Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,450 |
Reported balance
After 2026-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-09 · Grant · Acquired 2,450 · Balance 2,450 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Direct | 23,144 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 23,144 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MAXIM INTEGRATED PRODUCTS INC
Report date August 26, 2021 · Filed August 30, 2021
Section 16 reporting ended · disclosed 2021-08-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-08-26 transaction · row 1
1 source rowRow 1 · 2021-08-26 · Disposition to issuer · Disposed 6,189 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement & Plan of Merger, dated as of July 12, 2020 (the "Merger Agreement"), among the Issuer, Analog Devices, Inc. ("ADI") and Magneto Corp. ("Merger Sub"), pursuant to which (i)Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of ADI, and (ii)at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") outstanding immediately prior to the Effective Time was disposed of in exchange for 0.6300 (the "Exchange Ratio") of a share of common stock, par value $0.16 2/3 per share, of ADI (having a market value at the Effective Time of $103.32 per share based on the closing price per share of ADI common stock on the last trading day prior to the Merger of $164), together with cash in lieu of any fractional shares of ADI common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2021-08-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-08-26 · Disposition to issuer · Disposed 4,027 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement & Plan of Merger, dated as of July 12, 2020 (the "Merger Agreement"), among the Issuer, Analog Devices, Inc. ("ADI") and Magneto Corp. ("Merger Sub"), pursuant to which (i)Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of ADI, and (ii)at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") outstanding immediately prior to the Effective Time was disposed of in exchange for 0.6300 (the "Exchange Ratio") of a share of common stock, par value $0.16 2/3 per share, of ADI (having a market value at the Effective Time of $103.32 per share based on the closing price per share of ADI common stock on the last trading day prior to the Merger of $164), together with cash in lieu of any fractional shares of ADI common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement & Plan of Merger, dated as of July 12, 2020 (the "Merger Agreement"), among the Issuer, Analog Devices, Inc. ("ADI") and Magneto Corp. ("Merger Sub"), pursuant to which (i)Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of ADI, and (ii)at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") outstanding immediately prior to the Effective Time was disposed of in exchange for 0.6300 (the "Exchange Ratio") of a share of common stock, par value $0.16 2/3 per share, of ADI (having a market value at the Effective Time of $103.32 per share based on the closing price per share of ADI common stock on the last trading day prior to the Merger of $164), together with cash in lieu of any fractional shares of ADI common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2026 Filed Jun 11, 2026 20:17 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,450 | $71.40 Strike: $0.00 | $174,930.00 |
DisclosureSEC source: 0001193125-26-267583 · ownership.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 2,450 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 6,281 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002884 · doc4.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,281 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 07, 2022 Filed Jan 11, 2022 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-002884 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:50 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | Disposition to issuerCommon Stock | 4,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-053888 · doc4.xml · nonDerivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement & Plan of Merger, dated as of July 12, 2020 (the "Merger Agreement"), among the Issuer, Analog Devices, Inc. ("ADI") and Magneto Corp. ("Merger Sub"), pursuant to which (i)Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of ADI, and (ii)at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") outstanding immediately prior to the Effective Time was disposed of in exchange for 0.6300 (the "Exchange Ratio") of a share of common stock, par value $0.16 2/3 per share, of ADI (having a market value at the Effective Time of $103.32 per share based on the closing price per share of ADI common stock on the last trading day prior to the Merger of $164), together with cash in lieu of any fractional shares of ADI common stock. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement & Plan of Merger, dated as of July 12, 2020 (the "Merger Agreement"), among the Issuer, Analog Devices, Inc. ("ADI") and Magneto Corp. ("Merger Sub"), pursuant to which (i)Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of ADI, and (ii)at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") outstanding immediately prior to the Effective Time was disposed of in exchange for 0.6300 (the "Exchange Ratio") of a share of common stock, par value $0.16 2/3 per share, of ADI (having a market value at the Effective Time of $103.32 per share based on the closing price per share of ADI common stock on the last trading day prior to the Merger of $164), together with cash in lieu of any fractional shares of ADI common stock. Read SEC document |
| August 26, 2021 Filed Aug 30, 2021 17:50 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | Disposition to issuerCommon Stock | 6,189 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-053888 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement & Plan of Merger, dated as of July 12, 2020 (the "Merger Agreement"), among the Issuer, Analog Devices, Inc. ("ADI") and Magneto Corp. ("Merger Sub"), pursuant to which (i)Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of ADI, and (ii)at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") outstanding immediately prior to the Effective Time was disposed of in exchange for 0.6300 (the "Exchange Ratio") of a share of common stock, par value $0.16 2/3 per share, of ADI (having a market value at the Effective Time of $103.32 per share based on the closing price per share of ADI common stock on the last trading day prior to the Merger of $164), together with cash in lieu of any fractional shares of ADI common stock. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement & Plan of Merger, dated as of July 12, 2020 (the "Merger Agreement"), among the Issuer, Analog Devices, Inc. ("ADI") and Magneto Corp. ("Merger Sub"), pursuant to which (i)Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of ADI, and (ii)at the effective time of the Merger (the "Effective Time"), each share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") outstanding immediately prior to the Effective Time was disposed of in exchange for 0.6300 (the "Exchange Ratio") of a share of common stock, par value $0.16 2/3 per share, of ADI (having a market value at the Effective Time of $103.32 per share based on the closing price per share of ADI common stock on the last trading day prior to the Merger of $164), together with cash in lieu of any fractional shares of ADI common stock. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038611 · doc4.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,283 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:31 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038611 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 6,004 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003635 · doc4.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,427 Underlying: Common Stock · 6,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 12, 2021 Filed Jan 14, 2021 21:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 6,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003635 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:39 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | GiftCommon Stock | 1,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063564 · doc4.xml · nonDerivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,027 Read SEC document |
| December 11, 2020 Filed Dec 15, 2020 17:39 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 4,500 | $84.08 | $378,368.10 |
DisclosureSEC source: 0001209191-20-063564 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 5,512 F1 · price: Weighted average with prices ranging from $84.07 to $84.10. Read SEC document |
| November 05, 2020 Filed Nov 9, 2020 17:19 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | GrantCommon Stock | 2,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057479 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,189 F1 · shares: Represents 2,827 Restricted Stock Units that fully vest on January 15, 2021, subject to the individual's status as a Director through such date. F2 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| September 11, 2020 Filed Sep 11, 2020 17:03 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 12,000 | $67.02 | $804,183.60 |
DisclosureSEC source: 0001209191-20-050163 · doc4.xml · nonDerivative · entry 3 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 10,012 F3 · price: Weighted average with prices ranging from $67.00 to $67.05. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 17:03 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 6,000 | $67.53 | $405,180.00 |
DisclosureSEC source: 0001209191-20-050163 · doc4.xml · nonDerivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 22,012 F2 · price: Weighted average with prices ranging from $67.50 to $67.59. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 1,335 | $52.17 | $69,646.95 |
DisclosureSEC source: 0001209191-20-050153 · doc4.xml · nonDerivative · entry 4 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 2,447 | $52.14 | $127,586.58 |
DisclosureSEC source: 0001209191-20-050153 · doc4.xml · nonDerivative · entry 3 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,335 Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 17:03 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 6,000 | $66.42 | $398,532.60 |
DisclosureSEC source: 0001209191-20-050163 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 28,012 F1 · price: Weighted average with prices ranging from $66.42 to $66.45. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 2,000 | $50.76 | $101,520.00 |
DisclosureSEC source: 0001209191-20-050153 · doc4.xml · nonDerivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,782 Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 2,500 | $51.01 | $127,525.00 |
DisclosureSEC source: 0001209191-20-050153 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,782 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035251 · doc4.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,287 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035251 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:35 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033549 · doc4.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,187 Underlying: Common Stock · 2,096 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 20:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 5,000 | $43.39 | $216,950.00 |
DisclosureSEC source: 0001209191-20-018100 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,383 Read SEC document |
| March 04, 2020 Filed Mar 6, 2020 17:27 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 8,000 | $57.35 | $458,825.60 |
DisclosureSEC source: 0001209191-20-016988 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 34,012 F1 · price: Weighted average with prices ranging from $57.24 to $57.3875. F2 · balance_after: Includes the transfer of 42,012 shares from direct to indirect holdings. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,076 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001978 · doc4.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,091 Underlying: Common Stock · 4,076 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:05 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001978 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2019 Filed Dec 12, 2019 21:14 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 4,000 | $61.35 | $245,400.00 |
DisclosureSEC source: 0001209191-19-060208 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,307 Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:02 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 6,000 | $57.69 | $346,138.20 |
DisclosureSEC source: 0001209191-19-060450 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,374 F1 · price: Weighted average with prices ranging from $57.677 to $57.727 F2 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| November 07, 2019 Filed Nov 12, 2019 17:08 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | GrantCommon Stock | 3,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056087 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,374 F1 · shares: Represents 3,362 Restricted Stock Units that fully vest on January 15, 2020, subject to the individual's status as a Director through such date. F2 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 20:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 2,500 | $53.45 | $133,625.00 |
DisclosureSEC source: 0001209191-19-047946 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,307 Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 17:20 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 2,500 | $54.63 | $136,579.00 |
DisclosureSEC source: 0001209191-19-048254 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,012 F1 · price: Weighted average with prices ranging from $54.63 to $54.64. F2 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 19:00 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 2,575 | $0.00 Strike: $29.34 | $0.00 |
DisclosureSEC source: 0001209191-19-046709 · doc4.xml · derivative · entry 4 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,575 shares Expires 2020-11-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Date when shares became fully exercisable. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 19:00 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 4,000 | $52.71 | $210,825.20 |
DisclosureSEC source: 0001209191-19-046709 · doc4.xml · nonDerivative · entry 3 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,512 F2 · price: Weighted average with prices ranging from $52.65 to $52.80. F1 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 19:00 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 2,575 | $52.50 | $135,187.50 |
DisclosureSEC source: 0001209191-19-046709 · doc4.xml · nonDerivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,512 F1 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 19:00 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | Exercise / conversionCommon Stock | 2,575 | $29.34 | $75,550.50 |
DisclosureSEC source: 0001209191-19-046709 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035585 · doc4.xml · derivative · entry 3 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,167 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 06, 2019 Filed Jun 7, 2019 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035585 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2019 Filed Jun 7, 2019 20:41 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-035585 · doc4.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,067 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,179 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001943 · doc4.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,167 Underlying: Common Stock · 4,179 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:25 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001943 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 16:40 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | GrantCommon Stock | 3,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057973 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,512 F1 · shares: Represents 3,910 Restricted Stock Units that fully vest on January 15, 2019, subject to the individual's status as a Director through such date. F2 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 20:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-052447 · doc4.xml · derivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,346 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| August 07, 2018 Filed Aug 7, 2018 20:50 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045698 · doc4.xml · derivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,446 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · kind: The total previously reported on June 8, 2018 included an award of 1,900 Units under the Company's Equity Inventive Plan for Non-Employee Directors (2008 Restatement). On August 7, 2018, the Board of Directors of the Company (the "Board") unanimously voted to rescind its approval of the award of such Units and, in connection therewith, to approve an award of 1,900 Units (the "New Units") conditioned on shareholder approval of the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) by its shareholders. This Form 4 reflects the decreased total of Units as a result of the August 7, 2018 Board action. A Form 4 will be filed to update the total with respect to the granting of the New Units following receipt of such shareholder approval. No consideration was paid to the reporting person in connection with the rescission of its Units. F1 · price: The total previously reported on June 8, 2018 included an award of 1,900 Units under the Company's Equity Inventive Plan for Non-Employee Directors (2008 Restatement). On August 7, 2018, the Board of Directors of the Company (the "Board") unanimously voted to rescind its approval of the award of such Units and, in connection therewith, to approve an award of 1,900 Units (the "New Units") conditioned on shareholder approval of the Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement) by its shareholders. This Form 4 reflects the decreased total of Units as a result of the August 7, 2018 Board action. A Form 4 will be filed to update the total with respect to the granting of the New Units following receipt of such shareholder approval. No consideration was paid to the reporting person in connection with the rescission of its Units. F2 · derivative.exercise_date: Units vest quarterly over a one year period. F3 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000059 · edgardoc.xml · derivative · entry 3 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,346 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000059 · edgardoc.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2018 Filed Jun 8, 2018 20:06 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000059 · edgardoc.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,246 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 08, 2018 Filed May 9, 2018 20:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 5,000 | $60.15 | $300,750.00 |
DisclosureSEC source: 0000720672-18-000054 · edgardoc.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,828 Read SEC document |
| May 04, 2018 Filed May 8, 2018 14:31 UTC | MAXIM INTEGRATED PRODUCTS INC MXIM · Entity 135966 | SaleCommon Stock | 6,000 | $55.88 | $335,303.40 |
DisclosureSEC source: 0001209191-18-028516 · doc4.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,602 F1 · balance_after: Represents unvested Restricted Stock Units and Common Stock. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 4,120 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000017 · edgardoc.xml · derivative · entry 2 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,346 Underlying: Common Stock · 4,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently convertible. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 4,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-18-000017 · edgardoc.xml · nonDerivative · entry 1 Grady Robert Edward · CIK 0001404525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.