Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Director | March 31, 2026 | March 31, 2026 |
| Sculptor Capital Management, Inc.SCU · Entity 108091 | Director | May 25, 2021 | May 27, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date March 31, 2026 · Filed March 31, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $5.38 | Direct | 4,595.96 |
Reported balance
After 2026-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-03-31 · Grant · Acquired 4,595.96 · Balance 4,595.96 F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2: 100% vested at grant. F3: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.
F2: 100% vested at grant.
F3: No expiration date is applicable to deferred stock units.
Sculptor Capital Management, Inc.
Report date May 25, 2021 · Filed May 27, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A SharesSEC Table I · non-derivative | Direct | 42,484 |
Reported balance
After 2021-05-25 transaction · row 1
1 source rowRow 1 · 2021-05-25 · Grant · Acquired 430 · Balance 42,484 F1: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 322 are fully vested and the remainder vest on January 1, 2022. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 322 are fully vested and the remainder vest on January 1, 2022. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AVANTAX, INC.
Report date November 27, 2023 · Filed November 29, 2023
Section 16 reporting ended · disclosed 2023-11-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-11-27 transaction · row 1
1 source rowRow 1 · 2023-11-27 · Disposition to issuer · Disposed 64,643 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent. F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent.
F2: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2026 Filed Mar 31, 2026 20:15 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 4,595.96 | $0.00 Strike: $5.38 | $0.00 |
DisclosureSEC source: 0001104659-26-037755 · tm2610713-2_4seq1.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,595.96 Underlying: Common Stock · 4,595.96 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 30, 2025 Filed Dec 30, 2025 23:47 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 4,353.26 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001221603-25-000016 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,989.26 Underlying: Common Stock · 4,353.26 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2025 Filed Oct 1, 2025 19:57 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 4,030.8 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001221603-25-000012 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,030.8 Underlying: Common Stock · 4,030.8 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 20:30 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,863.13 | $0.00 Strike: $5.83 | $0.00 |
DisclosureSEC source: 0001221603-25-000006 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,863.13 Underlying: Common Stock · 3,863.13 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 22, 2025 Filed May 27, 2025 12:32 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 23,636 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001221603-25-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,636 Underlying: Common Stock · 23,636 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 22, 2028. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2025 Filed Apr 2, 2025 22:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,638.45 | $0.00 Strike: $6.01 | $0.00 |
DisclosureSEC source: 0001221603-25-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,638.45 Underlying: Common Stock · 3,638.45 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 30, 2024 Filed Dec 31, 2024 21:50 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,059.6 | $0.00 Strike: $6.57 | $0.00 |
DisclosureSEC source: 0001221603-24-000010 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,059.6 Underlying: Common Stock · 3,059.6 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,538.07 | $0.00 Strike: $7.75 | $0.00 |
DisclosureSEC source: 0001221603-24-000008 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,538.07 Underlying: Common Stock · 2,538.07 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 23:14 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,822.1 | $0.00 Strike: $6.40 | $0.00 |
DisclosureSEC source: 0001221603-24-000006 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,822.1 Underlying: Common Stock · 2,822.1 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:30 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 19,201 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001221603-24-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,201 Underlying: Common Stock · 19,201 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 28, 2024 Filed Mar 28, 2024 22:22 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,808.94 | $0.00 Strike: $6.27 | $0.00 |
DisclosureSEC source: 0001221603-24-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,808.94 Underlying: Common Stock · 2,808.94 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2023 Filed Dec 28, 2023 21:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,281.35 | $0.00 Strike: $7.56 | $0.00 |
DisclosureSEC source: 0001221603-23-000010 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,281.35 Underlying: Common Stock · 2,281.35 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 15:29 UTC | AVANTAX, INC. AVTA · Entity 107910 | Disposition to issuerCommon Stock | 64,643 | $26.00 | $1,680,718.00 |
DisclosureSEC source: 0001068875-23-000131 · wk-form4_1701289761.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of September 9, 2023 (as may be amended from time to time, the "Merger Agreement") by and among the Issuer, Aretec Group, Inc., a Delaware corporation ("Parent"), and C2023 Sub Corp., a Delaware corporation and a wholly-owned subsidiary of Parent ("Acquisition Sub"), effective November 27, 2023, among other things, Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of Parent. F2 · kind: Pursuant to the terms of the Merger Agreement, at the effective time of the Merger (the "Effective Time"), these shares of the Issuer's common stock ("Common Stock") and restricted stock units of the Issuer that vest solely on the basis of time ("RSUs") were automatically canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the reported number of shares multiplied by (ii) $26.00 (less any required tax withholdings). Read SEC document |
| September 29, 2023 Filed Sep 29, 2023 21:17 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,385.48 | $0.00 Strike: $7.07 | $0.00 |
DisclosureSEC source: 0001221603-23-000008 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,385.48 Underlying: Common Stock · 2,385.48 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 20:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,574.86 | $0.00 Strike: $6.39 | $0.00 |
DisclosureSEC source: 0001221603-23-000006 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,574.86 Underlying: Common Stock · 2,574.86 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:45 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001221603-23-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 04, 2023 Filed May 8, 2023 16:55 UTC | AVANTAX, INC. AVTA · Entity 107910 | GrantCommon Stock | 8,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-23-000089 · wf-form4_168357928991997.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,643 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual shareholder's meeting after the grant date. The reporting person has elected to defer 100% of this RSU award. F2 · balance_after: The amount of securities beneficially owned following the reported transaction includes a deduction of 2,768 shares that were sold by the reporting person on June 5, 2019, as initially reported in the Form 4 filed on behalf of the reporting person on June 7, 2019. For further information, please refer to the Form 4/A filed on behalf of the reporting person on the date hereof. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 21:10 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,498.77 | $0.00 Strike: $6.53 | $0.00 |
DisclosureSEC source: 0001221603-23-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,498.77 Underlying: Common Stock · 3,498.77 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 22:26 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,168.79 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001221603-22-000008 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,168.79 Underlying: Common Stock · 3,168.79 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:46 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,736.18 | $0.00 Strike: $5.69 | $0.00 |
DisclosureSEC source: 0001221603-22-000006 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,736.18 Underlying: Common Stock · 3,736.18 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 21:20 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,684.2 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001221603-22-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,135.53 Underlying: Common Stock · 2,684.2 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 24, 2022 Filed May 26, 2022 20:51 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 12,781 | $0.00 Strike: $9.78 | $0.00 |
DisclosureSEC source: 0001221603-22-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,781 Underlying: Common Stock · 12,781 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 24, 2025. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 23, 2022 Filed Jan 20, 2023 21:18 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 1,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-23-000022 · wf-form4_167426750500134.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,809 F1 · shares: Reflects a grant of restricted stock units that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting after the grant date. Reporting person has deferred 100% of the RSU award. Read SEC document |
| April 20, 2022 Filed Apr 22, 2022 18:29 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 8,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-22-000065 · wf-form4_165066653039535.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,989 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on April 20, 2022 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual meeting of stockholders after the grant date. The reporting person has elected to defer 100% of this RSU award. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:17 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,900.35 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001104659-22-042220 · tm2211517-2_4seq1.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900.35 Underlying: Common Stock · 1,900.35 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2021 Filed Dec 28, 2021 22:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,498.84 | $0.00 Strike: $13.25 | $0.00 |
DisclosureSEC source: 0001221603-21-000012 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498.84 Underlying: Common Stock · 1,498.84 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 19:11 UTC | AVANTAX, INC. BCOR · Entity 107910 | PurchaseCommon Stock | 3,025 | $16.35 | $49,458.75 |
DisclosureSEC source: 0001068875-21-000118 · wf-form4_163978628348608.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,664 F1 · shares: Represents shares purchased in the open market by the reporting person. F2 · price: Reflects the weighted average purchase price for all purchases made by the reporting person on the transaction date. The shares were purchased at prices ranging from $16.32 to $16.37 per share. Upon request by the SEC staff, the Issuer or any security holder of the Issuer, the reporting person will provide the full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:53 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,375.77 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001221603-21-000010 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,375.77 Underlying: Common Stock · 1,375.77 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 13:28 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,203 | $0.00 Strike: $12.46 | $0.00 |
DisclosureSEC source: 0001221603-21-000008 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203 Underlying: Common Stock · 1,203 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,255.72 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-21-088872 · tm2121299-5_4seq1.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255.72 Underlying: Common Stock · 1,255.72 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 25, 2021 Filed May 27, 2021 16:20 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Shares | 430 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-21-000121 · wf-form4_162214676064706.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,484 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 322 are fully vested and the remainder vest on January 1, 2022. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:37 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 10,054 | $0.00 Strike: $10.94 | $0.00 |
DisclosureSEC source: 0001221603-21-000006 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,054 Underlying: Common Stock · 10,054 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| April 26, 2021 Filed Apr 28, 2021 17:23 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 11,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-21-000060 · wf-form4_161964499894814.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,639 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that was made to the Reporting Person on April 26, 2021 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting following such date of grant. The Reporting Person has elected to defer 100% of this RSU award. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:46 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,261.24 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001221603-21-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261.24 Underlying: Common Stock · 1,261.24 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 16:24 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Shares | 4,811 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-21-000071 · wf-form4_161523865233181.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,054 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 3,913 are fully vested and the remainder vest on January 1, 2022. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| March 03, 2021 Filed Mar 4, 2021 23:17 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 8,645 | $10.04 | $86,795.80 |
DisclosureSEC source: 0001221603-21-000002 · edgardoc.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in 2020. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 21:00 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Shares | 8,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-21-000017 · wf-form4_160989838937082.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,243 F1 · shares: The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 4, 2021. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The Class A Restricted Share Units will vest, subject to certain limited exceptions, on January 1, 2022. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 22:52 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,282.61 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001221603-20-000010 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282.61 Underlying: Common Stock · 1,282.61 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,451.33 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001221603-20-000008 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451.33 Underlying: Common Stock · 1,451.33 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 20:25 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,470.84 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001221603-20-000006 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470.84 Underlying: Common Stock · 1,470.84 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:22 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 12,459 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0001221603-20-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459 Underlying: Common Stock · 12,459 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than June 12, 2023. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 21, 2020 Filed May 26, 2020 17:14 UTC | AVANTAX, INC. BCOR · Entity 107910 | GrantCommon Stock | 15,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001068875-20-000118 · wf-form4_159052765563207.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,422 F1 · shares: Reflects a grant of restricted stock units ("RSUs") that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting after the grant date. The Reporting Person has deferred 100% of the RSU award. Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 5,455.24 | $0.00 Strike: $4.27 | $0.00 |
DisclosureSEC source: 0001221603-20-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,455.24 Underlying: Common Stock · 5,455.24 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 03, 2020 Filed Mar 4, 2020 16:13 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Shares | 791 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000096 · wf-form4_158335637954519.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,003 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 659 are fully vested and the remainder vest on January 1, 2021. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 16:41 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Shares | 5,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-20-000021 · wf-form4_157834688479359.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,212 F1 · shares: The amount shown represents Class A Restricted Share Units granted to the Reporting Person on January 2, 2020. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. The Class A Restricted Share Units will vest, subject to certain limited exceptions, on January 1, 2021. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| December 30, 2019 Filed Dec 31, 2019 21:56 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,283.08 | $0.00 Strike: $16.72 | $0.00 |
DisclosureSEC source: 0001221603-19-000011 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283.08 Underlying: Common Stock · 1,283.08 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 27, 2019 Filed Dec 27, 2019 21:02 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 1,200 | $16.64 | $19,968.00 |
DisclosureSEC source: 0001104659-19-076467 · tm1927518d1_4.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,645 F1 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person earlier in 2019. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 16:15 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | SaleClass A Shares | 2,413 | $17.55 | $42,349.60 |
DisclosureSEC source: 0001403256-19-000292 · wf-form4_157488928407582.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,348 F1 · price: The Class A Shares were sold at prices ranging from $17.40 to $17.75. Upon request, the Reporting Person will provide to the U.S. Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer full information regarding the number of Class A Shares sold at each separate price. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 16:24 UTC | Sculptor Capital Management, Inc. SCU · Entity 108091 | GrantClass A Shares | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001403256-19-000286 · wf-form4_157480345989795.xml · nonDerivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,761 F1 · shares: The amount shown represents dividend equivalents accrued on outstanding Class A Restricted Share Units granted to the Reporting Person. Each Class A Restricted Share Unit represents the contingent right to receive one of the Issuer's Class A Shares upon vesting. Of the Class A Restricted Share Units granted, 25 are fully vested and the remainder vest on January 1, 2020. With respect to each vested Class A Restricted Share Unit, the Reporting Person shall receive one of the Issuer's Class A Shares on or before the third business day following the Reporting Person's departure from the Issuer's Board of Directors. Read SEC document |
| September 30, 2019 Filed Oct 1, 2019 20:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,276.94 | $0.00 Strike: $16.48 | $0.00 |
DisclosureSEC source: 0001221603-19-000009 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,276.94 Underlying: Common Stock · 1,278.49 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.