhantom Stock Unit · Derivative 53,241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-102301 · ownership.xml · derivative · entry 4

Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,019

Underlying: Common Stock · 53,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Currently exercisable.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:39 UTC
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
GrantPhantom Stock Unit · Derivative 60,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-102301 · ownership.xml · derivative · entry 3

Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,260

Underlying: Common Stock · 60,673 shares

Expires not disclosed

F1 · derivative.exercise_date: These units are being issued based on the PRSU award granted in 2022. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year.

F2 · derivative.expiration_date: No expiration date for these Units

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:39 UTC
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
Tax withholdingCommon Stock 29,443 $73.05 $2,150,811.15
Disclosure

SEC source: 0001193125-26-102301 · ownership.xml · nonDerivative · entry 2

Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,337

Read SEC document
March 09, 2026 Filed Mar 11, 2026 20:39 UTC
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
Exercise / conversionCommon Stock 53,241 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-102301 · ownership.xml · nonDerivative · entry 1

Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 23:32 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
GrantPhantom Stock Units · Derivative 27,009 $74.05 Strike: $0.00 $2,000,016.45
Disclosure

SEC source: 0001193125-26-089067 · ownership.xml · derivative · entry 3

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,287

Underlying: Common Stock · 27,009 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 23:32 UTC
KRUSZEWSKI RONALD JDirector · Chief Executive Officer
GrantPhantom Stock Units · Derivative 39,163 $74.03 Strike: $0.00 $2,899,236.89
Disclosure

SEC source: 0001193125-26-089067 · ownership.xml · derivative · entry 2

KRUSZEWSKI RONALD J · CIK 0001203674 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 236,278

Underlying: Common Stock · 39,163 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:23 UTC
McDuffie BrantleyCo Head FI Capital Markets
GrantPhantom Stock Units · Derivative 13,504 $74.05 Strike: $0.00 $999,971.20
Disclosure

SEC source: 0001193125-26-088803 · ownership.xml · derivative · entry 3

McDuffie Brantley · CIK 0002073622 · Co Head FI Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,419

Underlying: Common Stock · 13,504 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:23 UTC
McDuffie BrantleyCo Head FI Capital Markets
GrantPhantom Stock Units · Derivative 10,533 $74.05 Strike: $0.00 $779,968.65
Disclosure

SEC source: 0001193125-26-088803 · ownership.xml · derivative · entry 2

McDuffie Brantley · CIK 0002073622 · Co Head FI Capital Markets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,915

Underlying: Common Stock · 10,533 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:20 UTC
Rubulotta DavidCo-Head Fixed Inc Cap Mkts
GrantPhantom Stock Units · Derivative 13,504 $74.05 Strike: $0.00 $999,971.20
Disclosure

SEC source: 0001193125-26-088783 · ownership.xml · derivative · entry 3

Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,936

Underlying: Common Stock · 13,504 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:20 UTC
Rubulotta DavidCo-Head Fixed Inc Cap Mkts
GrantPhantom Stock Units · Derivative 10,533 $74.05 Strike: $0.00 $779,968.65
Disclosure

SEC source: 0001193125-26-088783 · ownership.xml · derivative · entry 2

Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,432

Underlying: Common Stock · 10,533 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:16 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
GrantPhantom Stock Units · Derivative 4,051 $74.05 Strike: $0.00 $299,976.55
Disclosure

SEC source: 0001193125-26-088760 · ownership.xml · derivative · entry 3

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,092

Underlying: Common Stock · 4,051 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:16 UTC
REICHERT CHRISTOPHER KCEO of Stifel Bank & Trust
GrantPhantom Stock Units · Derivative 5,402 $74.05 Strike: $0.00 $400,018.10
Disclosure

SEC source: 0001193125-26-088760 · ownership.xml · derivative · entry 2

REICHERT CHRISTOPHER K · CIK 0001203004 · CEO of Stifel Bank & Trust

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,041

Underlying: Common Stock · 5,402 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:11 UTC
Fisher Mark PSenior VP & General Counsel
GrantPhantom Stock Units · Derivative 5,402 $74.05 Strike: $0.00 $400,018.10
Disclosure

SEC source: 0001193125-26-088732 · ownership.xml · derivative · entry 3

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,652

Underlying: Common Stock · 5,402 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

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February 27, 2026 Filed Mar 3, 2026 22:11 UTC
Fisher Mark PSenior VP & General Counsel
GrantPhantom Stock Units · Derivative 9,723 $74.05 Strike: $0.00 $719,988.15
Disclosure

SEC source: 0001193125-26-088732 · ownership.xml · derivative · entry 2

Fisher Mark P · CIK 0001345807 · Senior VP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,250

Underlying: Common Stock · 9,723 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

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February 27, 2026 Filed Mar 3, 2026 22:07 UTC
Marischen James MChief Financial Officer
GrantPhantom Stock Units · Derivative 5,402 $74.05 Strike: $0.00 $400,018.10
Disclosure

SEC source: 0001193125-26-088705 · ownership.xml · derivative · entry 3

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,393

Underlying: Common Stock · 5,402 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:07 UTC
Marischen James MChief Financial Officer
GrantPhantom Stock Units · Derivative 9,723 $74.05 Strike: $0.00 $719,988.15
Disclosure

SEC source: 0001193125-26-088705 · ownership.xml · derivative · entry 2

Marischen James M · CIK 0001638499 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,991

Underlying: Common Stock · 9,723 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:00 UTC
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
GrantPhantom Stock Unit · Derivative 13,504 $74.05 Strike: $0.00 $999,971.20
Disclosure

SEC source: 0001193125-26-088623 · ownership.xml · derivative · entry 3

Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,587

Underlying: Common Stock · 13,504 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 22:00 UTC
Raymond Charles BradfordCo-Head Global Instl Eqty Adv
GrantPhantom Stock Unit · Derivative 12,694 $74.05 Strike: $0.00 $939,990.70
Disclosure

SEC source: 0001193125-26-088623 · ownership.xml · derivative · entry 2

Raymond Charles Bradford · CIK 0002073787 · Co-Head Global Instl Eqty Adv

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,083

Underlying: Common Stock · 12,694 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:56 UTC
SLINEY DAVID DChief Operating Officer
GrantPhantom Stock Units · Derivative 5,402 $74.05 Strike: $0.00 $400,018.10
Disclosure

SEC source: 0001193125-26-088580 · ownership.xml · derivative · entry 3

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,698

Underlying: Common Stock · 5,402 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:56 UTC
SLINEY DAVID DChief Operating Officer
GrantPhantom Stock Units · Derivative 12,424 $74.05 Strike: $0.00 $919,997.20
Disclosure

SEC source: 0001193125-26-088580 · ownership.xml · derivative · entry 2

SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,296

Underlying: Common Stock · 12,424 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:40 UTC
Michaud Thomas B.Senior Vice President
GrantPhantom Stock Units · Derivative 13,504 $74.05 Strike: $0.00 $999,971.20
Disclosure

SEC source: 0001193125-26-088457 · ownership.xml · derivative · entry 3

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,616

Underlying: Common Stock · 13,504 shares

Expires not disclosed

F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:40 UTC
Michaud Thomas B.Senior Vice President
GrantPhantom Stock Units · Derivative 17,623 $74.05 Strike: $0.00 $1,304,983.15
Disclosure

SEC source: 0001193125-26-088457 · ownership.xml · derivative · entry 2

Michaud Thomas B. · CIK 0001380492 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,112

Underlying: Common Stock · 17,623 shares

Expires not disclosed

F2 · derivative.exercise_date: Units vest in 20% increments over a five year period.

F3 · derivative.expiration_date: No expiration date for these Units

F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.