Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Director | September 29, 2023 | September 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date September 29, 2023 · Filed September 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.07 | Direct | 2,290.03 |
Reported balance
After 2023-09-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-09-29 · Grant · Acquired 2,290.03 · Balance 2,290.03 F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2: 100% vested at grant. F3: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.
F2: 100% vested at grant.
F3: No expiration date is applicable to deferred stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2023 Filed Sep 29, 2023 21:27 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,290.03 | $0.00 Strike: $7.07 | $0.00 |
DisclosureSEC source: 0001202560-23-000005 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,290.03 Underlying: Common Stock · 2,290.03 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 20:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,471.83 | $0.00 Strike: $6.39 | $0.00 |
DisclosureSEC source: 0001202560-23-000004 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,471.83 Underlying: Common Stock · 2,471.83 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:59 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001233565-23-000006 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 21:07 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,653.5 | $0.00 Strike: $6.53 | $0.00 |
DisclosureSEC source: 0001202560-23-000002 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,653.5 Underlying: Common Stock · 2,653.5 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 22:28 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 6,390.76 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001202560-22-000008 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,390.76 Underlying: Common Stock · 6,390.76 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:37 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 7,535.05 | $0.00 Strike: $5.69 | $0.00 |
DisclosureSEC source: 0001202560-22-000006 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535.05 Underlying: Common Stock · 7,535.05 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 21:24 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 5,413.44 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001202560-22-000004 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,300.37 Underlying: Common Stock · 5,413.44 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 24, 2022 Filed May 26, 2022 21:04 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 12,781 | $0.00 Strike: $9.78 | $0.00 |
DisclosureSEC source: 0001202560-22-000002 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,781 Underlying: Common Stock · 12,781 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 24, 2025. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,562.59 | $0.00 Strike: $10.63 | $0.00 |
DisclosureSEC source: 0001104659-22-042219 · tm2211517-4_4seq1.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,562.59 Underlying: Common Stock · 3,562.59 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2021 Filed Dec 28, 2021 22:20 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,809.37 | $0.00 Strike: $13.25 | $0.00 |
DisclosureSEC source: 0001202560-21-000010 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,809.37 Underlying: Common Stock · 2,809.37 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:46 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,811.77 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001202560-21-000008 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,811.77 Underlying: Common Stock · 2,811.77 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 13:22 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,203 | $0.00 Strike: $12.46 | $0.00 |
DisclosureSEC source: 0001202560-21-000006 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203 Underlying: Common Stock · 1,203 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:18 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,742.96 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-21-088878 · tm2121299-3_4seq1.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,742.96 Underlying: Common Stock · 2,742.96 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:54 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 10,054 | $0.00 Strike: $10.94 | $0.00 |
DisclosureSEC source: 0001202560-21-000004 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,054 Underlying: Common Stock · 10,054 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 20:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,891.26 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001202560-21-000002 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,891.26 Underlying: Common Stock · 2,891.26 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 29, 2020 Filed Dec 30, 2020 22:56 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,322.2 | $0.00 Strike: $8.86 | $0.00 |
DisclosureSEC source: 0001202560-20-000011 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,322.2 Underlying: Common Stock · 3,322.2 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 29, 2020 Filed Oct 1, 2020 20:59 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 3,886.93 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001202560-20-000008 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,886.93 Underlying: Common Stock · 3,886.93 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:11 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 9,932 | $0.00 Strike: $6.86 | $0.00 |
DisclosureSEC source: 0001202560-20-000006 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,932 Underlying: Common Stock · 9,932 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than July 3, 2023. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.