Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCH · Entity 1218 | EVP and CIO | February 26, 2004 | February 27, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date February 26, 2004 · Filed February 27, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 355,499 |
Reported balance
After 2004-02-26 transaction · row 1
1 source rowRow 1 · 2004-02-26 · Sale · Disposed 20,251 · Balance 355,499 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2004. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2004.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2004 Filed Feb 27, 2004 00:51 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 20,251 | $12.04 | $243,822.04 |
DisclosureSEC source: 0001209777-04-000002 · edgar.xml · nonDerivative · entry 1 PENNEY GEOFFREY J · CIK 0001209777 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,499 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 9, 2004. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 23:16 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,048.172 | $12.10 | $12,682.88 |
DisclosureSEC source: 0001209777-04-000001 · edgar.xml · nonDerivative · entry 2 PENNEY GEOFFREY J · CIK 0001209777 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by ESOP Disclosed balance after: 0 F1 · balance_after: The reporting person also holds a direct beneficial ownership interest in 375,750 shares of SCH common stock. Read SEC document |
| February 04, 2004 Filed Feb 5, 2004 23:16 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 1,125.792 | $12.10 | $13,622.08 |
DisclosureSEC source: 0001209777-04-000001 · edgar.xml · nonDerivative · entry 1 PENNEY GEOFFREY J · CIK 0001209777 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 0 Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 22:10 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 182,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209777-03-000005 · edgar.xml · nonDerivative · entry 1 PENNEY GEOFFREY J · CIK 0001209777 · EVP and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,750 F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 1,124.77 shares held in a 401(k) and 1,043.73 shares held by ESOP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.