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SCHW

SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
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2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2003 Filed Aug 5, 2003 17:19 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 500,000 $10.10 $5,050,650.00
Disclosure

SEC source: 0000923738-03-000006 · edgar.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 171,242,048

F1 · balance_after: The reporting person also has a direct beneficial ownership in 15,285,321 shares and an indirect beneficial ownership in the following shares: 19,800 as Custodian, 1,685,327.18 by ESOP, 45,203,958 by LLC, and 7,977,765.33 by Spouse.

Read SEC document
August 01, 2003 Filed Aug 5, 2003 17:19 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 500,000 $10.04 $5,021,250.00
Disclosure

SEC source: 0000923738-03-000006 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 171,742,048

F1 · balance_after: The reporting person also has a direct beneficial ownership in 15,285,321 shares and an indirect beneficial ownership in the following shares: 19,800 as Custodian, 1,685,327.18 by ESOP, 45,203,958 by LLC, and 7,977,765.33 by Spouse.

Read SEC document
July 31, 2003 Filed Aug 1, 2003 17:11 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 1,000,000 $0.00 $0.00
Disclosure

SEC source: 0000923738-03-000003 · edgar.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 172,242,048

F1 · balance_after: The reporting person also has a direct beneficial ownership in 15,285,321 shares and an indirect beneficial ownership in the following shares: 19,800 as Custodian, 1,685,327.18 by ESOP, 45,203,958 by LLC, and 7,977,765.33 by Spouse.

Read SEC document
July 30, 2003 Filed Aug 1, 2003 17:11 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 600,000 $10.40 $6,238,800.00
Disclosure

SEC source: 0000923738-03-000003 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 173,242,048

F1 · balance_after: The reporting person also has a direct beneficial ownership in 15,285,321 shares and an indirect beneficial ownership in the following shares: 19,800 as Custodian, 1,685,327.18 by ESOP, 45,203,958 by LLC, and 7,977,765.33 by Spouse.

Read SEC document
July 25, 2003 Filed Jul 29, 2003 19:06 UTC
COGHLAN JOHN PHILIPVice Chairman
SaleCommon Stock 10,000 $11.00 $110,000.00
Disclosure

SEC source: 0001185999-03-000010 · edgar.xml · nonDerivative · entry 2

COGHLAN JOHN PHILIP · CIK 0001185999 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 838,708

F1 · balance_after: The reporting person also has indirect beneficial interest in the following shares: 6,986.85 shares by 401(k), 4,919.30 shares by Daughter A, 4,926.59 shares by Daughter B and 222,614.77 shares by ESOP.

Read SEC document
July 25, 2003 Filed Jul 29, 2003 19:06 UTC
COGHLAN JOHN PHILIPVice Chairman
SaleCommon Stock 10,000 $10.69 $106,890.00
Disclosure

SEC source: 0001185999-03-000010 · edgar.xml · nonDerivative · entry 1

COGHLAN JOHN PHILIP · CIK 0001185999 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,708

F1 · balance_after: The reporting person also has indirect beneficial interest in the following shares: 6,986.85 shares by 401(k), 4,919.30 shares by Daughter A, 4,926.59 shares by Daughter B and 222,614.77 shares by ESOP.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 20:47 UTC
ATWELL WILLIAM LExecutive Vice President
GrantCommon Stock 204,000 $0.00 $0.00
Disclosure

SEC source: 0001185992-03-000002 · edgar.xml · nonDerivative · entry 1

ATWELL WILLIAM L · CIK 0001185992 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,634

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 20:48 UTC
BILNEY JODY LExecutive Vice President
GrantCommon Stock 204,000 $0.00 $0.00
Disclosure

SEC source: 0001185995-03-000002 · edgar.xml · nonDerivative · entry 1

BILNEY JODY L · CIK 0001185995 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,007

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 21:00 UTC GrantCommon Stock 182,000 $0.00 $0.00
Disclosure

SEC source: 0001186004-03-000002 · edgar.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,009

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

F2 · shares: The reporting person also has an indirect beneficial ownership interest in 190,575 shares held in trust and 115,453.12 sharse held by ESOP.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 21:20 UTC
GORMAN LONVice Chairman
GrantCommon Stock 182,000 $0.00 $0.00
Disclosure

SEC source: 0001186007-03-000002 · edgar.xml · nonDerivative · entry 1

GORMAN LON · CIK 0001186007 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,046.74

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 204,333.50 shares held in trust and 2,241.73 shares held by ESOP.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 21:30 UTC
LEEMON DANIEL OEVP and Chief Strategy Officer
GrantCommon Stock 136,000 $0.00 $0.00
Disclosure

SEC source: 0001186011-03-000007 · edgar.xml · nonDerivative · entry 1

LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,257.3

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 286,085 shares held in trust and 2,241.73 shares held by ESOP.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 21:41 UTC
LEPORE DAWN GVice Chairman
GrantCommon Stock 204,000 $0.00 $0.00
Disclosure

SEC source: 0001186015-03-000007 · edgar.xml · nonDerivative · entry 1

LEPORE DAWN G · CIK 0001186015 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,941.27

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 162,883.48 shares held in trust, 21,148.74 shares held by her spouse, 264,417.56 shares held by ESOP and 6,350.26 shares held in a 401(k).

Read SEC document
July 22, 2003 Filed Jul 23, 2003 22:13 UTC
WEBER ALAN JExecutive Vice President
GrantCommon Stock 136,000 $0.00 $0.00
Disclosure

SEC source: 0001198093-03-000002 · edgar.xml · nonDerivative · entry 1

WEBER ALAN J · CIK 0001198093 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,010

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 21:45 UTC
MCLEOD MARY SExecutive Vice President
GrantCommon Stock 182,000 $0.00 $0.00
Disclosure

SEC source: 0001209777-03-000004 · edgar.xml · nonDerivative · entry 1

MCLEOD MARY S · CIK 0001209774 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,509

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 22:10 UTC GrantCommon Stock 182,000 $0.00 $0.00
Disclosure

SEC source: 0001209777-03-000005 · edgar.xml · nonDerivative · entry 1

PENNEY GEOFFREY J · CIK 0001209777 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,750

F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 1,124.77 shares held in a 401(k) and 1,043.73 shares held by ESOP.

Read SEC document
July 08, 2003 Filed Jul 10, 2003 17:32 UTC GrantRight to Acquire Actual Stock · Derivative 959.08 $0.00 Strike: $11.73 $0.00
Disclosure

SEC source: 0000904422-03-000008 · edgar.xml · derivative · entry 1

FRANK ANTHONY M · CIK 0000904422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959.08

Underlying: Common Stock · 959.08 shares

Expires 1988-08-08

F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
July 08, 2003 Filed Jul 10, 2003 17:48 UTC GrantRight to Acquire Actual Shares · Derivative 2,144.08 $0.00 Strike: $11.73 $0.00
Disclosure

SEC source: 0000904422-03-000009 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144.08

Underlying: Common Stock · 2,144.08 shares

Expires 1988-08-08

F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
July 08, 2003 Filed Jul 10, 2003 17:38 UTC GrantRight to Acquire Actual Shares · Derivative 1,930.95 $11.73 Strike: $11.73 $22,650.04
Disclosure

SEC source: 0001188406-03-000004 · edgar.xml · derivative · entry 1

SHULTZ GEORGE P · CIK 0001188406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930.95

Underlying: Common Stock · 1,930.95 shares

Expires 1988-08-08

F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
July 08, 2003 Filed Jul 10, 2003 17:34 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 4,126 $0.00 Strike: $11.73 $0.00
Disclosure

SEC source: 0001188402-03-000005 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,126

Underlying: Common Stock · 4,126 shares

Expires 2013-07-08

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately.

Read SEC document
July 08, 2003 Filed Jul 10, 2003 17:41 UTC GrantRight to Acquire Actual Shares · Derivative 2,144.25 $0.00 Strike: $11.73 $0.00
Disclosure

SEC source: 0001189022-03-000012 · edgar.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,144.25

Underlying: Common Stock · 2,144.25 shares

Expires 1988-08-08

F2 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F1 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
July 08, 2003 Filed Jul 10, 2003 17:40 UTC GrantRight to Acquire Actual Shares · Derivative 1,760.44 $0.00 Strike: $11.73 $0.00
Disclosure

SEC source: 0001193024-03-000007 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760.44

Underlying: Common Stock · 1,760.44 shares

Expires 1988-08-08

F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

Read SEC document
June 23, 2003 Filed Jun 25, 2003 19:11 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 13,500 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001188409-03-000003 · edgar.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2005-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2003 Filed Jun 25, 2003 19:11 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 5,625 $0.00 Strike: $1.46 $0.00
Disclosure

SEC source: 0001188409-03-000003 · edgar.xml · derivative · entry 3

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,625 shares

Expires 2004-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2003 Filed Jun 25, 2003 19:11 UTC Exercise / conversionCommon Stock 13,500 $2.68 $36,180.00
Disclosure

SEC source: 0001188409-03-000003 · edgar.xml · nonDerivative · entry 2

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 26,907.58 shares held by his spouse and 129,630.20 shares held in trust.

Read SEC document
June 23, 2003 Filed Jun 25, 2003 19:11 UTC Exercise / conversionCommon Stock 5,625 $1.46 $8,212.50
Disclosure

SEC source: 0001188409-03-000003 · edgar.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 26,907.58 shares held by his spouse and 129,630.20 shares held in trust.

Read SEC document
June 17, 2003 Filed Jun 19, 2003 21:15 UTC
LEEMON DANIEL OEVP and Chief Strategy Officer
GiftCommon Stock 1,636 $0.00 $0.00
Disclosure

SEC source: 0001186011-03-000006 · edgar.xml · nonDerivative · entry 1

LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 286,085

F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 51,257.30 shares of Company common stock and an indirect beneficial ownership in 2,249.38 shares of Company common stock held in an ESOP.

Read SEC document
May 15, 2003 Filed May 19, 2003 16:38 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0000902189-03-000001 · edgar.xml · derivative · entry 2

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 15, 2003 Filed May 19, 2003 16:38 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0000902189-03-000001 · edgar.xml · nonDerivative · entry 1

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,469

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 3,537,375 shares held in trust.

Read SEC document
May 15, 2003 Filed May 19, 2003 17:04 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0000904422-03-000005 · edgar.xml · derivative · entry 2

FRANK ANTHONY M · CIK 0000904422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 15, 2003 Filed May 19, 2003 17:04 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0000904422-03-000005 · edgar.xml · nonDerivative · entry 1

FRANK ANTHONY M · CIK 0000904422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,783

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 15, 2003 Filed May 19, 2003 17:58 UTC
COGHLAN JOHN PHILIPVice Chairman
SaleCommon Stock 20,000 $9.50 $190,000.00
Disclosure

SEC source: 0001185999-03-000007 · edgar.xml · nonDerivative · entry 1

COGHLAN JOHN PHILIP · CIK 0001185999 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,708

F1 · balance_after: The reporting person also has indirect beneficial interest in the following shares: 6,986.85 shares by 401(k), 4,919.30 shares by Daughter A, 4,926.59 shares by Daughter B and 222,614.77 shares by ESOP.

Read SEC document
May 15, 2003 Filed May 19, 2003 16:29 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0001188400-03-000003 · edgar.xml · derivative · entry 2

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · derivative.underlying_shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 15, 2003 Filed May 19, 2003 16:29 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001188400-03-000003 · edgar.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,338

F3 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 234,198.29 shares of Company stock held in trust.

Read SEC document
May 15, 2003 Filed May 19, 2003 16:34 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0001188402-03-000004 · edgar.xml · derivative · entry 2

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 15, 2003 Filed May 19, 2003 16:34 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001188402-03-000004 · edgar.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 275,419.82 shares held by his spouse and 813,186 shares held in trust.

Read SEC document
May 15, 2003 Filed May 19, 2003 17:12 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0001188403-03-000002 · edgar.xml · derivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 15, 2003 Filed May 19, 2003 17:12 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001188403-03-000002 · edgar.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 139,550.47 shares held in trust.

Read SEC document
May 15, 2003 Filed May 19, 2003 17:15 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0001188406-03-000003 · edgar.xml · derivative · entry 2

SHULTZ GEORGE P · CIK 0001188406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 15, 2003 Filed May 19, 2003 17:15 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001188406-03-000003 · edgar.xml · nonDerivative · entry 1

SHULTZ GEORGE P · CIK 0001188406 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,283

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 67,500 shares held in trust.

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May 15, 2003 Filed May 19, 2003 17:26 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0001188409-03-000002 · edgar.xml · derivative · entry 2

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

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May 15, 2003 Filed May 19, 2003 17:26 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001188409-03-000002 · edgar.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,283

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 26,907.58 shares held by his spouse and 129,344.07 shares held in trust.

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May 15, 2003 Filed May 19, 2003 17:33 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0001188937-03-000006 · edgar.xml · derivative · entry 2

YOFFIE DAVID B · CIK 0001188937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

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May 15, 2003 Filed May 19, 2003 17:33 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001188937-03-000006 · edgar.xml · nonDerivative · entry 1

YOFFIE DAVID B · CIK 0001188937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,283

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

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May 15, 2003 Filed May 19, 2003 17:30 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0001189022-03-000011 · edgar.xml · derivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

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May 15, 2003 Filed May 19, 2003 17:30 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001189022-03-000011 · edgar.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,799

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 1,300 shares held by his spouse as custodian.

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May 15, 2003 Filed May 19, 2003 17:23 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $9.77 $0.00
Disclosure

SEC source: 0001193024-03-000006 · edgar.xml · derivative · entry 2

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2013-05-15

F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

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May 15, 2003 Filed May 19, 2003 17:23 UTC GrantCommon Stock 5,283 $0.00 $0.00
Disclosure

SEC source: 0001193024-03-000006 · edgar.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,283

F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

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May 12, 2003 Filed May 14, 2003 17:50 UTC PurchaseCommon Stock 2,500 $9.00 $22,500.00
Disclosure

SEC source: 0001193024-03-000005 · edgar.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

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May 09, 2003 Filed May 13, 2003 18:16 UTC
POTTRUCK DAVID SDirector · President and CEO
GrantIncentive Stock Options (right to buy) · Derivative 11,261 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001185987-03-000007 · edgar.xml · derivative · entry 2

POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,261

Underlying: Common Stock · 11,261 shares

Expires 2013-05-09

F1 · derivative.exercise_date: The options were granted pursuant to the Company's 2001 Stock Incentive Plan and will fully vest on the fifth anniversary of the grant date. However, if certain performance goals are met or exceeded on either the third or fourth anniversary of the grant date, the vesting of the options will accelerate and the options will then fully vest.

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May 09, 2003 Filed May 13, 2003 18:16 UTC
POTTRUCK DAVID SDirector · President and CEO
GrantNon-Qualified Stock Options (right to buy) · Derivative 1,405,839 $0.00 Strike: $8.88 $0.00
Disclosure

SEC source: 0001185987-03-000007 · edgar.xml · derivative · entry 1

POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,405,839

Underlying: Common Stock · 1,405,839 shares

Expires 2013-05-09

F1 · derivative.exercise_date: The options were granted pursuant to the Company's 2001 Stock Incentive Plan and will fully vest on the fifth anniversary of the grant date. However, if certain performance goals are met or exceeded on either the third or fourth anniversary of the grant date, the vesting of the options will accelerate and the options will then fully vest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.