Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCH · Entity 1218 | Director Emeritus | July 01, 2004 | July 06, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date July 01, 2004 · Filed July 06, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.39 · Expires 2006-05-17 | Direct | 1,780 |
Reported balance
After 2004-07-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-07-01 · Grant · Acquired 1,780 · Balance 1,780 F1: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately. |
Filing footnotes · ownership attribution and instrument terms
F1: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2004 Filed Jul 6, 2004 15:36 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 1,780 | $0.00 Strike: $9.39 | $0.00 |
DisclosureSEC source: 0000923738-04-000048 · edgar.xml · derivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director Emeritus 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,780 Underlying: Common Stock · 1,780 shares Expires 2006-05-17 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately. Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 6,750 | $0.00 Strike: $8.10 | $0.00 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · derivative · entry 10 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,750 shares Expires 2008-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 10,125 | $0.00 Strike: $5.31 | $0.00 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · derivative · entry 9 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,125 shares Expires 2007-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 16,875 | $0.00 Strike: $3.65 | $0.00 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · derivative · entry 8 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,875 shares Expires 2006-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 13,500 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · derivative · entry 7 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires 2005-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 10,125 | $5.31 | $53,763.75 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · nonDerivative · entry 6 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 16,875 | $3.65 | $61,593.75 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · nonDerivative · entry 5 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 13,500 | $2.68 | $36,180.00 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · nonDerivative · entry 4 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 3,800 | $9.69 | $36,822.00 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · nonDerivative · entry 3 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,033 Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 2,950 | $9.70 | $28,615.00 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · nonDerivative · entry 2 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,833 Read SEC document |
| May 10, 2004 Filed May 12, 2004 15:48 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 6,750 | $8.10 | $54,675.00 |
DisclosureSEC source: 0000904422-04-000007 · edgar.xml · nonDerivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2004 Filed Apr 5, 2004 19:19 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 3,036 | $0.00 Strike: $11.83 | $0.00 |
DisclosureSEC source: 0000904422-04-000006 · edgar.xml · derivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,036 Underlying: Common Stock · 3,036 shares Expires 2014-04-01 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately. Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 19:36 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative | 20,250 | $0.00 Strike: $1.46 | $0.00 |
DisclosureSEC source: 0000904422-04-000004 · edgar.xml · derivative · entry 2 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,250 shares Expires 2004-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2004 Filed Feb 12, 2004 19:36 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 20,250 | $1.46 | $29,565.00 |
DisclosureSEC source: 0000904422-04-000004 · edgar.xml · nonDerivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 21:12 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 2,108 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0000904422-04-000002 · edgar.xml · derivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108 Underlying: Common Stock · 2,108 shares Expires 2014-01-05 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately. Read SEC document |
| October 07, 2003 Filed Oct 8, 2003 18:47 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Stock · Derivative | 846.5 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0000904422-03-000011 · edgar.xml · derivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846.5 Underlying: Common Stock · 846.5 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| July 08, 2003 Filed Jul 10, 2003 17:32 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantRight to Acquire Actual Stock · Derivative | 959.08 | $0.00 Strike: $11.73 | $0.00 |
DisclosureSEC source: 0000904422-03-000008 · edgar.xml · derivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959.08 Underlying: Common Stock · 959.08 shares Expires 1988-08-08 F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| May 15, 2003 Filed May 19, 2003 17:04 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 5,000 | $0.00 Strike: $9.77 | $0.00 |
DisclosureSEC source: 0000904422-03-000005 · edgar.xml · derivative · entry 2 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-05-15 F2 · shares: The options were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
| May 15, 2003 Filed May 19, 2003 17:04 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 5,283 | $0.00 | $0.00 |
DisclosureSEC source: 0000904422-03-000005 · edgar.xml · nonDerivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,783 F1 · shares: The shares were granted under the Company's 2001 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.