Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCH · Entity 1218 | Vice Chairman | October 15, 2003 | October 16, 2003 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date October 15, 2003 · Filed October 16, 2003
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 174,333.5 |
Reported balance
After 2003-10-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2003-10-15 · Sale · Disposed 15,000 · Balance 174,333.5 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2003. F2: The reporting person also has a direct beneficial ownership interest in 283,046.74 shares and an indirect beneficial ownership interest in 2,241.73 shares held by ESOP. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2003.
F2: The reporting person also has a direct beneficial ownership interest in 283,046.74 shares and an indirect beneficial ownership interest in 2,241.73 shares held by ESOP.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2003 Filed Oct 16, 2003 23:37 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 15,000 | $14.00 | $210,000.00 |
DisclosureSEC source: 0001186007-03-000006 · edgar.xml · nonDerivative · entry 1 GORMAN LON · CIK 0001186007 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 174,333.5 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2003. F2 · balance_after: The reporting person also has a direct beneficial ownership interest in 283,046.74 shares and an indirect beneficial ownership interest in 2,241.73 shares held by ESOP. Read SEC document |
| October 03, 2003 Filed Oct 7, 2003 17:42 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | SaleCommon Stock | 15,000 | $13.00 | $195,000.00 |
DisclosureSEC source: 0001186007-03-000004 · edgar.xml · nonDerivative · entry 1 GORMAN LON · CIK 0001186007 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 189,333.5 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2003. F2 · balance_after: The reporting person also has a direct beneficial ownership interest in 283,046.74 shares and an indirect beneficial ownership interest in 2,241.73 shares held by ESOP. Read SEC document |
| July 22, 2003 Filed Jul 23, 2003 21:20 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | GrantCommon Stock | 182,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001186007-03-000002 · edgar.xml · nonDerivative · entry 1 GORMAN LON · CIK 0001186007 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,046.74 F1 · kind: The shares were granted under the Company's 1992 Stock Incentive Plan and/or 2001 Stock Incentive Plan and vest 25% on the third and fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 204,333.50 shares held in trust and 2,241.73 shares held by ESOP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.