Tapewire

NYSE · USD

SCHW

SCHWAB CHARLES CORP

Export transactions ↓
Tapewire entity
1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 6, 2026 00:28 UTC GrantNonqualified Stock Option (right to buy) · Derivative 1,222 $0.00 Strike: $98.37 $0.00
Disclosure

SEC source: 0001739929-26-000010 · wk-form4_1791246535.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,222

Underlying: Common Stock · 1,222 shares

Expires 2036-10-01

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

F1 · derivative.exercise_date: The option was received pursuant to the Directors' Compensation Plan II and vested immediately.

Read SEC document
October 01, 2026 Filed Oct 6, 2026 00:00 UTC GrantRestricted Stock Units · Derivative 445 Not disclosed Not disclosed
Disclosure

SEC source: 0001171694-26-000012 · wk-form4_1791244802.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,636.78

Underlying: Common Stock · 445 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 440.52 RSUs acquired through dividend reinvestment.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 23:47 UTC GrantRestricted Stock Units · Derivative 369 Not disclosed Not disclosed
Disclosure

SEC source: 0001561563-26-000025 · wk-form4_1791244043.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,683.75

Underlying: Common Stock · 369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F5 · balance_after: Includes 38.29 RSUs acquired through dividend reinvestment.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 23:31 UTC GrantRestricted Stock Units · Derivative 407 Not disclosed Not disclosed
Disclosure

SEC source: 0001804183-26-000016 · wk-form4_1791243076.xml · derivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,700.21

Underlying: Common Stock · 407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a right to receive one share of company stock.

F2 · shares: The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The RSUs were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F3 · derivative.expiration_date: The RSUs are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

F5 · balance_after: Includes 23.85 RSUs acquired through dividend reinvestment.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:01 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $41.98 $0.00
Disclosure

SEC source: 0001879974-26-000015 · wk-form4_1791230489.xml · derivative · entry 3

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,950

Underlying: Common Stock · 5,000 shares

Expires 2030-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:01 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
SaleCommon Stock 5,000 $97.80 $489,007.00
Disclosure

SEC source: 0001879974-26-000015 · wk-form4_1791230489.xml · nonDerivative · entry 2

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 5,770

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026.

F3 · price: This transaction was executed in multiple trades at prices ranging from $97.275 to $98.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a trust.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:01 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
Exercise / conversionCommon Stock 5,000 $41.98 $209,900.00
Disclosure

SEC source: 0001879974-26-000015 · wk-form4_1791230489.xml · nonDerivative · entry 1

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a trust.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 21:14 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 1,918 $0.00 Strike: $31.48 $0.00
Disclosure

SEC source: 0001561563-26-000023 · wk-form4_1790370888.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,918 shares

Expires 2026-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was received pursuant to the Directors' Deferred Compensation Plan II and vested immediately.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 21:14 UTC Exercise / conversionCommon Stock 1,918 $31.48 $60,378.64
Disclosure

SEC source: 0001561563-26-000023 · wk-form4_1790370888.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of shares received upon exercise of the option to a trust.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 01:04 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 3,177 $0.00 Strike: $52.05 $0.00
Disclosure

SEC source: 0001879974-26-000013 · wk-form4_1788397456.xml · derivative · entry 3

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,177 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 01:04 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
SaleCommon Stock 3,177 $109.04 $346,428.02
Disclosure

SEC source: 0001879974-26-000013 · wk-form4_1788397456.xml · nonDerivative · entry 2

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 5,770

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026.

F3 · price: This transaction was executed in multiple trades at prices ranging from $108.51 to $109.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a trust.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 01:04 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
Exercise / conversionCommon Stock 3,177 $52.05 $165,362.85
Disclosure

SEC source: 0001879974-26-000013 · wk-form4_1788397456.xml · nonDerivative · entry 1

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a trust.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 23:39 UTC
Bettinger Walter WDirector · Co-Chairman
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 74,388 $0.00 Strike: $46.81 $0.00
Disclosure

SEC source: 0001296479-26-000014 · wk-form4_1788219574.xml · derivative · entry 7

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,589

Underlying: Common Stock · 74,388 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 23:39 UTC
Bettinger Walter WDirector · Co-Chairman
SaleCommon Stock 74,388 $110.91 $8,250,648.32
Disclosure

SEC source: 0001296479-26-000014 · wk-form4_1788219574.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 610,360

F1 · price: This transaction was executed in multiple trades at prices ranging from $110.90 to $110.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 23:39 UTC
Bettinger Walter WDirector · Co-Chairman
Exercise / conversionCommon Stock 74,388 $46.81 $3,482,102.28
Disclosure

SEC source: 0001296479-26-000014 · wk-form4_1788219574.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 684,748

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 22:30 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 3,177 $0.00 Strike: $52.05 $0.00
Disclosure

SEC source: 0001879974-26-000010 · wk-form4_1788215398.xml · derivative · entry 3

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,177

Underlying: Common Stock · 3,177 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 22:30 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
SaleCommon Stock 3,177 $108.12 $343,497.56
Disclosure

SEC source: 0001879974-26-000010 · wk-form4_1788215398.xml · nonDerivative · entry 2

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on May 29, 2026.

F3 · price: This transaction was executed in multiple trades at prices ranging from $107.805 to $108.725. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a trust.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 22:30 UTC
Hathi NeeshaMD, Head Wealth Adv, Bnk, Tst
Exercise / conversionCommon Stock 3,177 $52.05 $165,362.85
Disclosure

SEC source: 0001879974-26-000010 · wk-form4_1788215398.xml · nonDerivative · entry 1

Hathi Neesha · CIK 0001879974 · MD, Head Wealth Adv, Bnk, Tst

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a trust.

Read SEC document
August 27, 2026 Filed Aug 28, 2026 21:32 UTC
Schwab Charles R.Director · Co-Chairman
GiftCommon Stock 9,300 $0.00 $0.00
Disclosure

SEC source: 0000923738-26-000046 · wk-form4_1787952763.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 53,549,441

Read SEC document
August 26, 2026 Filed Aug 27, 2026 22:00 UTC SaleCommon Stock 9,175 $109.25 $1,002,397.19
Disclosure

SEC source: 0001950787-26-000016 · wk-form4_1787868012.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 1,323,161.6599

F1 · price: This transaction was executed in multiple trades at prices ranging from $109.22 to $109.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 24, 2026 Filed Aug 27, 2026 00:15 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 117,000 $113.20 $13,244,411.70
Disclosure

SEC source: 0000923738-26-000044 · wk-form4_1787789713.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 53,558,741

F1 · price: This transaction was executed in multiple trades at prices ranging from $112.77 to $113.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 23:37 UTC
Bettinger Walter WDirector · Co-Chairman
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 176,210 $0.00 Strike: $46.81 $0.00
Disclosure

SEC source: 0001296479-26-000011 · wk-form4_1787787460.xml · derivative · entry 7

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,977

Underlying: Common Stock · 176,210 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 23:37 UTC
Bettinger Walter WDirector · Co-Chairman
SaleCommon Stock 176,210 $113.49 $19,997,368.06
Disclosure

SEC source: 0001296479-26-000011 · wk-form4_1787787460.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 610,360

F2 · price: This transaction was executed in multiple trades at prices ranging from $113.345 to $113.615. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the transfer of 81,014 shares from direct holding to a revocable trust.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 23:37 UTC
Bettinger Walter WDirector · Co-Chairman
Exercise / conversionCommon Stock 176,210 $46.81 $8,248,390.10
Disclosure

SEC source: 0001296479-26-000011 · wk-form4_1787787460.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Family Trust

Disclosed balance after: 786,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the transfer of 81,014 shares from direct holding to a revocable trust.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 22:51 UTC
Schwab Charles R.Director · Co-Chairman
GiftCommon Stock 54,550 $0.00 $0.00
Disclosure

SEC source: 0000923738-26-000042 · wk-form4_1787179876.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 53,675,741

Read SEC document
August 17, 2026 Filed Aug 18, 2026 21:55 UTC
Beatty Jonathan SMD, Head of Advisor Services
SaleCommon Stock 1,000 $111.33 $111,330.10
Disclosure

SEC source: 0002028977-26-000017 · wk-form4_1787090124.xml · nonDerivative · entry 1

Beatty Jonathan S · CIK 0002028977 · MD, Head of Advisor Services

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 10,738

F1 · price: This transaction was executed in multiple trades at prices ranging from $111.19 to $111.405. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 22:51 UTC
Schwab Charles R.Director · Co-Chairman
GiftCommon Stock 45,500 $0.00 $0.00
Disclosure

SEC source: 0000923738-26-000042 · wk-form4_1787179876.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 53,730,291

Read SEC document
August 14, 2026 Filed Aug 17, 2026 22:22 UTC
Craig Jonathan M.MD, Head of Retail Investing
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 21,866 $0.00 Strike: $46.81 $0.00
Disclosure

SEC source: 0001733065-26-000013 · wk-form4_1787005356.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,866 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 22:22 UTC
Craig Jonathan M.MD, Head of Retail Investing
SaleCommon Stock 21,866 $111.03 $2,427,687.96
Disclosure

SEC source: 0001733065-26-000013 · wk-form4_1787005356.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2025.

F3 · price: The transaction was executed in multiple trades at prices ranging from $111.025 to $111.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was affected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 22:22 UTC
Craig Jonathan M.MD, Head of Retail Investing
Exercise / conversionCommon Stock 21,866 $46.81 $1,023,547.46
Disclosure

SEC source: 0001733065-26-000013 · wk-form4_1787005356.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
August 13, 2026 Filed Aug 17, 2026 21:43 UTC
Howard DennisMD, Chief Tech, OPS & Data Off
SaleCommon Stock 2,198 $110.00 $241,780.00
Disclosure

SEC source: 0001825454-26-000028 · wk-form4_1787003036.xml · nonDerivative · entry 1

Howard Dennis · CIK 0001825454 · MD, Chief Tech, OPS & Data Off

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,980

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on November 25, 2025.

Read SEC document
August 12, 2026 Filed Aug 14, 2026 00:36 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 46,410 $108.18 $5,020,448.16
Disclosure

SEC source: 0000923738-26-000040 · wk-form4_1786667774.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 30,021,463

F1 · price: This transaction was executed in multiple trades at prices ranging from $108.02 to $108.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 11, 2026 Filed Aug 12, 2026 01:44 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 46,445 $107.78 $5,005,716.70
Disclosure

SEC source: 0000923738-26-000038 · wk-form4_1786499084.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 30,067,873

F1 · price: This transaction was executed in multiple trades at prices ranging from $107.79 to $107.825. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 00:05 UTC
Murtagh Nigel JChief Risk Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 24,778 $0.00 Strike: $46.81 $0.00
Disclosure

SEC source: 0001649599-26-000014 · wk-form4_1786406742.xml · derivative · entry 7

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,778 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on the first anniversary of the grant.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 00:05 UTC
Murtagh Nigel JChief Risk Officer
SaleCommon Stock 24,778 $109.01 $2,701,015.09
Disclosure

SEC source: 0001649599-26-000014 · wk-form4_1786406742.xml · nonDerivative · entry 4

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,972.4846

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025.

F3 · price: This transaction was executed in multiple trades at prices ranging from $109.00 to $109.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2026 Filed Aug 11, 2026 00:05 UTC
Murtagh Nigel JChief Risk Officer
Exercise / conversionCommon Stock 24,778 $46.81 $1,159,858.18
Disclosure

SEC source: 0001649599-26-000014 · wk-form4_1786406742.xml · nonDerivative · entry 3

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 82,750.4846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2026 Filed Aug 10, 2026 23:05 UTC SaleCommon Stock 5,263 $107.15 $563,954.13
Disclosure

SEC source: 0001193024-26-000006 · wk-form4_1786403117.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 91,711.1605

F1 · price: This transaction was executed in multiple trades at prices ranging from $107.07 to $107.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 06, 2026 Filed Aug 11, 2026 00:36 UTC
Schwab Charles R.Director · Co-Chairman
GiftCommon Stock 37,200 $0.00 $0.00
Disclosure

SEC source: 0000923738-26-000036 · wk-form4_1786408587.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 53,775,791

F1 · balance_after: Reflects resignation of Mr. Schwab as Trustee of two trusts established for the benefit of his relatives.

Read SEC document
August 06, 2026 Filed Aug 11, 2026 00:05 UTC
Murtagh Nigel JChief Risk Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 1,897 $0.00 Strike: $46.81 $0.00
Disclosure

SEC source: 0001649599-26-000014 · wk-form4_1786406742.xml · derivative · entry 6

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,778

Underlying: Common Stock · 1,897 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on the first anniversary of the grant.

Read SEC document
August 06, 2026 Filed Aug 11, 2026 00:05 UTC
Murtagh Nigel JChief Risk Officer
SaleCommon Stock 1,897 $109.00 $206,776.04
Disclosure

SEC source: 0001649599-26-000014 · wk-form4_1786406742.xml · nonDerivative · entry 2

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,972.4846

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025.

F2 · price: This transaction was executed in multiple trades at prices ranging from $109.00 to $109.0450. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 06, 2026 Filed Aug 11, 2026 00:05 UTC
Murtagh Nigel JChief Risk Officer
Exercise / conversionCommon Stock 1,897 $46.81 $88,798.57
Disclosure

SEC source: 0001649599-26-000014 · wk-form4_1786406742.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · Chief Risk Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,869.4846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:15 UTC
Craig Jonathan M.MD, Head of Retail Investing
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 21,750 $0.00 Strike: $46.81 $0.00
Disclosure

SEC source: 0001733065-26-000011 · wk-form4_1786140899.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 21,866

Underlying: Common Stock · 21,750 shares

Expires 2029-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:15 UTC
Craig Jonathan M.MD, Head of Retail Investing
SaleCommon Stock 21,750 $107.02 $2,327,752.43
Disclosure

SEC source: 0001733065-26-000011 · wk-form4_1786140899.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2025.

F3 · price: The transaction was executed in multiple trades at prices ranging from $107.005 to $107.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:15 UTC
Craig Jonathan M.MD, Head of Retail Investing
Exercise / conversionCommon Stock 21,750 $46.81 $1,018,117.50
Disclosure

SEC source: 0001733065-26-000011 · wk-form4_1786140899.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · MD, Head of Retail Investing

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of the shares received upon exercise of the option to a revocable trust.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:36 UTC SaleCommon Stock 18,561 $107.70 $1,999,015.99
Disclosure

SEC source: 0001950787-26-000014 · wk-form4_1786142212.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 1,332,336.6599

F1 · price: This transaction was executed in multiple trades at prices ranging from $107.53 to $107.87. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 04, 2026 Filed Aug 4, 2026 23:27 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 47,650 $106.08 $5,054,569.05
Disclosure

SEC source: 0000923738-26-000033 · wk-form4_1785886017.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 53,877,941

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.55 to $106.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 23:36 UTC SaleCommon Stock 22,640 $106.36 $2,408,035.68
Disclosure

SEC source: 0001950787-26-000012 · wk-form4_1785973004.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 1,350,897.6599

F1 · price: This transaction was executed in multiple trades at prices ranging from $106.22 to $106.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 03, 2026 Filed Aug 4, 2026 23:27 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 95,250 $105.52 $10,050,418.05
Disclosure

SEC source: 0000923738-26-000033 · wk-form4_1785886017.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 53,925,591

F1 · price: This transaction was executed in multiple trades at prices ranging from $105.05 to $105.97. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
August 01, 2026 Filed Aug 4, 2026 23:34 UTC
Howard DennisMD, Chief Tech, OPS & Data Off
Tax withholdingCommon Stock 1,292 $104.87 $135,488.81
Disclosure

SEC source: 0001825454-26-000026 · wk-form4_1785886446.xml · nonDerivative · entry 1

Howard Dennis · CIK 0001825454 · MD, Chief Tech, OPS & Data Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,178

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

Read SEC document
July 29, 2026 Filed Jul 31, 2026 00:57 UTC
Schwab Charles R.Director · Co-Chairman
SaleCommon Stock 95,450 $105.82 $10,100,060.84
Disclosure

SEC source: 0000923738-26-000031 · wk-form4_1785459472.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 30,114,318

F2 · price: This transaction was executed in multiple trades at prices ranging from $105.315 to $106.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.