Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Director · President | September 16, 2026 | September 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date September 16, 2026 · Filed September 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 395,050.13 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Purchase · Acquired 63,211.13 · Balance 395,050.13 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $5.63 | Direct | 95,914 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 95,914 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $6.64 | Direct | 92,168 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 92,168 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F5: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.44 | Direct | 109,206 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 109,206 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F6: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.79 | Direct | 112,323 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 112,323 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F7: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F3: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the grant of Deferred Stock Units.
F2: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029
F3: No expiration date is applicable to deferred stock units.
F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.
F5: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028
F6: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026
F7: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 16, 2026 18:40 UTC | REDWOOD TRUST INC RWT · Entity 5400 | PurchaseCommon Stock | 63,211.13 | $3.98 | $251,580.30 |
DisclosureSEC source: 0001716998-26-000004 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,050.13 Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 20,880 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0001716998-26-000002 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. F6 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 24,461 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0001716998-26-000002 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,880 Underlying: Common Stock · 24,461 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. F6 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 20,880 | $5.97 | $124,653.60 |
DisclosureSEC source: 0001716998-26-000002 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 331,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 39,392 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001716998-25-000007 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 45,964 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001716998-25-000007 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,392 Underlying: Common Stock · 45,964 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 39,392 | $5.49 | $216,262.08 |
DisclosureSEC source: 0001716998-25-000007 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 310,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:45 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 95,914 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001716998-25-000005 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,914 Underlying: Common Stock · 95,914 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:25 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 27,298 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001716998-25-000002 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,298 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2025. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:25 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 23,395 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001716998-25-000002 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,298 Underlying: Common Stock · 23,395 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2025. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:25 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 23,395 | $5.23 | $122,355.85 |
DisclosureSEC source: 0001716998-25-000002 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 32,961 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001716998-24-000006 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 38,304 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001716998-24-000006 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,961 Underlying: Common Stock · 38,304 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:33 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 32,961 | $6.77 | $223,145.97 |
DisclosureSEC source: 0001716998-24-000006 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 248,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 23:46 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 92,168 | $0.00 Strike: $6.64 | $0.00 |
DisclosureSEC source: 0001716998-24-000004 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,168 Underlying: Common Stock · 92,168 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 21:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 76,879 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001716998-24-000002 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,879 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 21:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 66,153 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001716998-24-000002 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,879 Underlying: Common Stock · 66,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 21:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 66,153 | $5.59 | $369,795.27 |
DisclosureSEC source: 0001716998-24-000002 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 64,568 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716998-23-000004 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 71,795 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001716998-23-000004 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,568 Underlying: Common Stock · 71,795 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 64,568 | $7.47 | $482,322.96 |
DisclosureSEC source: 0001716998-23-000004 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:44 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 112,323 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001716998-23-000002 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,323 Underlying: Common Stock · 112,323 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:03 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 32,539 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001716998-22-000004 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,539 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:03 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 29,265 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001716998-22-000004 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,539 Underlying: Common Stock · 29,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:03 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 29,265 | $6.90 | $201,928.50 |
DisclosureSEC source: 0001716998-22-000004 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 00:34 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 109,206 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001716998-22-000002 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,206 Underlying: Common Stock · 109,206 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:17 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 2,850 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001104659-22-076848 · tm2220242-2_4seq1.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:17 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 3,167 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001104659-22-076848 · tm2220242-2_4seq1.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock · 3,167 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:17 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 2,850 | $7.71 | $21,973.50 |
DisclosureSEC source: 0001104659-22-076848 · tm2220242-2_4seq1.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 22:53 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 23,379 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001716998-21-000004 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,379 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 22:53 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 25,995 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001716998-21-000004 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,379 Underlying: Common Stock · 25,995 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 22:53 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 23,379 | $12.83 | $299,952.57 |
DisclosureSEC source: 0001716998-21-000004 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:28 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 85,356 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001716998-21-000002 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,356 Underlying: Common Stock · 85,356 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:41 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 71,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001716998-20-000002 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,265 Underlying: Common Stock · 71,265 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:46 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 136,363 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001453409-19-000004 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,363 Underlying: Common Stock · 136,363 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:05 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 61,804 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001716998-18-000006 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,804 Underlying: Common Stock · 61,804 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2020, 6.25% every quarter thereafter (beginning with 4/1/2020). Fully vested 12/11/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:24 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 28,996 | $0.00 Strike: $16.33 | $0.00 |
DisclosureSEC source: 0001716998-18-000004 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:24 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 32,241 | $0.00 Strike: $16.33 | $0.00 |
DisclosureSEC source: 0001716998-18-000004 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,996 Underlying: Common Stock · 32,241 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 21:24 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 28,996 | $16.24 | $470,895.04 |
DisclosureSEC source: 0001716998-18-000004 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 22, 2018 Filed May 24, 2018 21:12 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantPerformance Stock Units · Derivative | 6,578 | $0.00 Strike: $15.20 | $0.00 |
DisclosureSEC source: 0001716998-18-000002 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,578 Underlying: Common Stock · 6,578 shares Expires not disclosed F5 · security: This transaction relates to the grant of Performance Stock Units ("PSUs"), which are performance-based equity awards. The number of underlying shares of common stock of Redwood Trust, Inc. ("Common Stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of PSUs granted, contingent on the achievement of a pre-established performance metric (with the target number of PSUs granted being adjusted to reflect the value of any dividends on Common Stock declared during the vesting period). Vesting of these PSUs will generally occur at the end of three years (on May 21, 2021) based on three-year total stockholder return. Please refer to Item 5.02(e) of the Current Report on Form 8-K filed on May 23, 2018 by Redwood Trust, Inc. for a description of the terms of these PSUs, which Item 5.02(e) qualifies, in its entirety, the description set forth in this footnote (5) and footnote (6) below. F6 · derivative.exercise_price: Represents grant date fair value of the PSUs issued. F2 · kind: This transaction relates to the grant of performance stock units or deferred stock units approved by the Compensation Committee of the Board of Directors to Mr. Robinson in connection with his promotion to the role of President, effective on May 22, 2018. F7 · shares: Represents the target number of PSUs granted. F8 · derivative.exercise_date: Vested shares, if any, will be delivered to the Participant no later than August 31, 2021. F9 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| May 22, 2018 Filed May 24, 2018 21:12 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 6,017 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001716998-18-000002 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,017 Underlying: Common Stock · 6,017 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of performance stock units or deferred stock units approved by the Compensation Committee of the Board of Directors to Mr. Robinson in connection with his promotion to the role of President, effective on May 22, 2018. F3 · derivative.exercise_date: 25% vests 7/1/2019, 6.25% every quarter thereafter. Fully vested 5/21/2022. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantPerformance Stock Units · Derivative | 67,144 | $0.00 Strike: $11.17 | $0.00 |
DisclosureSEC source: 0001716998-17-000003 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Executive Vice-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,144 Underlying: Common Stock · 67,144 shares Expires not disclosed F5 · security: This transaction relates to the grant of Performance Stock Units ("PSUs"), which are performance-based equity awards. The number of underlying shares of common stock of Redwood Trust, Inc. ("Common Stock") that vest and that the recipient becomes entitled to receive at the time of vesting will generally range from 0% to 200% of a target number of PSUs granted, contingent on the achievement of a pre-established performance metric (with the target number of PSUs granted being adjusted to reflect the value of any dividends on Common Stock declared during the vesting period). Vesting of these PSUs will generally occur at the end of three years (on December 12, 2020) based on three-year total stockholder return. Please refer to Item 5.02(e) of the Current Report on Form 8-K filed on December 14, 2017 by Redwood Trust, Inc. for a description of the terms of these PSUs, which Item 5.02(e) qualifies, in its entirety, the description set forth in this footnote (5) and footnote (7) below. F6 · derivative.exercise_price: Represents grant date fair value of the PSUs issued. F7 · shares: Represents the target number of PSUs granted. F8 · derivative.exercise_date: Vested shares, if any, will be delivered to the Participant no later than December 31, 2020. F9 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 21:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 49,374 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001716998-17-000003 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Executive Vice-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,374 Underlying: Common Stock · 49,374 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2019, 6.25% every quarter thereafter (beginning with the quarter end 3/31/2019). Fully vested 12/12/2021. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 20:30 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 61,237 | $0.00 Strike: $16.33 | $0.00 |
DisclosureSEC source: 0001144204-17-050704 · v476169_4.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Executive Vice-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,237 Underlying: Common Stock · 61,237 shares Expires not disclosed F1 · security: This transaction relates to the grant of deferred stock units approved by the Compensation Committee of the Board of Directors to Mr. Robinson upon his commencement of employment with Redwood in the role of Executive Vice-President on September 28, 2017. F2 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: This award of deferred stock units is fully vested at grant and subject to a one-year mandatory holding period. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.