Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | Director | November 18, 2020 | November 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date November 18, 2020 · Filed November 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 219,256.0014 |
Reported balance
After 2020-11-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2020-11-18 · Sale · Disposed 28,100 · Balance 219,256.0014 F1: This transaction was executed in multiple trades at prices ranging from $49.14 to $49.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Direct | 15,453 |
Reported balance
Holding disclosure · report date 2020-11-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,453 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 31,772.2472 |
Reported balance
Holding disclosure · report date 2020-11-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 31,772.2472 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $49.14 to $49.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 18, 2020 Filed Nov 19, 2020 15:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 28,100 | $49.23 | $1,383,284.32 |
DisclosureSEC source: 0001225208-20-013678 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 219,256.0014 F1 · price: This transaction was executed in multiple trades at prices ranging from $49.14 to $49.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 50,000 | $48.85 | $2,442,565.00 |
DisclosureSEC source: 0001225208-20-013628 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 247,356.0014 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.80 to $48.925. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2020 Filed Nov 16, 2020 22:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 20,000 | $46.11 | $922,264.00 |
DisclosureSEC source: 0001225208-20-013558 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 297,356.0014 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.04 to $46.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 6,655 | $0.00 Strike: $33.40 | $0.00 |
DisclosureSEC source: 0001225208-20-007928 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,655 Underlying: Common Stock · 6,655 shares Expires 2030-05-14 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 20:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 3,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007928 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,167 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001225208-20-005145 · doc4.xml · derivative · entry 6 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 05/20/2014. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,344 | $0.00 Strike: $17.62 | $0.00 |
DisclosureSEC source: 0001225208-20-005145 · doc4.xml · derivative · entry 5 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,344 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 05/19/2012. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 11,344 | $17.62 | $199,881.28 |
DisclosureSEC source: 0001225208-20-005145 · doc4.xml · nonDerivative · entry 2 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 311,564.2536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2020 Filed Mar 16, 2020 21:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 14,345 | $19.21 | $275,567.45 |
DisclosureSEC source: 0001225208-20-005145 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 300,220.2536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2019 Filed May 21, 2019 22:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 8,584 | $0.00 Strike: $43.21 | $0.00 |
DisclosureSEC source: 0001225208-19-008336 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,584 Underlying: Common Stock · 8,584 shares Expires 2029-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2019 Filed May 21, 2019 22:04 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008336 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,772 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,356 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · derivative · entry 8 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,356 shares Expires 2019-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 16,491 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · derivative · entry 7 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,491 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/21/2013. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,082 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · derivative · entry 6 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,082 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/17/2011. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 8,356 | $18.00 | $150,408.00 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · nonDerivative · entry 3 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 281,429.0471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 11,082 | $17.38 | $192,605.16 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · nonDerivative · entry 2 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 273,073.0471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2019 Filed Mar 21, 2019 19:24 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 16,491 | $12.66 | $208,776.06 |
DisclosureSEC source: 0001225208-19-005635 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 261,991.0471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 5,139 | $0.00 Strike: $59.32 | $0.00 |
DisclosureSEC source: 0001225208-18-009627 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,139 Underlying: Common Stock · 5,139 shares Expires 2028-05-17 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009627 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,105 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 16:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,486 | $0.00 Strike: $22.39 | $0.00 |
DisclosureSEC source: 0001225208-18-007488 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,486 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 16:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,486 | $22.39 | $167,611.54 |
DisclosureSEC source: 0001225208-18-007488 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 240,684.7126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 7,165 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0001225208-17-010173 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,165 Underlying: Common Stock · 7,165 shares Expires 2027-05-18 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 18, 2017 Filed May 22, 2017 18:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 1,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010173 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,767 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 19:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,823 | $0.00 Strike: $20.14 | $0.00 |
DisclosureSEC source: 0001225208-17-007789 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,823 shares Expires 2017-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2017 Filed Apr 7, 2017 19:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,823 | $20.14 | $157,519.23 |
DisclosureSEC source: 0001225208-17-007789 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 228,845.6531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 19, 2016 Filed May 23, 2016 20:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 7,866 | $0.00 Strike: $28.96 | $0.00 |
DisclosureSEC source: 0001225208-16-033813 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,866 Underlying: Common Stock · 7,866 shares Expires 2026-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2016 Filed May 23, 2016 20:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-033813 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,019 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| August 05, 2015 Filed Aug 6, 2015 17:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $15.17 | $0.00 |
DisclosureSEC source: 0001225208-15-016549 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2016-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2015 Filed Aug 6, 2015 17:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,244 | $15.17 | $79,542.57 |
DisclosureSEC source: 0001225208-15-016549 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 214,799.7377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2015 Filed Jul 31, 2015 16:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 35,000 | $34.79 | $1,217,702.50 |
DisclosureSEC source: 0001225208-15-016154 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 209,348.0377 F1 · price: This transaction was executed in multiple trades at prices ranging from $34.73 to $34.895. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 15, 2015 Filed May 19, 2015 17:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 8,548 | $0.00 Strike: $31.21 | $0.00 |
DisclosureSEC source: 0001225208-15-012392 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,548 Underlying: Common Stock · 8,548 shares Expires 2025-05-15 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 15, 2015 Filed May 19, 2015 17:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-012392 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,280 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| April 21, 2015 Filed Apr 22, 2015 15:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001225208-15-010259 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2015 Filed Apr 22, 2015 15:42 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 5,244 | $11.04 | $57,894.28 |
DisclosureSEC source: 0001225208-15-010259 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 239,981.9407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2014 Filed Aug 1, 2014 17:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 25,041 | $28.13 | $704,308.17 |
DisclosureSEC source: 0001225208-14-017705 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 233,019.4035 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.92 to $28.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 10,511 | $0.00 Strike: $25.01 | $0.00 |
DisclosureSEC source: 0001225208-14-013440 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,511 Underlying: Common Stock · 10,511 shares Expires 2024-05-19 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 19, 2014 Filed May 21, 2014 20:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 2,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-013440 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,986 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 20, 2013 Filed May 22, 2013 17:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001225208-13-012937 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,345 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 20, 2013 Filed May 22, 2013 17:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 3,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-012937 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,478 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| December 20, 2012 Filed Dec 21, 2012 17:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,817 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001225208-12-025808 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,817 shares Expires 2013-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2012 Filed Dec 21, 2012 17:29 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,817 | $11.71 | $32,980.03 |
DisclosureSEC source: 0001225208-12-025808 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 244,681.0802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 21, 2012 Filed May 23, 2012 18:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 16,491 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001225208-12-013025 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,491 Underlying: Common Stock · 16,491 shares Expires 2022-05-21 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 21, 2012 Filed May 23, 2012 18:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 5,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-013025 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,546 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 11, 2012 Filed May 14, 2012 17:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 12,907 | $0.00 Strike: $11.62 | $0.00 |
DisclosureSEC source: 0001225208-12-012060 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,907 shares Expires 2012-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2012 Filed May 14, 2012 17:05 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 12,907 | $11.62 | $150,001.28 |
DisclosureSEC source: 0001225208-12-012060 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 236,659.7116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2012 Filed Apr 6, 2012 16:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,992 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001225208-12-009543 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,992 shares Expires 2012-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2012 Filed Apr 6, 2012 16:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 2,992 | $11.71 | $35,028.84 |
DisclosureSEC source: 0001225208-12-009543 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 223,752.7116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2012 Filed Jan 30, 2012 22:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 2,718 | $11.60 | $31,528.80 |
DisclosureSEC source: 0001225208-12-002493 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 31,772.2472 Read SEC document |
| November 29, 2011 Filed Nov 30, 2011 17:27 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 1,500 | $11.10 | $16,647.00 |
DisclosureSEC source: 0001225208-11-025482 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 219,776.2454 Read SEC document |
| August 19, 2011 Filed Aug 23, 2011 15:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,604 | $0.00 Strike: $8.56 | $0.00 |
DisclosureSEC source: 0001225208-11-020405 · doc4.xml · derivative · entry 10 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,604 shares Expires 2012-10-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.