Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Chief Legal Officer | September 21, 2026 | September 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date September 21, 2026 · Filed September 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 183,631 |
Reported balance
After 2026-09-21 transaction · row 1
1 source rowRow 1 · 2026-09-21 · Purchase · Acquired 5,000 · Balance 183,631 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $5.63 | Direct | 39,964 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 39,964 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $6.64 | Direct | 38,403 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 38,403 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F5: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.44 | Direct | 42,002 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 42,002 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F6: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.79 | Direct | 48,138 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 48,138 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F7: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-09-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 0 F8: No exercise price is applicable to deferred stock units. F3: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the grant of Deferred Stock Units.
F2: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029
F3: No expiration date is applicable to deferred stock units.
F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.
F5: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028
F6: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026
F7: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027
F8: No exercise price is applicable to deferred stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2026 Filed Sep 21, 2026 20:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | PurchaseCommon Stock | 5,000 | $4.12 | $20,593.50 |
DisclosureSEC source: 0001487805-26-000004 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,631 Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 22:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 8,031 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0001487805-26-000002 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,031 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. F6 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 22:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 9,407 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0001487805-26-000002 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,031 Underlying: Common Stock · 9,407 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. F6 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 22:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 8,031 | $5.97 | $47,945.07 |
DisclosureSEC source: 0001487805-26-000002 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 13,131 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001487805-25-000009 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 15,321 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001487805-25-000009 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,131 Underlying: Common Stock · 15,321 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 13,131 | $5.49 | $72,089.19 |
DisclosureSEC source: 0001487805-25-000009 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:55 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 39,964 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001487805-25-000007 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,964 Underlying: Common Stock · 39,964 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:35 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 9,099 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001487805-25-000002 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,099 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2025. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:35 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 7,798 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001487805-25-000002 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,099 Underlying: Common Stock · 7,798 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2025. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:35 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 7,798 | $5.23 | $40,783.54 |
DisclosureSEC source: 0001487805-25-000002 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:40 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 13,844 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001487805-24-000006 · edgardoc.xml · derivative · entry 4 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F8 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:40 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 16,087 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001487805-24-000006 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 13,844 Underlying: Common Stock · 16,087 shares Expires not disclosed F4 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F5 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:40 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 13,844 | $6.50 | $89,936.16 |
DisclosureSEC source: 0001487805-24-000006 · edgardoc.xml · nonDerivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 149,671 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in May 2024. F3 · price: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in May 2024. Read SEC document |
| December 23, 2024 Filed Dec 26, 2024 21:40 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 13,844 | $6.77 | $93,723.88 |
DisclosureSEC source: 0001487805-24-000006 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 163,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 23:55 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 38,403 | $0.00 Strike: $6.64 | $0.00 |
DisclosureSEC source: 0001487805-24-000004 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,403 Underlying: Common Stock · 38,403 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 21:03 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 32,289 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001487805-24-000002 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,289 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 21:03 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 27,784 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001487805-24-000002 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,289 Underlying: Common Stock · 27,784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2024. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 16, 2024 Filed Apr 18, 2024 21:03 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 27,784 | $5.59 | $155,312.56 |
DisclosureSEC source: 0001487805-24-000002 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 15,066 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001487805-23-000004 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 16,752 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001487805-23-000004 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,066 Underlying: Common Stock · 16,752 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 15,066 | $7.47 | $112,543.02 |
DisclosureSEC source: 0001487805-23-000004 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:53 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 48,138 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001487805-23-000002 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,138 Underlying: Common Stock · 48,138 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:07 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 15,456 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001487805-22-000004 · edgardoc.xml · derivative · entry 4 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,456 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F9 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:07 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 13,901 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001487805-22-000004 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,456 Underlying: Common Stock · 13,901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:07 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 7,000 | $6.86 | $48,020.00 |
DisclosureSEC source: 0001487805-22-000004 · edgardoc.xml · nonDerivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,821 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in February 2022. F4 · price: This transaction was executed in multiple trades with prices ranging from $6.75 to $6.91, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:07 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 13,901 | $6.90 | $95,916.90 |
DisclosureSEC source: 0001487805-22-000004 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 00:42 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 42,002 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001487805-22-000002 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,002 Underlying: Common Stock · 42,002 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 23:02 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 13,248 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001487805-21-000006 · edgardoc.xml · derivative · entry 4 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F7 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F8 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F9 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 23:02 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 14,730 | $0.00 Strike: $15.19 | $0.00 |
DisclosureSEC source: 0001487805-21-000006 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,248 Underlying: Common Stock · 14,730 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F7 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F8 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 23:02 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 9,936 | $12.20 | $121,257.95 |
DisclosureSEC source: 0001487805-21-000006 · edgardoc.xml · nonDerivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,920 F3 · shares: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in February 2021. F4 · price: This transaction was executed in multiple trades with prices ranging from $12.01 to $12.63, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 20, 2021 Filed Dec 20, 2021 23:02 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 13,248 | $12.83 | $169,971.84 |
DisclosureSEC source: 0001487805-21-000006 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:35 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 28,452 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001487805-21-000004 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,452 Underlying: Common Stock · 28,452 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 36 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001487805-21-000002 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F7 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 39 | $0.00 Strike: $14.66 | $0.00 |
DisclosureSEC source: 0001487805-21-000002 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36 Underlying: Common Stock · 39 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 03, 2021 Filed May 5, 2021 20:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 36 | $11.11 | $399.96 |
DisclosureSEC source: 0001487805-21-000002 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,608 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 12,396 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001487805-20-000004 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 13,782 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001487805-20-000004 · edgardoc.xml · derivative · entry 2 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,396 Underlying: Common Stock · 13,782 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 18, 2020 Filed Dec 21, 2020 21:43 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 12,396 | $8.77 | $108,712.92 |
DisclosureSEC source: 0001487805-20-000004 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 21:45 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 29,931 | $0.00 Strike: $8.77 | $0.00 |
DisclosureSEC source: 0001487805-20-000002 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,931 Underlying: Common Stock · 29,931 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2022, 6.25% every quarter thereafter (beginning with 4/1/2022). Fully vested 12/15/2024. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:14 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 14,152 | $0.00 Strike: $13.02 | $0.00 |
DisclosureSEC source: 0001104659-19-075171 · tm19263763_form4.xml · derivative · entry 6 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,152 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F9 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:14 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 12,729 | $0.00 Strike: $13.02 | $0.00 |
DisclosureSEC source: 0001104659-19-075171 · tm19263763_form4.xml · derivative · entry 5 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,152 Underlying: Common Stock · 12,728 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:14 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 18,219 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001104659-19-075171 · tm19263763_form4.xml · derivative · entry 4 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,219 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F9 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:14 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 16,385 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001104659-19-075171 · tm19263763_form4.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,219 Underlying: Common Stock · 16,385 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:14 UTC | REDWOOD TRUST INC RWT · Entity 5400 | SaleCommon Stock | 15,000 | $16.62 | $249,300.00 |
DisclosureSEC source: 0001104659-19-075171 · tm19263763_form4.xml · nonDerivative · entry 2 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,176 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person earlier in 2019. F4 · price: This transaction was executed in multiple trades with prices ranging from $16.55 to $16.68, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 23:14 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 29,114 | $16.64 | $484,456.96 |
DisclosureSEC source: 0001104659-19-075171 · tm19263763_form4.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:49 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 31,818 | $0.00 Strike: $16.50 | $0.00 |
DisclosureSEC source: 0001487805-19-000002 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,818 Underlying: Common Stock · 31,818 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2021, 6.25% every quarter thereafter (beginning with 4/1/2021). Fully vested 12/11/2023. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 9,274 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · derivative · entry 6 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,274 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F9 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 8,340 | $0.00 Strike: $19.87 | $0.00 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · derivative · entry 5 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,274 Underlying: Common Stock · 8,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 23:57 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 31,920 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001144204-18-065467 · tv509542_4.xml · derivative · entry 4 Stone Andrew P · CIK 0001487805 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,920 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units or Deferred Stock Units, based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units and/or Deferred Stock Units under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Performance Stock Units and Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Performance Stock Units and Deferred Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person is at the time provided in the applicable deferral election form, in accordance with the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to Performance Stock Units and Deferred Stock Units. F9 · balance_after: Following these reported transactions, no other Performance Stock Units and/or Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.