Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCH · Entity 1218 | EVP and Chief Strategy Officer | December 03, 2003 | December 05, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date December 03, 2003 · Filed December 05, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 273,795 |
Reported balance
After 2003-12-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2003-12-03 · Exercise / conversion · Acquired 20,000 · Balance 273,795 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 267,190 |
Reported balance
After 2003-12-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2003-12-03 · Tax withholding · Disposed 6,605 · Balance 267,190 F2: In addition to the share price, the reporting person also made a cash payment in the amount of $1.44 in connection with the transaction. F1: The reporting person also has a direct beneficial ownership interest in 187,257.30 shares and 2,247.89 shares held by an ESOP. |
| Incentive Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.80 · Expires 2005-10-17 | Direct | 5,354 |
Reported balance
After 2003-12-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2003-12-03 · Exercise / conversion · Disposed 20,000 · Balance 5,354 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also has a direct beneficial ownership interest in 187,257.30 shares and 2,247.89 shares held by an ESOP.
F2: In addition to the share price, the reporting person also made a cash payment in the amount of $1.44 in connection with the transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CEB Inc.
Report date April 05, 2017 · Filed April 06, 2017
Section 16 reporting ended · disclosed 2017-04-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-05 · Exercise / conversion · Acquired 5,332 · Balance 15,043 F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Row 2 · 2017-04-05 · Disposition to issuer · Disposed 5,332 · Balance 9,711 F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Row 3 · 2017-04-05 · Disposition to issuer · Disposed 9,711 · Balance 0 F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2017-04-05 | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-05 · Exercise / conversion · Disposed 5,332 · Balance 0 F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB.
F2: Each RSU represented a right upon vesting to receive one share of CEB's common stock.
F3: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person.
F4: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017).
F5: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger.
F6: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 5,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-026172 · doc4.xml · derivative · entry 4 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,332 shares Expires 2017-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represented a right upon vesting to receive one share of CEB's common stock. F6 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the consummation of the Merger, each outstanding and unvested RSU held by any non-employee director of CEB vested. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 9,711 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026172 · doc4.xml · nonDerivative · entry 3 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: Represents the number of shares of common stock of CEB beneficially owned by the reporting person immediately prior to the effectiveness of the Merger. F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Disposition to issuerCommon Stock | 5,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026172 · doc4.xml · nonDerivative · entry 2 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,711 F3 · shares: Represents the disposition pursuant to the Merger Agreement of the shares underlying the RSUs beneficially owned by the reporting person. F4 · price: Disposed of pursuant to the Merger Agreement in exchange for per share consideration of (a) $54.00 in cash and (b) 0.2284 of a share of common stock of Gartner. Gartner common stock had a market value of $108.70 per share based on the closing price on the NYSE on the last trading day immediately preceding the Merger (April 4, 2017). Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 21:14 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 5,332 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-026172 · doc4.xml · nonDerivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the shares of common stock of CEB Inc. ("CEB") acquired upon vesting of the restricted stock units of CEB ("RSUs") beneficially owned by the reporting person on the effective date of the merger ("Merger") described in the Agreement and Plan of Merger ("Merger Agreement") dated as of January 5, 2017, among Gartner, Inc. ("Gartner"), Cobra Acquisition Corp. and CEB. F2 · price: Each RSU represented a right upon vesting to receive one share of CEB's common stock. Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:39 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 574 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023522 · doc4.xml · derivative · entry 4 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 574 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:39 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023522 · doc4.xml · derivative · entry 3 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454 Underlying: Common Stock · 455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:39 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionRestricted Stock Units · Derivative | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023522 · doc4.xml · derivative · entry 2 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922 Underlying: Common Stock · 462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.expiration_date: N/A Read SEC document |
| March 27, 2017 Filed Mar 29, 2017 16:39 UTC | CEB Inc. CEB · Entity 177136 | Exercise / conversionCommon Stock | 1,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-023522 · doc4.xml · nonDerivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:20 UTC | CEB Inc. CEB · Entity 177136 | GrantRestricted Stock Units · Derivative | 1,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021372 · doc4.xml · derivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,701 Underlying: Common Stock · 1,701 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. F2 · derivative.exercise_date: Restricted Stock Units vest equally in four increments in the following months: April 2018, March 2019, March 2020 and March 2021. F3 · derivative.expiration_date: N/A Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 19:42 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001186011-03-000009 · edgar.xml · derivative · entry 3 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,354 Underlying: Common Stock · 20,000 shares Expires 2005-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 19:42 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Tax withholdingCommon Stock | 6,605 | $11.50 | $75,924.48 |
DisclosureSEC source: 0001186011-03-000009 · edgar.xml · nonDerivative · entry 2 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 267,190 F2 · price: In addition to the share price, the reporting person also made a cash payment in the amount of $1.44 in connection with the transaction. F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 187,257.30 shares and 2,247.89 shares held by an ESOP. Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 19:42 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 20,000 | $3.80 | $76,000.00 |
DisclosureSEC source: 0001186011-03-000009 · edgar.xml · nonDerivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 273,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2003 Filed Oct 17, 2003 21:11 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GiftCommon Stock | 30,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001186011-03-000008 · edgar.xml · nonDerivative · entry 2 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 253,795 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 187,257.30 shares and 2,247.89 shares held by ESOP. Read SEC document |
| October 16, 2003 Filed Oct 17, 2003 21:11 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GiftCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001186011-03-000008 · edgar.xml · nonDerivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 284,445 Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 21:30 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 136,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001186011-03-000007 · edgar.xml · nonDerivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,257.3 F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 286,085 shares held in trust and 2,241.73 shares held by ESOP. Read SEC document |
| June 17, 2003 Filed Jun 19, 2003 21:15 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GiftCommon Stock | 1,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001186011-03-000006 · edgar.xml · nonDerivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 286,085 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 51,257.30 shares of Company common stock and an indirect beneficial ownership in 2,249.38 shares of Company common stock held in an ESOP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.