Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Director | June 09, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date June 09, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,450 |
Reported balance
After 2026-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-06-09 · Grant · Acquired 2,450 · Balance 2,450 F1: Units vest quarterly over a one year period. F2: No expiration date for these Units |
| Common StockSEC Table I · non-derivative | Direct | 13,626 |
Reported balance
Holding disclosure · report date 2026-06-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 13,626 |
Filing footnotes · ownership attribution and instrument terms
F1: Units vest quarterly over a one year period.
F2: No expiration date for these Units
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 09, 2026 Filed Jun 11, 2026 20:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,450 | $71.40 Strike: $0.00 | $174,930.00 |
DisclosureSEC source: 0001193125-26-267627 · ownership.xml · derivative · entry 2 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,450 Underlying: Common Stock · 2,450 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 21:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerPhantom Stock Units · Derivative | 2,812 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-262026 · ownership.xml · derivative · entry 2 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,812 shares Expires not disclosed F2 · derivative.exercise_date: Currently exercisable. F3 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 04, 2026 Filed Jun 8, 2026 21:08 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-262026 · ownership.xml · nonDerivative · entry 1 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 20:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,914 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083189 · ownership.xml · derivative · entry 3 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 1,914 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 20:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,914 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083189 · ownership.xml · nonDerivative · entry 1 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 20:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,875 | $93.35 Strike: $0.00 | $175,031.25 |
DisclosureSEC source: 0000950170-25-083189 · ownership.xml · derivative · entry 2 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,789 Underlying: Common Stock · 1,875 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 20:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070759 · ownership.xml · derivative · entry 3 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,914 Underlying: Common Stock · 2,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 07, 2024 Filed Jun 7, 2024 20:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-070759 · ownership.xml · nonDerivative · entry 1 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 20:40 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 1,914 | $78.37 Strike: $0.00 | $150,000.18 |
DisclosureSEC source: 0000950170-24-070759 · ownership.xml · derivative · entry 2 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,418 Underlying: Common Stock · 1,914 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:35 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,554 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037365 · doc4.xml · derivative · entry 2 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,504 Underlying: Common Stock · 2,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| June 13, 2023 Filed Jun 15, 2023 20:35 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,554 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-037365 · doc4.xml · nonDerivative · entry 1 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 21:07 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 2,504 | $59.90 Strike: $0.00 | $149,989.60 |
DisclosureSEC source: 0001209191-23-035952 · doc4.xml · derivative · entry 1 Kavanaugh James P. · CIK 0001940969 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,058 Underlying: Common Stock · 2,504 shares Expires not disclosed F1 · derivative.exercise_date: Units vest quarterly over a one year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.