Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROADRIDGE FINANCIAL SOLUTIONS, INC.BR · Entity 3252 | Director | October 06, 2021 | October 07, 2021 |
| DIEBOLD NIXDORF, IncDBD · Entity 4421 | Director | April 25, 2019 | April 29, 2019 |
| Heartland Media Acquisition Corp.HMA · Entity 110887 | Director | January 20, 2022 | January 20, 2022 |
| SCHWAB CHARLES CORPSCH · Entity 1218 | Executive Vice President | September 30, 2004 | October 04, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Report date October 06, 2021 · Filed October 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 74,464 |
Reported balance
After 2021-10-06 transaction · row 1
1 source rowRow 1 · 2021-10-06 · Grant · Acquired 177 · Balance 74,464 F1: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
DIEBOLD NIXDORF, Inc
Report date April 25, 2019 · Filed April 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 60,309 |
Reported balance
After 2019-04-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-04-25 · Grant · Acquired 12,367 · Balance 60,309 F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2: Number includes restricted stock units. F3: Number includes Deferred Shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.
F2: Number includes restricted stock units.
F3: Number includes Deferred Shares.
Heartland Media Acquisition Corp.
Report date January 20, 2022 · Filed January 20, 2022
This filing explicitly reported no securities owned.
SCHWAB CHARLES CORP
Report date September 30, 2004 · Filed October 04, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.19 · Expires 2011-09-30 | Direct | 273,723 |
Reported balance
After 2004-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2004-09-30 · Grant · Acquired 273,723 · Balance 273,723 F1: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 40% on December 15, 2004, and 20% on each of December 15, 2005, 2006 and 2007. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 40% on December 15, 2004, and 20% on each of December 15, 2005, 2006 and 2007.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2021 Filed Oct 7, 2021 13:49 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 177 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-013038 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,464 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 14:56 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 9 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012997 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,287 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| October 05, 2021 Filed Oct 6, 2021 14:56 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-012997 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,278 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 11:31 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-010159 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,212 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 11:31 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 59 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-010159 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,204 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 12:21 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-009410 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,145 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 02, 2021 Filed Apr 5, 2021 14:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006399 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,957 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 02, 2021 Filed Apr 5, 2021 14:46 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006399 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,950 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 10:49 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 210 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-005558 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,888 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 15:14 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,869 | $0.00 Strike: $22.90 | $0.00 |
DisclosureSEC source: 0001225208-21-001683 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,869 shares Expires 2021-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 15:14 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 7,869 | $22.90 | $180,200.10 |
DisclosureSEC source: 0001225208-21-001683 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 09:59 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000622 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,809 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 09:59 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000622 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,802 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| December 18, 2020 Filed Dec 18, 2020 17:48 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 193 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014905 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,738 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 11:55 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 2,931 | $0.00 Strike: $146.60 | $0.00 |
DisclosureSEC source: 0001225208-20-013793 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931 Underlying: Common Stock · 2,931 shares Expires 2030-11-19 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 11:55 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 565 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-013793 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,545 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 09:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012298 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,980 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 09:58 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012298 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,973 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 14:53 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-011724 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,905 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 16:07 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009627 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,677 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| July 02, 2020 Filed Jul 7, 2020 16:07 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009627 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,671 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 12:47 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-009087 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,603 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 13:02 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006122 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,352 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 13:02 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 94 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-006122 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,346 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| March 20, 2020 Filed Mar 24, 2020 13:45 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 345 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-005518 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,252 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 14:34 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000458 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,907 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| January 03, 2020 Filed Jan 6, 2020 14:34 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000458 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,903 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 11:36 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 270 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015824 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,834 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 09:28 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,100 | $0.00 Strike: $21.94 | $0.00 |
DisclosureSEC source: 0001225208-19-014642 · doc4.xml · derivative · entry 3 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,100 shares Expires 2020-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 09:28 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 2,786 | $119.09 | $331,772.48 |
DisclosureSEC source: 0001225208-19-014642 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,564 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.05 - $119.23, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 09:28 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 15,100 | $21.94 | $331,294.00 |
DisclosureSEC source: 0001225208-19-014642 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:10 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 2,657 | $0.00 Strike: $119.37 | $0.00 |
DisclosureSEC source: 0001225208-19-014609 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657 Underlying: Common Stock · 2,657 shares Expires 2029-11-14 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 11:10 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-014609 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,250 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 11:20 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013225 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,602 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| October 03, 2019 Filed Oct 7, 2019 11:20 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 67 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013225 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,600 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| September 25, 2019 Filed Sep 26, 2019 10:19 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 263 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-012778 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,533 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 10:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010088 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,270 F2 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F2 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| July 03, 2019 Filed Jul 8, 2019 10:41 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 56 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010088 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,269 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 14:14 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 249 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-009357 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,213 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 22:33 UTC | DIEBOLD NIXDORF, Inc DBD · Entity 4421 | GrantCommon Shares | 12,367 | $0.00 | $0.00 |
DisclosureSEC source: 0000028823-19-000109 · wf-form4_155657722072438.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,309 F1 · shares: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock. F2 · balance_after: Number includes restricted stock units. F3 · balance_after: Number includes Deferred Shares. Read SEC document |
| April 03, 2019 Filed Apr 5, 2019 09:51 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006494 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,964 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| March 22, 2019 Filed Mar 25, 2019 14:04 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005751 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,895 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 10:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionStock Option (Right to Buy) · Derivative | 11,200 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0001225208-19-003180 · doc4.xml · derivative · entry 3 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,200 shares Expires 2019-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 10:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | SaleCommon Stock | 1,980 | $100.36 | $198,704.68 |
DisclosureSEC source: 0001225208-19-003180 · doc4.xml · nonDerivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,608 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.341 - $100.365, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 10:37 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | Exercise / conversionCommon Stock | 11,200 | $17.66 | $197,792.00 |
DisclosureSEC source: 0001225208-19-003180 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 15:45 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000572 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,388 F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:29 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantStock Option (Right to Buy) · Derivative | 2,801 | $0.00 Strike: $107.52 | $0.00 |
DisclosureSEC source: 0001225208-18-015422 · doc4.xml · derivative · entry 2 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,801 Underlying: Common Stock · 2,801 shares Expires 2028-11-08 F2 · derivative.exercise_date: Stock options vest immediately upon grant. Read SEC document |
| November 08, 2018 Filed Nov 13, 2018 10:29 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 630 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015422 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,310 F1 · shares: The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| October 03, 2018 Filed Oct 4, 2018 14:40 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014429 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,680 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
| July 03, 2018 Filed Jul 5, 2018 10:04 UTC | BROADRIDGE FINANCIAL SOLUTIONS, INC. BR · Entity 3252 | GrantCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011432 · doc4.xml · nonDerivative · entry 1 WEBER ALAN J · CIK 0001198093 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,627 F1 · shares: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. F1 · price: The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2007 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.