Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Chief Operating Officer | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 46,296 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 12,424 · Balance 46,296 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 51,698 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 5,402 · Balance 51,698 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 254,910 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 254,910 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 3, 2026 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 5,402 | $74.05 Strike: $0.00 | $400,018.10 |
DisclosureSEC source: 0001193125-26-088580 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,698 Underlying: Common Stock · 5,402 shares Expires not disclosed F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:56 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 12,424 | $74.05 Strike: $0.00 | $919,997.20 |
DisclosureSEC source: 0001193125-26-088580 · ownership.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,296 Underlying: Common Stock · 12,424 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 11,094 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061578 · ownership.xml · derivative · entry 4 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,581 Underlying: Common Stock · 11,094 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 13,868 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061578 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,675 Underlying: Common Stock · 13,868 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 18, 2022. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 4,887 | $120.49 | $588,834.63 |
DisclosureSEC source: 0001193125-26-061578 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,940 Read SEC document |
| February 18, 2026 Filed Feb 20, 2026 21:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 11,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-061578 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,258 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035689 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,807 Underlying: Common Stock · 2,258 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 995 | $126.24 | $125,608.80 |
DisclosureSEC source: 0001193125-26-035689 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,733 Read SEC document |
| January 30, 2026 Filed Feb 3, 2026 21:32 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-035689 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,728 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 10,854 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014223 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,065 Underlying: Common Stock · 10,854 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,677 | $125.22 | $460,433.94 |
DisclosureSEC source: 0001193125-26-014223 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,470 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 22:01 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 10,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014223 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2025 Filed Dec 22, 2025 22:21 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-328974 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,293 Read SEC document |
| August 19, 2025 Filed Aug 21, 2025 20:57 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Disposition to issuerCommon Stock | 15,000 | $112.90 | $1,693,500.00 |
DisclosureSEC source: 0000950170-25-110712 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 156,043 Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 23:15 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 9,525 | $98.43 Strike: $0.00 | $937,545.75 |
DisclosureSEC source: 0000950170-25-036650 · ownership.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,919 Underlying: Common Stock · 9,525 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:54 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,952 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032321 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,394 Underlying: Common Stock · 1,952 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:54 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 860 | $104.90 | $90,214.00 |
DisclosureSEC source: 0000950170-25-032321 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,043 Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 21:54 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,952 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-032321 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 9,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014600 · ownership.xml · derivative · entry 4 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,346 Underlying: Common Stock · 9,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 11,288 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014600 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,376 Underlying: Common Stock · 11,288 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreemenmt dated January 27, 2021. Of these units, 80 percent are currently vested and the remaining 20 percent will vest in one year. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,978 | $117.51 | $467,454.78 |
DisclosureSEC source: 0000950170-25-014600 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,677 Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 21:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 9,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-014600 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 10,180 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004194 · ownership.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,088 Underlying: Common Stock · 10,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 3,174 | $106.08 | $336,697.92 |
DisclosureSEC source: 0000950170-25-004194 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,625 Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 21:29 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 10,180 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-004194 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 22:18 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-136284 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,619 Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 22:10 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 25,000 | $116.18 | $2,904,500.00 |
DisclosureSEC source: 0000950170-24-127191 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,619 Read SEC document |
| March 15, 2024 Filed Mar 15, 2024 20:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 3,795 | $74.01 | $280,867.95 |
DisclosureSEC source: 0000950170-24-032270 · ownership.xml · nonDerivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,619 Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GiftCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-032270 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,414 Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 20:49 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 17,000 | $74.83 | $1,272,110.00 |
DisclosureSEC source: 0000950170-24-032270 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 189,714 Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 21:03 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 8,533 | $75.00 Strike: $0.00 | $639,975.00 |
DisclosureSEC source: 0000950170-24-030098 · ownership.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,268 Underlying: Common Stock · 8,533 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 7,809 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026166 · ownership.xml · derivative · entry 6 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,735 Underlying: Common Stock · 7,809 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 5,504 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026166 · ownership.xml · derivative · entry 5 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,544 Underlying: Common Stock · 5,504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 9,762 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026166 · ownership.xml · derivative · entry 4 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,048 Underlying: Common Stock · 9,762 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated February 26, 2020. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 2, 2025. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 5,878 | $75.00 | $440,850.00 |
DisclosureSEC source: 0000950170-24-026166 · ownership.xml · nonDerivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,714 Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 7,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026166 · ownership.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,592 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:51 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 5,504 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-026166 · ownership.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 9,883 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002068 · doc4.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,286 Underlying: Common Stock · 9,883 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,997 | $69.15 | $207,242.55 |
DisclosureSEC source: 0001209191-24-002068 · doc4.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,279 Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 21:43 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 9,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002068 · doc4.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 22,016 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016378 · doc4.xml · derivative · entry 6 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,169 Underlying: Common Stock · 22,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 1,714 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016378 · doc4.xml · derivative · entry 5 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,185 Underlying: Common Stock · 1,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 27,519 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016378 · doc4.xml · derivative · entry 4 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,899 Underlying: Common Stock · 27,519 shares Expires not disclosed F1 · derivative.exercise_date: These units are being issued based on the PRSU award agreement dated March 1, 2019. Of these units, 80 percent are currently vested and the remaining 20 percent will vest on March 1, 2024. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 10,513 | $66.59 | $700,060.67 |
DisclosureSEC source: 0001209191-23-016378 · doc4.xml · nonDerivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,393 Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 22,016 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016378 · doc4.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 22:04 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 1,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016378 · doc4.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,890 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:22 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 12,003 | $66.65 Strike: $0.00 | $799,999.95 |
DisclosureSEC source: 0001209191-23-012304 · doc4.xml · derivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,380 Underlying: Common Stock · 12,003 shares Expires not disclosed F1 · derivative.exercise_date: Units vest in 20% increments over a five year period. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 9,577 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004295 · doc4.xml · derivative · entry 3 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,377 Underlying: Common Stock · 9,577 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 2,936 | $58.37 | $171,374.32 |
DisclosureSEC source: 0001209191-23-004295 · doc4.xml · nonDerivative · entry 2 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,176 Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 21:46 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 9,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-004295 · doc4.xml · nonDerivative · entry 1 SLINEY DAVID D · CIK 0001203692 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.