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REDWOOD TRUST INC

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Tapewire entity
5400
SEC CIK
0000930236
Parsed reports
472

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Sep 30, 2026 21:29 UTC GrantDeferred Stock Units · Derivative 28,951.88 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001233565-26-000008 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,951.88

Underlying: Common Stock · 28,951.88 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2026 Filed Sep 30, 2026 21:13 UTC GrantDeferred Stock Units · Derivative 15,058.77 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001564301-26-000010 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,058.77

Underlying: Common Stock · 15,058.77 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 21, 2026 Filed Sep 21, 2026 20:26 UTC
Macomber Sasha G.Chief Human Resource Officer
PurchaseCommon Stock 4,895 $4.08 $19,967.68
Disclosure

SEC source: 0001758710-26-000004 · edgardoc.xml · nonDerivative · entry 1

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,298

Read SEC document
September 21, 2026 Filed Sep 21, 2026 20:19 UTC
Stone Andrew PChief Legal Officer
PurchaseCommon Stock 5,000 $4.12 $20,593.50
Disclosure

SEC source: 0001487805-26-000004 · edgardoc.xml · nonDerivative · entry 1

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,631

Read SEC document
September 16, 2026 Filed Sep 16, 2026 18:40 UTC
Robinson Dashiell IDirector · President
PurchaseCommon Stock 63,211.13 $3.98 $251,580.30
Disclosure

SEC source: 0001716998-26-000004 · edgardoc.xml · nonDerivative · entry 1

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,050.13

Read SEC document
September 15, 2026 Filed Sep 15, 2026 18:24 UTC PurchaseCommon Stock 50,000 $3.85 $192,560.00
Disclosure

SEC source: 0001233565-26-000006 · edgardoc.xml · nonDerivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 127,184.66

Read SEC document
September 15, 2026 Filed Sep 15, 2026 17:50 UTC
Abate Christopher JDirector · Chief Executive Officer
PurchaseCommon Stock 100,000 $3.84 $383,900.00
Disclosure

SEC source: 0001104659-26-107867 · tm2625473-1_4seq1.xml · nonDerivative · entry 1

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 679,283

Read SEC document
September 15, 2026 Filed Sep 15, 2026 17:16 UTC
Carillo BrookeChief Financial Officer
PurchaseCommon Stock 26,065 $3.85 $100,238.17
Disclosure

SEC source: 0001862739-26-000004 · edgardoc.xml · nonDerivative · entry 1

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,481

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:49 UTC Exercise / conversionDeferred Stock Units · Derivative 4,975 $0.00 Strike: $6.28 $0.00
Disclosure

SEC source: 0001104659-26-079899 · tm2619467-1_4seq1.xml · derivative · entry 2

Damon Doneene K · CIK 0001998554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Fonn, according to the terms and conditions of the Redwood Trust, Lnc. Amended and Restated Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:49 UTC Exercise / conversionCommon stock 4,975 $4.87 $24,228.25
Disclosure

SEC source: 0001104659-26-079899 · tm2619467-1_4seq1.xml · nonDerivative · entry 1

Damon Doneene K · CIK 0001998554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · price: Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:40 UTC GrantDeferred Stock Units · Derivative 11,739.17 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001564301-26-000008 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,739.17

Underlying: Common Stock · 11,739.17 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:37 UTC GrantDeferred Stock Units · Derivative 22,072.23 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001233565-26-000004 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,072.23

Underlying: Common Stock · 22,072.23 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 26, 2026 Filed Jun 29, 2026 20:34 UTC Exercise / conversionDeferred Stock Units · Derivative 7,259 $0.00 Strike: $6.13 $0.00
Disclosure

SEC source: 0001104659-26-078868 · tm2619320-1_4seq1.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Fonn, according to the terms and conditions of the Redwood Trust, Lnc. Amended and Restated Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units.

Read SEC document
June 26, 2026 Filed Jun 29, 2026 20:34 UTC Exercise / conversionCommon stock 7,259 $4.73 $34,335.07
Disclosure

SEC source: 0001104659-26-078868 · tm2619320-1_4seq1.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 156,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · price: Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:09 UTC Exercise / conversionDeferred Stock Units · Derivative 20,729 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001233537-26-000004 · edgardoc.xml · derivative · entry 4

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:09 UTC Exercise / conversionCommon Stock 20,729 $5.28 $109,449.12
Disclosure

SEC source: 0001233537-26-000004 · edgardoc.xml · nonDerivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 417,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:06 UTC Exercise / conversionDeferred Stock Units · Derivative 20,729 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001853040-26-000004 · edgardoc.xml · derivative · entry 2

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:06 UTC Exercise / conversionCommon Stock 20,729 $5.28 $109,449.12
Disclosure

SEC source: 0001853040-26-000004 · edgardoc.xml · nonDerivative · entry 1

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,551.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:01 UTC Exercise / conversionDeferred Stock Units · Derivative 20,729 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001564301-26-000006 · edgardoc.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:01 UTC Exercise / conversionCommon Stock 20,729 $5.28 $109,449.12
Disclosure

SEC source: 0001564301-26-000006 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 149,036.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:04 UTC Exercise / conversionDeferred Stock Units · Derivative 20,729 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001853738-26-000004 · edgardoc.xml · derivative · entry 2

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:04 UTC Exercise / conversionCommon Stock 20,729 $5.28 $109,449.12
Disclosure

SEC source: 0001853738-26-000004 · edgardoc.xml · nonDerivative · entry 1

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,551.17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 19, 2026 Filed May 20, 2026 22:27 UTC GrantDeferred Stock Units · Derivative 24,809 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001564301-26-000004 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

Underlying: Common Stock · 24,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 19, 2026 Filed May 20, 2026 22:23 UTC GrantDeferred Stock Units · Derivative 24,809 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001233537-26-000002 · edgardoc.xml · derivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

Underlying: Common Stock · 24,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 19, 2026 Filed May 20, 2026 22:20 UTC GrantDeferred Stock Units · Derivative 24,809 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001233565-26-000002 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

Underlying: Common Stock · 24,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 19, 2026 Filed May 20, 2026 22:18 UTC GrantDeferred Stock Units · Derivative 24,809 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001853040-26-000002 · edgardoc.xml · derivative · entry 1

Schwartz Faith A · CIK 0001853040 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

Underlying: Common Stock · 24,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 19, 2026 Filed May 20, 2026 22:12 UTC GrantDeferred Stock Units · Derivative 24,809 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001998554-26-000002 · edgardoc.xml · derivative · entry 1

Damon Doneene K · CIK 0001998554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

Underlying: Common Stock · 24,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 19, 2026 Filed May 20, 2026 22:15 UTC GrantDeferred Stock Units · Derivative 24,809 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001853738-26-000002 · edgardoc.xml · derivative · entry 1

Falcon Armando · CIK 0001853738 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

Underlying: Common Stock · 24,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:15 UTC Exercise / conversionDeferred Stock Units · Derivative 25,065 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001104659-26-054140 · tm2613147-1_4seq1.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Redwood Trust, Inc. Amended and Restated Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:15 UTC Exercise / conversionCommon stock 25,065 $5.56 $139,361.40
Disclosure

SEC source: 0001104659-26-054140 · tm2613147-1_4seq1.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 128,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · price: Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:57 UTC
Macomber Sasha G.Chief Human Resource Officer
Exercise / conversionPerformance Stock Units · Derivative 8,031 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001758710-26-000002 · edgardoc.xml · derivative · entry 3

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:57 UTC
Macomber Sasha G.Chief Human Resource Officer
Tax withholdingPerformance Stock Units · Derivative 9,407 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001758710-26-000002 · edgardoc.xml · derivative · entry 2

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,031

Underlying: Common Stock · 9,407 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:57 UTC
Macomber Sasha G.Chief Human Resource Officer
Exercise / conversionCommon Stock 8,031 $5.97 $47,945.07
Disclosure

SEC source: 0001758710-26-000002 · edgardoc.xml · nonDerivative · entry 1

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,403

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 22:00 UTC
Stone Andrew PChief Legal Officer
Exercise / conversionPerformance Stock Units · Derivative 8,031 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001487805-26-000002 · edgardoc.xml · derivative · entry 3

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 22:00 UTC
Stone Andrew PChief Legal Officer
Tax withholdingPerformance Stock Units · Derivative 9,407 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001487805-26-000002 · edgardoc.xml · derivative · entry 2

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,031

Underlying: Common Stock · 9,407 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 22:00 UTC
Stone Andrew PChief Legal Officer
Exercise / conversionCommon Stock 8,031 $5.97 $47,945.07
Disclosure

SEC source: 0001487805-26-000002 · edgardoc.xml · nonDerivative · entry 1

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:54 UTC
Carillo BrookeChief Financial Officer
Exercise / conversionPerformance Stock Units · Derivative 19,274 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001862739-26-000002 · edgardoc.xml · derivative · entry 3

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:54 UTC
Carillo BrookeChief Financial Officer
Tax withholdingPerformance Stock Units · Derivative 22,579 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001862739-26-000002 · edgardoc.xml · derivative · entry 2

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,274

Underlying: Common Stock · 22,579 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:54 UTC
Carillo BrookeChief Financial Officer
Exercise / conversionCommon Stock 19,274 $5.97 $115,065.78
Disclosure

SEC source: 0001862739-26-000002 · edgardoc.xml · nonDerivative · entry 1

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:33 UTC
Robinson Dashiell IDirector · President
Exercise / conversionPerformance Stock Units · Derivative 20,880 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001716998-26-000002 · edgardoc.xml · derivative · entry 3

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:33 UTC
Robinson Dashiell IDirector · President
Tax withholdingPerformance Stock Units · Derivative 24,461 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001716998-26-000002 · edgardoc.xml · derivative · entry 2

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,880

Underlying: Common Stock · 24,461 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:33 UTC
Robinson Dashiell IDirector · President
Exercise / conversionCommon Stock 20,880 $5.97 $124,653.60
Disclosure

SEC source: 0001716998-26-000002 · edgardoc.xml · nonDerivative · entry 1

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 331,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:19 UTC
Abate Christopher JDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Units · Derivative 51,396 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001453409-26-000005 · edgardoc.xml · derivative · entry 3

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:19 UTC
Abate Christopher JDirector · Chief Executive Officer
Tax withholdingPerformance Stock Units · Derivative 60,212 $0.00 Strike: $9.09 $0.00
Disclosure

SEC source: 0001453409-26-000005 · edgardoc.xml · derivative · entry 2

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,396

Underlying: Common Stock · 60,212 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026.

F6 · derivative.expiration_date: No expiration date is applicable to performance stock units.

Read SEC document
April 14, 2026 Filed Apr 15, 2026 21:19 UTC
Abate Christopher JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 51,396 $5.97 $306,834.12
Disclosure

SEC source: 0001453409-26-000005 · edgardoc.xml · nonDerivative · entry 1

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 579,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
March 31, 2026 Filed Mar 31, 2026 20:16 UTC GrantDeferred Stock Units · Derivative 18,529.88 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001104659-26-037758 · tm2610713-3_4seq1.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,529.88

Underlying: Common Stock · 18,529.88 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
March 31, 2026 Filed Mar 31, 2026 20:15 UTC GrantDeferred Stock Units · Derivative 4,595.96 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001104659-26-037755 · tm2610713-2_4seq1.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,595.96

Underlying: Common Stock · 4,595.96 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
March 31, 2026 Filed Mar 31, 2026 20:15 UTC GrantDeferred Stock Units · Derivative 10,961.73 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001104659-26-037745 · tm2610713-1_4seq1.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,961.73

Underlying: Common Stock · 10,961.73 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 31, 2025 Filed Jan 16, 2026 22:34 UTC OtherCommon Stock 301.59 $5.53 $1,667.79
Disclosure

SEC source: 0001564301-26-000002 · edgardoc.xml · nonDerivative · entry 4

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 9,550.89

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 30, 2025 Filed Dec 30, 2025 23:50 UTC GrantDeferred Stock Units · Derivative 10,382.76 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001564301-25-000015 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,018.76

Underlying: Common Stock · 10,382.76 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.