Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INSPERITY, INC.NSP · Entity 4513 | Director | September 08, 2016 | September 12, 2016 |
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INSPERITY, INC.
Report date September 08, 2016 · Filed September 12, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,541 |
Ending reported balance
After 2016-09-08 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2016-09-08 · Exercise / conversion · Acquired 6,517 · Balance 16,058 Row 2 · 2016-09-08 · Exercise / conversion · Acquired 6,183 · Balance 22,241 Row 3 · 2016-09-08 · Exercise / conversion · Acquired 7,813 · Balance 30,054 Row 4 · 2016-09-08 · Sale · Disposed 20,513 · Balance 9,541 F1: Weighted average price. Actual prices ranged from $67.00 to $67.45. F2: Full information regarding the number of shares sold at each separate price will be provided upon request to the SEC's staff, Insperity, Inc. or its stockholders. |
| Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $28.69 · Expires 2018-05-06 | Direct | 0 |
Reported balance
After 2016-09-08 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2016-09-08 · Exercise / conversion · Disposed 6,517 · Balance 0 |
| Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $27.87 · Expires 2019-05-05 | Direct | 0 |
Reported balance
After 2016-09-08 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2016-09-08 · Exercise / conversion · Disposed 6,183 · Balance 0 |
| Director Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.59 · Expires 2021-05-17 | Direct | 0 |
Reported balance
After 2016-09-08 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2016-09-08 · Exercise / conversion · Disposed 7,813 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: Weighted average price. Actual prices ranged from $67.00 to $67.45.
F2: Full information regarding the number of shares sold at each separate price will be provided upon request to the SEC's staff, Insperity, Inc. or its stockholders.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,450 |
Reported balance
After 2026-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-09 · Grant · Acquired 2,450 · Balance 2,450 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Direct | 103,264 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 103,264 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
VMWARE LLC
Report date November 22, 2023 · Filed November 22, 2023
Section 16 reporting ended · disclosed 2023-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-22 · Disposition to issuer · Disposed 25,038 · Balance 1,482 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). Row 2 · 2023-11-22 · Disposition to issuer · Disposed 1,482 · Balance 0 F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent.
F2: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration").
F3: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2026 Filed Jun 11, 2026 20:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,450 | $71.40 Strike: $0.00 | $174,930.00 |
DisclosureSEC source: 0001193125-26-267648 · ownership.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 2,450 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,812 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-262105 · ownership.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,812 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Currently exercisable. F3 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 21:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-262105 · ownership.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,264 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 20:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,914 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083168 · ownership.xml · derivative · entry 3 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 20:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantCommon Stock | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083168 · ownership.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,968 Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,875 | $93.35 Strike: $0.00 | $175,031.25 |
DisclosureSEC source: 0000950170-25-083168 · ownership.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,789 Underlying: Common Stock · 1,875 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:55 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-040436 · ownership.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,054 Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 20:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070691 · ownership.xml · derivative · entry 3 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,914 Underlying: Common Stock · 2,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 20:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070691 · ownership.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:27 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,914 | $78.37 Strike: $0.00 | $150,000.18 |
DisclosureSEC source: 0000950170-24-070691 · ownership.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,418 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 14:32 UTC | VMWARE LLC VMW · Entity 11690 | Disposition to issuerClass A Common Stock | 1,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020480 · doc4.xml · nonDerivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F3 · shares: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration. F3 · price: Represents shares underlying restricted stock units of the Issuer, which were vested and cancelled in exchange for the right to receive a payment equal to 50% of the Cash Consideration and 50% of the Stock Consideration. Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 14:32 UTC | VMWARE LLC VMW · Entity 11690 | Disposition to issuerClass A Common Stock | 25,038 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-020480 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,482 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2 · shares: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of May 26, 2022 (the "Merger Agreement"), by and among VMware, Inc. (the "Issuer"), Broadcom Inc. ("Parent"), Verona Holdco, Inc., a direct wholly owned subsidiary of the Issuer ("Holdco"), Verona Merger Sub, Inc., a direct wholly owned subsidiary of Holdco, Barcelona Merger Sub 2, Inc., a direct wholly owned subsidiary of Parent, and Barcelona Merger Sub 3, LLC, a direct wholly owned subsidiary of Parent. F2 · price: (Continued from Footnote 1) Under the terms of the Merger Agreement, each share of the Issuer's Class A common stock, par value $0.01 per share (the "Common Stock"), issued and outstanding was indirectly converted into the right to receive, at the election of the holder of such share of Common Stock, and subject to proration in accordance with the Merger Agreement: (i) $142.50 per share in cash, without interest (the "Cash Consideration"), or (ii) 0.25200 shares of common stock, par value $0.001 per share of Parent (the "Stock Consideration"). Read SEC document |
| July 13, 2023 Filed Jul 14, 2023 19:21 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,976 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042315 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,520 Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037359 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,504 Underlying: Common Stock · 2,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037359 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,504 | $59.90 Strike: $0.00 | $149,989.60 |
DisclosureSEC source: 0001209191-23-035949 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,146 Underlying: Common Stock · 2,504 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| July 12, 2022 Filed Jul 14, 2022 19:24 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 2,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-042183 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,544 F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of November 1, 2021 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2191. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 20:19 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,761 | $56.78 Strike: $0.00 | $99,989.58 |
DisclosureSEC source: 0001209191-22-036946 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761 Underlying: Common Stock · 1,761 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2022 Filed Aug 17, 2022 21:06 UTC Amendment | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,642 | $56.78 Strike: $0.00 | $150,012.76 |
DisclosureSEC source: 0001209191-22-046367 · doc4a.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 Underlying: Common Stock · 2,642 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033513 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033513 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002857 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391 Underlying: Common Stock · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002857 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 21:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,389 | $71.98 Strike: $0.00 | $99,980.22 |
DisclosureSEC source: 0001209191-21-060613 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,016 Underlying: Common Stock · 1,389 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| July 23, 2021 Filed Jul 26, 2021 19:38 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-048239 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,002 Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038605 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,627 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038605 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003632 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,771 Underlying: Common Stock · 5,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003632 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 19:43 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043000 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,382 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035247 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,597 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035247 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:33 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033548 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,497 Underlying: Common Stock · 2,096 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:02 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001966 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,401 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:02 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001966 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 19:21 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-039372 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,542 F1 · balance_after: Reflects equitable adjustment to the number of unvested RSUs as of December 28, 2018 in connection with VMware's special cash dividend. Pursuant to the adjustment, the number of unvested RSUs was multiplied by a conversion factor of 1.2038. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:39 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035577 · doc4.xml · derivative · entry 3 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,151 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:39 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035577 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:39 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035577 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,051 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001930 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,151 Underlying: Common Stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001930 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 19:41 UTC | VMWARE LLC VMW · Entity 11690 | SaleClass A Common Stock | 35,000 | $160.00 | $5,600,000.00 |
DisclosureSEC source: 0001209191-18-063341 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,923 Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 20:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052443 · doc4.xml · derivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,901 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 20:48 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045696 · doc4.xml · derivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,001 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · kind: The total previously reported on June 8, 2018 included an award of 1,900 Units under the Company's Equity Inventive Plan for Non-Employee Directors (2008 Restatement). On August 7, 2018, the Board of Directors of the Company (the "Board") unanimously voted to rescind its approval of the award of such Units and, in connection therewith, to approve an award of 1,900 Units (the "New Units") conditioned on shareholder approval of the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) by its shareholders. This Form 4 reflects the decreased total of Units as a result of the August 7, 2018 Board action. A Form 4 will be filed to update the total with respect to the granting of the New Units following receipt of such shareholder approval. No consideration was paid to the reporting person in connection with the rescission of its Units. F1 · price: The total previously reported on June 8, 2018 included an award of 1,900 Units under the Company's Equity Inventive Plan for Non-Employee Directors (2008 Restatement). On August 7, 2018, the Board of Directors of the Company (the "Board") unanimously voted to rescind its approval of the award of such Units and, in connection therewith, to approve an award of 1,900 Units (the "New Units") conditioned on shareholder approval of the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) by its shareholders. This Form 4 reflects the decreased total of Units as a result of the August 7, 2018 Board action. A Form 4 will be filed to update the total with respect to the granting of the New Units following receipt of such shareholder approval. No consideration was paid to the reporting person in connection with the rescission of its Units. F2 · derivative.exercise_date: Units vest quarterly over a one year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 19:02 UTC | VMWARE LLC VMW · Entity 11690 | SaleDell Technologies Class V common stock · Derivative | 13,308 | $94.33 | $1,255,343.64 |
DisclosureSEC source: 0001209191-18-043650 · doc4.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: see footnote (1) · 13,308 shares Expires not disclosed F1 · derivative.exercise_price: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.exercise_date: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. F1 · derivative.expiration_date: Dell Technologies Inc. ("DT") Class V common stock is intended to track and reflect the economic performance of the Class V Group of DT, which has attributed to it the economic value of a portion of DT's controlling interest in VMware. Accordingly, the Class V stock may be considered a derivative security relating to VMware Class A common stock or an equity security relating to VMware. The filing of this Form 4 shall not be deemed an admission that the Class V stock is a derivative security relating to VMware Class A common stock or an equity security relating to VMware for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| July 19, 2018 Filed Jul 23, 2018 19:02 UTC | VMWARE LLC VMW · Entity 11690 | GrantClass A Common Stock | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-043650 · doc4.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,923 Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000056 · edgardoc.xml · derivative · entry 3 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,901 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000056 · edgardoc.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000056 · edgardoc.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,801 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionStock Option (Option to Buy) · Derivative | 5,115 | $29.33 Strike: $29.33 | $150,022.95 |
DisclosureSEC source: 0000720672-18-000035 · edgardoc.xml · derivative · entry 3 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,115 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.