Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phontom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,450 |
Reported balance
After 2026-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-09 · Grant · Acquired 2,450 · Balance 2,450 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Direct | 24,475 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 24,475 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Lazard Growth Acquisition Corp. I
Report date June 07, 2021 · Filed June 08, 2021
Section 16 reporting ended · disclosed 2021-06-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-06-07 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-06-07 · Other · Disposed 25,000 · Balance 0 F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252408) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights. F2: Pursuant to a share transfer agreement, dated as of June 7, 2021, 25,000 Class B ordinary shares of the Issuer were transferred from the reporting person to LGACo 1 LLC in connection with the reporting person's resignation as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252408) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights.
F2: Pursuant to a share transfer agreement, dated as of June 7, 2021, 25,000 Class B ordinary shares of the Issuer were transferred from the reporting person to LGACo 1 LLC in connection with the reporting person's resignation as a director of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2026 Filed Jun 11, 2026 20:34 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhontom Stock Unit · Derivative | 2,450 | $71.40 Strike: $0.00 | $174,930.00 |
DisclosureSEC source: 0001193125-26-267695 · ownership.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 2,450 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 21:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | OtherPhontom Stock Unit · Derivative | 2,812 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-262051 · ownership.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,812 shares Expires not disclosed F2 · derivative.exercise_date: Currently exercisable. F3 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 21:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-262051 · ownership.xml · nonDerivative · entry 1 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 20:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhontom Stock Unit · Derivative | 1,914 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083147 · ownership.xml · derivative · entry 3 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 20:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083147 · ownership.xml · nonDerivative · entry 1 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhontom Stock Unit · Derivative | 1,875 | $93.35 Strike: $0.00 | $175,031.25 |
DisclosureSEC source: 0000950170-25-083147 · ownership.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,789 Underlying: Common Stock · 1,875 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 20:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhontom Stock Unit · Derivative | 2,504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070676 · ownership.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 20:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070676 · ownership.xml · nonDerivative · entry 1 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,528 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhontom Stock Unit · Derivative | 1,914 | $78.37 Strike: $0.00 | $150,000.18 |
DisclosureSEC source: 0000950170-24-070676 · ownership.xml · derivative · entry 3 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,914 Underlying: Common Stock · 1,914 shares Expires not disclosed F3 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,641 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037342 · doc4.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,504 Underlying: Common Stock · 2,641 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:23 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037342 · doc4.xml · nonDerivative · entry 1 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,504 | $59.90 Strike: $0.00 | $149,989.60 |
DisclosureSEC source: 0001209191-23-035947 · doc4.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,146 Underlying: Common Stock · 2,504 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 20:16 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,761 | $56.78 Strike: $0.00 | $99,989.58 |
DisclosureSEC source: 0001209191-22-036941 · doc4.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,761 Underlying: Common Stock · 1,761 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2022 Filed Aug 17, 2022 20:55 UTC Amendment | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,642 | $56.78 Strike: $0.00 | $150,012.76 |
DisclosureSEC source: 0001209191-22-046313 · doc4a.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,642 Underlying: Common Stock · 2,642 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:12 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033502 · doc4.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:12 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-033502 · doc4.xml · nonDerivative · entry 1 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,383 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 13, 2021 Filed Oct 15, 2021 21:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,389 | $71.98 Strike: $0.00 | $99,980.22 |
DisclosureSEC source: 0001209191-21-060611 · doc4.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389 Underlying: Common Stock · 1,389 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 23:21 UTC | Lazard Growth Acquisition Corp. I LGAC · Entity 116439 | OtherClass B Ordinary Shares · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950157-21-000603 · form4.xml · derivative · entry 1 Berlew Adam T. · CIK 0001785308 · FORMER DIRECTOR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-252408) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights. F2 · kind: Pursuant to a share transfer agreement, dated as of June 7, 2021, 25,000 Class B ordinary shares of the Issuer were transferred from the reporting person to LGACo 1 LLC in connection with the reporting person's resignation as a director of the Issuer. F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252408) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights. F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-252408) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the Issuer's initial business combination, or earlier at the option of the holder thereof, on a one-for-one basis, subject to adjustment for share sub-divisions, share capitalizations, reorganizations, recapitalizations and the like pursuant to certain anti-dilution rights. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 3,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038593 · doc4.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 03, 2021 Filed Jun 7, 2021 20:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-038593 · doc4.xml · nonDerivative · entry 1 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035277 · doc4.xml · derivative · entry 2 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,096 Underlying: Common Stock · 1,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:37 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035277 · doc4.xml · nonDerivative · entry 1 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 20:30 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,096 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033540 · doc4.xml · derivative · entry 1 Berlew Adam T. · CIK 0001785308 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,996 Underlying: Common Stock · 2,096 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.