person · Reporting owner

YOFFIE DAVID B

Disclosed activity across 4 companies

Tapewire entity: 12128
SEC CIK: 0001188937

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
INTEL CORPINTC · Entity 2799	Director	May 08, 2018	May 10, 2018
SCHWAB CHARLES CORPSCHW · Entity 1218	Director	May 09, 2007	May 10, 2007

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

INTEL CORP

Report date May 08, 2018 · Filed May 10, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectJoint account with spouse	104,114	Reported balance After 2018-05-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-05-08 · Sale · Disposed 25,000 · Balance 104,114 F1: This transaction was executed in multiple trades at prices ranging from $53.31 to $53.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Common StockSEC Table I · non-derivative	Direct	55,928	Reported balance Holding disclosure · report date 2018-05-08 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 55,928

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $53.31 to $53.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SCHWAB CHARLES CORP

Report date May 09, 2007 · Filed May 10, 2007

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	21,432	Ending reported balance After 2007-05-09 transaction · row 3 3 source rows · reconciled sequence Row 1 · 2007-05-09 · Exercise / conversion · Acquired 2,500 · Balance 23,932 Row 2 · 2007-05-09 · Exercise / conversion · Acquired 1,250 · Balance 25,182 Row 3 · 2007-05-09 · Sale · Disposed 3,750 · Balance 21,432
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.50 · Expires 2014-05-17	Direct	2,500	Reported balance After 2007-05-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2007-05-09 · Exercise / conversion · Disposed 2,500 · Balance 2,500
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.58 · Expires 2015-05-23	Direct	3,750	Reported balance After 2007-05-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2007-05-09 · Exercise / conversion · Disposed 1,250 · Balance 3,750

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Financial Engines, Inc.

Report date July 19, 2018 · Filed July 23, 2018

Section 16 reporting ended · disclosed 2018-07-23. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2018-07-19 transaction · row 1 1 source row Row 1 · 2018-07-19 · Disposition to issuer · Disposed 26,290 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-07-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2018-07-19 · Disposition to issuer · Disposed 1,224 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-07-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2018-07-19 · Disposition to issuer · Disposed 2,517 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-07-19 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2018-07-19 · Disposition to issuer · Disposed 2,567 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2018-07-19 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2018-07-19 · Disposition to issuer · Disposed 4,482 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes.

F2: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock.

F3: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable.

TIVO INC

Report date September 07, 2016 · Filed September 08, 2016

Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2016-09-07 transaction · row 1 1 source row Row 1 · 2016-09-07 · Disposition to issuer · Disposed 77,114 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration").
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.70 · Expires 2018-09-07	Direct	0	Reported balance After 2016-09-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2016-09-07 · Disposition to issuer · Disposed 25,000 · Balance 0 F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). F2: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration").

F2: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date.

F3: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person).

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 19, 2018 Filed Jul 23, 2018 14:18 UTC	Financial Engines, Inc. FNGN · Entity 164820	Disposition to issuerRestricted Stock Units · Derivative	4,482	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-043590 · doc4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,482 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document
July 19, 2018 Filed Jul 23, 2018 14:18 UTC	Financial Engines, Inc. FNGN · Entity 164820	Disposition to issuerRestricted Stock Units · Derivative	2,567	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-043590 · doc4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,567 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document
July 19, 2018 Filed Jul 23, 2018 14:18 UTC	Financial Engines, Inc. FNGN · Entity 164820	Disposition to issuerRestricted Stock Units · Derivative	2,517	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-043590 · doc4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,517 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document
July 19, 2018 Filed Jul 23, 2018 14:18 UTC	Financial Engines, Inc. FNGN · Entity 164820	Disposition to issuerRestricted Stock Units · Derivative	1,224	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-043590 · doc4.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,224 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.exercise_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. F3 · derivative.expiration_date: At the Effective Time, each outstanding restricted stock unit award became fully vested and was cancelled and converted into the right to receive the Merger Consideration in respect of each vested share of common stock of the Company subject to such award, in each case subject to withholding taxes if applicable. Read SEC document
July 19, 2018 Filed Jul 23, 2018 14:18 UTC	Financial Engines, Inc. FNGN · Entity 164820	Disposition to issuerCommon Stock	26,290	$45.00	$1,183,050.00	Disclosure SEC source: 0001209191-18-043590 · doc4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of April 29, 2018, by and among Financial Engines, Inc. (the "Company"), Edelman Financial, L.P., (the "Parent"), and Flashdance Merger Sub, Inc. ("Merger Sub"), a copy of which is filed as Exhibit 2.1 to the Company's Form 8-K filed with the SEC on May 2, 2018, pursuant to which the Company became a wholly-owned subsidiary of Parent (the "Merger") on July 19, 2018 (the "Effective Time"). At the Effective Time, each issued and outstanding share of common stock of the Company was cancelled and converted into the right to receive $45.00 in cash, (the "Merger Consideration") without interest and subject to applicable withholding taxes. Read SEC document
May 23, 2018 Filed May 23, 2018 19:02 UTC	Financial Engines, Inc. FNGN · Entity 164820	GrantRestricted Stock Units · Derivative	4,482	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-032758 · doc4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 Underlying: Common Stock · 4,482 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F3 · derivative.expiration_date: No expiration date. Read SEC document
May 21, 2018 Filed May 23, 2018 19:02 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionRestricted Stock Units · Derivative	1,255	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-18-032758 · doc4.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments annually beginning 5/21/15. F3 · derivative.expiration_date: No expiration date. Read SEC document
May 21, 2018 Filed May 23, 2018 19:02 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionCommon Stock	1,255	$0.00	$0.00	Disclosure SEC source: 0001209191-18-032758 · doc4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 15, 2018 Filed May 17, 2018 18:03 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionRestricted Stock Units · Derivative	2,568	$0.00	$0.00	Disclosure SEC source: 0001209191-18-031133 · doc4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,567 Underlying: Common Stock · 2,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in two annual installments beginning 5/15/18. F3 · derivative.expiration_date: No Expiration date. Read SEC document
May 15, 2018 Filed May 17, 2018 18:03 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionRestricted Stock Units · Derivative	2,517	$0.00	$0.00	Disclosure SEC source: 0001209191-18-031133 · doc4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,517 Underlying: Common Stock · 2,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning 05/15/17. F3 · derivative.expiration_date: No Expiration date. Read SEC document
May 15, 2018 Filed May 17, 2018 18:03 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionRestricted Stock Units · Derivative	1,224	$0.00	$0.00	Disclosure SEC source: 0001209191-18-031133 · doc4.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,224 Underlying: Common Stock · 1,224 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments beginning 5/15/16. F3 · derivative.expiration_date: No Expiration date. Read SEC document
May 15, 2018 Filed May 17, 2018 18:03 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionCommon Stock	6,309	$0.00	$0.00	Disclosure SEC source: 0001209191-18-031133 · doc4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,035 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 08, 2018 Filed May 10, 2018 20:12 UTC	INTEL CORP INTC · Entity 2799	SaleCommon Stock	25,000	$53.31	$1,332,850.00	Disclosure SEC source: 0001127602-18-016992 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint account with spouse Disclosed balance after: 104,114 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.31 to $53.335. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:09 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionPerformance-based Restricted Stock Units · Derivative	2,220	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-008770 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,220 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.underlying_shares: Due to a limitation in the filing software, the total number of shares of Common Stock received was 2,705 as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 113.5%. Upon conversion of the RSUs, the Reporting Person received 2,520 shares of Common Stock. Upon conversion of $8,511.30 in dividend equivalents, the Reporting person received an additional 185 shares of Common Stock. Read SEC document
February 23, 2018 Filed Feb 27, 2018 22:09 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	2,705	$0.00	$0.00	Disclosure SEC source: 0001127602-18-008770 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document
February 01, 2018 Filed Feb 6, 2018 02:13 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionRestricted Stock Units · Derivative	994	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-004186 · form4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,986 Underlying: Common Stock · 994 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
February 01, 2018 Filed Feb 6, 2018 02:13 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	994	$0.00	$0.00	Disclosure SEC source: 0001127602-18-004186 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document
January 30, 2018 Filed Feb 6, 2018 02:13 UTC	INTEL CORP INTC · Entity 2799	GrantRestricted Stock Units · Derivative	2,431	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-004186 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,431 Underlying: Common Stock · 2,431 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
January 30, 2018 Filed Feb 6, 2018 02:13 UTC	INTEL CORP INTC · Entity 2799	GrantPerformance-based Restricted Stock Units · Derivative	2,102	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-004186 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,102 Underlying: Common Stock · 2,102 shares Expires not disclosed F2 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:37 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionRestricted Stock Units · Derivative	1,226	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-002839 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227 Underlying: Common Stock · 1,226 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
January 25, 2018 Filed Jan 29, 2018 22:37 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	1,226	$0.00	$0.00	Disclosure SEC source: 0001127602-18-002839 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document
January 23, 2018 Filed Jan 25, 2018 22:04 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionRestricted Stock Units · Derivative	998	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-18-002519 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
January 23, 2018 Filed Jan 25, 2018 22:04 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	998	$0.00	$0.00	Disclosure SEC source: 0001127602-18-002519 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,003 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document
October 30, 2017 Filed Nov 1, 2017 00:17 UTC	INTEL CORP INTC · Entity 2799	SaleCommon Stock	30,000	$44.93	$1,347,765.00	Disclosure SEC source: 0001127602-17-030660 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint account with spouse Disclosed balance after: 129,114 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.92 to $44.935. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document
July 24, 2017 Filed Jul 26, 2017 21:48 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionPerformance-based Restricted Stock Units · Derivative	1,815	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-17-024181 · form4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,815 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on January 23, 2014 and ending on January 23, 2017, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F6 · derivative.underlying_shares: Due to a limitation in the filing software, the total number of shares of Common Stock received was 3,922, as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 200.000%. Upon conversion of the RSUs, the Reporting Person received an additional 1,815 shares of Common Stock. Upon conversion of $10,781.10 in dividend equivalents, the Reporting person received an additional 292 shares of Common Stock. Read SEC document
July 24, 2017 Filed Jul 26, 2017 21:48 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionRestricted Stock Units · Derivative	1,067	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-17-024181 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,067 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
July 24, 2017 Filed Jul 26, 2017 21:48 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	3,922	$0.00	$0.00	Disclosure SEC source: 0001127602-17-024181 · form4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document
July 24, 2017 Filed Jul 26, 2017 21:48 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	1,067	$0.00	$0.00	Disclosure SEC source: 0001127602-17-024181 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document
May 24, 2017 Filed May 25, 2017 19:56 UTC	Financial Engines, Inc. FNGN · Entity 164820	GrantRestricted Stock Units · Derivative	5,135	$0.00	$0.00	Disclosure SEC source: 0001209191-17-035613 · doc4.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,135 Underlying: Common Stock · 5,135 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in two annual installments beginning 5/15/18. F3 · derivative.expiration_date: No Expiration date. Read SEC document
May 22, 2017 Filed May 23, 2017 20:13 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionRestricted Stock Units · Derivative	1,250	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-034761 · doc4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The Restricted Stock units vest in four equal annual installments beginning 5/22/14. F3 · derivative.expiration_date: No expiration date. Read SEC document
May 22, 2017 Filed May 23, 2017 20:13 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionCommon Stock	1,250	$0.00	$0.00	Disclosure SEC source: 0001209191-17-034761 · doc4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 21, 2017 Filed May 23, 2017 20:13 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionRestricted Stock Units · Derivative	1,255	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-034761 · doc4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 Underlying: Common Stock · 1,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments annually beginning 5/21/15. F3 · derivative.expiration_date: No expiration date. Read SEC document
May 21, 2017 Filed May 23, 2017 20:13 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionCommon Stock	1,255	$0.00	$0.00	Disclosure SEC source: 0001209191-17-034761 · doc4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 15, 2017 Filed May 17, 2017 16:44 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionRestricted Stock Units · Derivative	2,517	$0.00	$0.00	Disclosure SEC source: 0001209191-17-033146 · doc4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,034 Underlying: Common Stock · 2,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning 05/15/17. F3 · derivative.expiration_date: No Expiration date. Read SEC document
May 15, 2017 Filed May 17, 2017 16:44 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionRestricted Stock Units · Derivative	1,223	$0.00	$0.00	Disclosure SEC source: 0001209191-17-033146 · doc4.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 Underlying: Common Stock · 1,223 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The Restricted Stock units vest in four equal installments beginning 5/15/16. F3 · derivative.expiration_date: No Expiration date. Read SEC document
May 15, 2017 Filed May 17, 2017 16:44 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionCommon Stock	3,740	$0.00	$0.00	Disclosure SEC source: 0001209191-17-033146 · doc4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 28, 2017 Filed Mar 1, 2017 20:37 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative	21,000	$0.00 Strike: $23.62	$0.00	Disclosure SEC source: 0001209191-17-016192 · doc4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,000 shares Expires 2021-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Financial Engines, Inc. common stock. F2 · derivative.exercise_date: The option award is fully vested. Read SEC document
February 28, 2017 Filed Mar 1, 2017 20:37 UTC	Financial Engines, Inc. FNGN · Entity 164820	SaleCommon Stock	21,000	$44.19	$928,008.90	Disclosure SEC source: 0001209191-17-016192 · doc4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,481 Read SEC document
February 28, 2017 Filed Mar 1, 2017 20:37 UTC	Financial Engines, Inc. FNGN · Entity 164820	Exercise / conversionCommon Stock	21,000	$23.62	$496,020.00	Disclosure SEC source: 0001209191-17-016192 · doc4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:36 UTC	INTEL CORP INTC · Entity 2799	GrantRestricted Stock Units · Derivative	2,980	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-17-003971 · form4.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,980 Underlying: Common Stock · 2,980 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
February 01, 2017 Filed Feb 3, 2017 23:36 UTC	INTEL CORP INTC · Entity 2799	GrantPerformance-based Restricted Stock Units · Derivative	2,852	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-17-003971 · form4.xml · derivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,852 Underlying: Common Stock · 2,852 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Intel common stock. The number of shares of Intel common stock acquired upon vesting of the performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the performance-based RSU, each performance-based RSU vests and converts into no more than 200% of one share of Intel common stock three years and one month after the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
January 25, 2017 Filed Jan 27, 2017 22:14 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionRestricted Stock Units · Derivative	1,227	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-17-002695 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,453 Underlying: Common Stock · 1,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
January 25, 2017 Filed Jan 27, 2017 22:14 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	1,227	$0.00	$0.00	Disclosure SEC source: 0001127602-17-002695 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,016 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document
January 23, 2017 Filed Jan 26, 2017 02:48 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionRestricted Stock Units · Derivative	998	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-17-002422 · form4.xml · derivative · entry 3 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 998 Underlying: Common Stock · 998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
January 23, 2017 Filed Jan 26, 2017 02:48 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	998	$0.00	$0.00	Disclosure SEC source: 0001127602-17-002422 · form4.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:20 UTC	TIVO INC TIVO · Entity 182519	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	25,000	Not disclosed Strike: $10.70	Not disclosed	Disclosure SEC source: 0001088825-16-000426 · edgardoc.xml · derivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-09-07 F3 · price: Pursuant to the Merger Agreement, upon the effective time of the TiVo Merger, each outstanding option was cancelled and automatically converted into the right to receive the Merger Consideration, less the exercise price and any required withholdings applicable to such stock option (which exercise price and withholdings were first deducted from the cash portion of the Merger Consideration to reduce the cash delivered to the Reporting Person, and thereafter reduced the number of shares of Parent's common stock delivered to the Reporting Person). F2 · derivative.exercise_date: Stock option vested and became exercisable monthly for 48 months beginning 1 month after the grant date. Read SEC document
September 07, 2016 Filed Sep 8, 2016 20:20 UTC	TIVO INC TIVO · Entity 182519	Disposition to issuerCommon Stock	77,114	Not disclosed	Not disclosed	Disclosure SEC source: 0001088825-16-000426 · edgardoc.xml · nonDerivative · entry 1 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer (f/k/a TiVo Inc.), Rovi Corporation, TiVo Corporation (f/k/a Titan Technologies Corporation) ("Parent"), Titan Acquisition Sub, Inc. ("TiVo Merger Sub") and Nova Acquisition Sub, Inc., upon the effective time of the merger of TiVo Merger Sub with and into the issuer (the "TiVo Merger"), each issued and outstanding share of the issuer's common stock automatically converted into a right to receive (x) 0.3853 validly issued, fully paid and non-assessable shares of Parent's common stock and (y) $2.75 in cash (the "Merger Consideration"). Read SEC document
July 26, 2016 Filed Jul 29, 2016 01:20 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionPerformance-based Restricted Stock Units · Derivative	4,190	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-16-058889 · form4.xml · derivative · entry 5 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2013 and ending on January 24, 2016, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning January 24, 2013 and ending on January 24, 2016, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F6 · derivative.underlying_shares: Due to a limitation in the filing software, the total number of shares of Common Stock received was 4,258, as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 92.853%. Upon conversion of the RSUs, the Reporting Person received 3,890 shares of Common Stock. Upon conversion of $11,008.70 in dividend equivalents, the Reporting person received an additional 368 shares of Common Stock. Read SEC document
July 26, 2016 Filed Jul 29, 2016 01:20 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionRestricted Stock Units · Derivative	1,588	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001127602-16-058889 · form4.xml · derivative · entry 4 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,588 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the awards vest and convert into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document
July 26, 2016 Filed Jul 29, 2016 01:20 UTC	INTEL CORP INTC · Entity 2799	Exercise / conversionCommon Stock	4,258	$0.00	$0.00	Disclosure SEC source: 0001127602-16-058889 · form4.xml · nonDerivative · entry 2 YOFFIE DAVID B · CIK 0001188937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.