Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STIFEL FINANCIAL CORPSF · Entity 3461 | Co-Head Fixed Inc Cap Mkts | February 27, 2026 | March 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STIFEL FINANCIAL CORP
Report date February 27, 2026 · Filed March 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 23,432 |
Reported balance
After 2026-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-02-27 · Grant · Acquired 10,533 · Balance 23,432 F2: Units vest in 20% increments over a five year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 36,936 |
Reported balance
After 2026-02-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-27 · Grant · Acquired 13,504 · Balance 36,936 F4: Units vest in 10% increments over a 10 year period. F3: No expiration date for these Units F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
| Common StockSEC Table I · non-derivative | Direct | 1,488 |
Reported balance
Holding disclosure · report date 2026-02-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,488 F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
F2: Units vest in 20% increments over a five year period.
F3: No expiration date for these Units
F4: Units vest in 10% increments over a 10 year period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2026 Filed Mar 3, 2026 22:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 13,504 | $74.05 Strike: $0.00 | $999,971.20 |
DisclosureSEC source: 0001193125-26-088783 · ownership.xml · derivative · entry 3 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,936 Underlying: Common Stock · 13,504 shares Expires not disclosed F4 · derivative.exercise_date: Units vest in 10% increments over a 10 year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 22:20 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | GrantPhantom Stock Units · Derivative | 10,533 | $74.05 Strike: $0.00 | $779,968.65 |
DisclosureSEC source: 0001193125-26-088783 · ownership.xml · derivative · entry 2 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,432 Underlying: Common Stock · 10,533 shares Expires not disclosed F2 · derivative.exercise_date: Units vest in 20% increments over a five year period. F3 · derivative.expiration_date: No expiration date for these Units F1 · balance_after: This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026. Read SEC document |
| February 02, 2026 Filed Feb 4, 2026 21:26 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | SaleCommon Stock | 400 | $124.31 | $49,724.00 |
DisclosureSEC source: 0001193125-26-037656 · ownership.xml · nonDerivative · entry 1 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 992 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionPhantom Stock Units · Derivative | 2,302 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014181 · ownership.xml · derivative · entry 3 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,599 Underlying: Common Stock · 2,302 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Currently exercisable. F2 · derivative.expiration_date: No expiration date for these Units Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Tax withholdingCommon Stock | 910 | $125.22 | $113,950.20 |
DisclosureSEC source: 0001193125-26-014181 · ownership.xml · nonDerivative · entry 2 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,392 Read SEC document |
| January 13, 2026 Filed Jan 15, 2026 21:42 UTC | STIFEL FINANCIAL CORP SF · Entity 3461 | Exercise / conversionCommon Stock | 2,302 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-014181 · ownership.xml · nonDerivative · entry 1 Rubulotta David · CIK 0002076376 · Co-Head Fixed Inc Cap Mkts 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,302 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.