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RWT

REDWOOD TRUST INC

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5400
SEC CIK
0000930236
Parsed reports
472

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2021 Filed Dec 16, 2021 22:35 UTC
Stone Andrew PChief Legal Officer
GrantDeferred Stock Units · Derivative 28,452 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001487805-21-000004 · edgardoc.xml · derivative · entry 1

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,452

Underlying: Common Stock · 28,452 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:24 UTC
Abate Christopher JDirector · Chief Executive Officer
GrantDeferred Stock Units · Derivative 113,808 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001453409-21-000004 · edgardoc.xml · derivative · entry 1

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,808

Underlying: Common Stock · 113,808 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:31 UTC
Carillo BrookeChief Financial Officer
GrantDeferred Stock Units · Derivative 52,162 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001862739-21-000007 · edgardoc.xml · derivative · entry 1

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,162

Underlying: Common Stock · 52,162 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 14, 2021 Filed Dec 16, 2021 22:28 UTC
Robinson Dashiell IDirector · President
GrantDeferred Stock Units · Derivative 85,356 $0.00 Strike: $13.18 $0.00
Disclosure

SEC source: 0001716998-21-000002 · edgardoc.xml · derivative · entry 1

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,356

Underlying: Common Stock · 85,356 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
November 05, 2021 Filed Nov 5, 2021 20:30 UTC
Macomber Sasha G.Chief Human Resource Officer
PurchaseCommon Stock 933 $13.83 $12,898.73
Disclosure

SEC source: 0001758710-21-000004 · edgardoc.xml · nonDerivative · entry 1

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072

Read SEC document
October 07, 2021 Filed Oct 8, 2021 21:31 UTC
COCHRANE COLLIN L.Chief Accounting Officer
Exercise / conversionDeferred Stock Units · Derivative 5,661 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001513564-21-000006 · edgardoc.xml · derivative · entry 3

COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,661 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 21:31 UTC
COCHRANE COLLIN L.Chief Accounting Officer
Tax withholdingDeferred Stock Units · Derivative 6,293 $0.00 Strike: $16.73 $0.00
Disclosure

SEC source: 0001513564-21-000006 · edgardoc.xml · derivative · entry 2

COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,661

Underlying: Common Stock · 6,293 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 21:31 UTC
COCHRANE COLLIN L.Chief Accounting Officer
Exercise / conversionCommon Stock 5,223 $13.21 $68,995.83
Disclosure

SEC source: 0001513564-21-000006 · edgardoc.xml · nonDerivative · entry 1

COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:01 UTC GrantDeferred Stock Units · Derivative 2,321.04 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001853738-21-000007 · edgardoc.xml · derivative · entry 1

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321.04

Underlying: Common Stock · 2,321.04 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:58 UTC GrantDeferred Stock Units · Derivative 2,321.04 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001853040-21-000011 · edgardoc.xml · derivative · entry 1

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,321.04

Underlying: Common Stock · 2,321.04 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:53 UTC GrantDeferred Stock Units · Derivative 1,375.77 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001221603-21-000010 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375.77

Underlying: Common Stock · 1,375.77 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:49 UTC GrantDeferred Stock Units · Derivative 539.46 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001474435-21-000010 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539.46

Underlying: Common Stock · 539.46 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:46 UTC GrantDeferred Stock Units · Derivative 2,811.77 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001202560-21-000008 · edgardoc.xml · derivative · entry 1

MADISON GEORGE W · CIK 0001202560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,811.77

Underlying: Common Stock · 2,811.77 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 20:41 UTC GrantDeferred Stock Units · Derivative 7,143.38 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001233565-21-000008 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,143.38

Underlying: Common Stock · 7,143.38 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2021 Filed May 2, 2023 20:16 UTC Exercise / conversionDeferred Stock Units · Derivative 2,321 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001104659-23-055030 · tm2314331-2_4seq1.xml · derivative · entry 3

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2021 Filed May 2, 2023 20:16 UTC Exercise / conversionDeferred Stock Units · Derivative 2,321 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001104659-23-055029 · tm2314331-1_4seq1.xml · derivative · entry 3

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,321 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:30 UTC GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001853040-21-000009 · edgardoc.xml · derivative · entry 1

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:28 UTC GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001221603-21-000008 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:25 UTC GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001474435-21-000008 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:22 UTC GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001202560-21-000006 · edgardoc.xml · derivative · entry 1

MADISON GEORGE W · CIK 0001202560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:19 UTC GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001233565-21-000006 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:16 UTC GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001564301-21-000006 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:13 UTC GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001233537-21-000002 · edgardoc.xml · derivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:09 UTC GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001853738-21-000005 · edgardoc.xml · derivative · entry 1

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 27, 2021 Filed Aug 31, 2021 13:06 UTC
BAUM RICHARDDirector
GrantDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001233547-21-000010 · edgardoc.xml · derivative · entry 1

BAUM RICHARD · CIK 0001233547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 20:32 UTC
Carillo BrookeChief Financial Officer
PurchaseCommon Stock 20,500 $12.20 $250,100.00
Disclosure

SEC source: 0001862739-21-000004 · edgardoc.xml · nonDerivative · entry 1

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:18 UTC GrantDeferred Stock Units · Derivative 474.6 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-21-088880 · tm2121299-4_4seq1.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474.6

Underlying: Common Stock · 474.6 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:18 UTC GrantDeferred Stock Units · Derivative 2,742.96 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-21-088878 · tm2121299-3_4seq1.xml · derivative · entry 1

MADISON GEORGE W · CIK 0001202560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,742.96

Underlying: Common Stock · 2,742.96 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:17 UTC GrantDeferred Stock Units · Derivative 2,265.32 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-21-088875 · tm2121299-1_4seq1.xml · derivative · entry 1

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265.32

Underlying: Common Stock · 2,265.32 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:17 UTC GrantDeferred Stock Units · Derivative 2,265.32 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-21-088876 · tm2121299-6_4seq1.xml · derivative · entry 1

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265.32

Underlying: Common Stock · 2,265.32 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:16 UTC GrantDeferred Stock Units · Derivative 1,255.72 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-21-088872 · tm2121299-5_4seq1.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,255.72

Underlying: Common Stock · 1,255.72 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 20:15 UTC GrantDeferred Stock Units · Derivative 6,755.23 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-21-088866 · tm2121299-2_4seq1.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,755.23

Underlying: Common Stock · 6,755.23 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2021 Filed May 2, 2023 20:16 UTC Exercise / conversionDeferred Stock Units · Derivative 2,265 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-23-055030 · tm2314331-2_4seq1.xml · derivative · entry 2

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2021 Filed May 2, 2023 20:16 UTC Exercise / conversionDeferred Stock Units · Derivative 2,265 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001104659-23-055029 · tm2314331-1_4seq1.xml · derivative · entry 2

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 31, 2021 Filed Jun 2, 2021 21:06 UTC
Carillo BrookeChief Financial Officer
GrantDeferred Stock Units · Derivative 44,923 $0.00 Strike: $11.13 $0.00
Disclosure

SEC source: 0001862739-21-000002 · edgardoc.xml · derivative · entry 1

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,923

Underlying: Common Stock · 44,923 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of deferred stock units approved by the Compensation Committee of the Board of Directors to Ms. Carillo upon her commencement of employment with Redwood in the role of Chief Financial Officer on May 31, 2021.

F2 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: This award of deferred stock units will vest in full on May 30, 2022 and will be delivered to Ms. Carillo within 30 days of the vest date.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 24, 2021 Filed May 25, 2021 21:41 UTC Exercise / conversionDeferred Stock Units · Derivative 6,016 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001564301-21-000004 · edgardoc.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 24, 2021 Filed May 25, 2021 21:41 UTC Exercise / conversionCommon Stock 6,016 $10.88 $65,454.08
Disclosure

SEC source: 0001564301-21-000004 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 19,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:38 UTC Exercise / conversionDeferred Stock Units · Derivative 6,016 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001233547-21-000008 · edgardoc.xml · derivative · entry 3

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:38 UTC Exercise / conversionCommon Stock 6,016 $10.88 $65,454.08
Disclosure

SEC source: 0001233547-21-000008 · edgardoc.xml · nonDerivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 353,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:33 UTC
BAUM RICHARDDirector
Exercise / conversionDeferred Stock Units · Derivative 6,016 $0.00 Strike: $16.62 $0.00
Disclosure

SEC source: 0001233547-21-000006 · edgardoc.xml · derivative · entry 3

BAUM RICHARD · CIK 0001233547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 24, 2021 Filed May 25, 2021 20:33 UTC
BAUM RICHARDDirector
Exercise / conversionCommon Stock 6,016 $10.88 $65,454.08
Disclosure

SEC source: 0001233547-21-000006 · edgardoc.xml · nonDerivative · entry 1

BAUM RICHARD · CIK 0001233547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,651.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:57 UTC GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001474435-21-000006 · edgardoc.xml · derivative · entry 1

Pero Jeffrey T · CIK 0001474435 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:54 UTC GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001202560-21-000004 · edgardoc.xml · derivative · entry 1

MADISON GEORGE W · CIK 0001202560 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:51 UTC GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001233565-21-000004 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:48 UTC GrantDeferred Stock Units · Derivative 10,054 $0.00 $0.00
Disclosure

SEC source: 0001564301-21-000002 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:45 UTC GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001233547-21-000004 · edgardoc.xml · derivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:41 UTC GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001853738-21-000003 · edgardoc.xml · derivative · entry 1

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:37 UTC GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001221603-21-000006 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:34 UTC GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001853040-21-000007 · edgardoc.xml · derivative · entry 1

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:31 UTC
BAUM RICHARDDirector
GrantDeferred Stock Units · Derivative 10,054 $0.00 Strike: $10.94 $0.00
Disclosure

SEC source: 0001233547-21-000002 · edgardoc.xml · derivative · entry 1

BAUM RICHARD · CIK 0001233547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

Underlying: Common Stock · 10,054 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.