Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Director | May 26, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date May 26, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,551.17 |
Reported balance
After 2026-05-26 transaction · row 1
1 source rowRow 1 · 2026-05-26 · Exercise / conversion · Acquired 20,729 · Balance 52,551.17 F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $6.03 | Direct | 0 |
Reported balance
After 2026-05-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-26 · Exercise / conversion · Disposed 20,729 · Balance 0 F3: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F5: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
F3: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
F4: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.
F5: No expiration date is applicable to deferred stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2026 Filed May 27, 2026 21:04 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001853738-26-000004 · edgardoc.xml · derivative · entry 2 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,729 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 26, 2026 Filed May 27, 2026 21:04 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 20,729 | $5.28 | $109,449.12 |
DisclosureSEC source: 0001853738-26-000004 · edgardoc.xml · nonDerivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,551.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 19, 2026 Filed May 20, 2026 22:15 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 24,809 | $0.00 Strike: $5.24 | $0.00 |
DisclosureSEC source: 0001853738-26-000002 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,809 Underlying: Common Stock · 24,809 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 27, 2025 Filed May 28, 2025 21:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 1,203 | $0.00 Strike: $12.46 | $0.00 |
DisclosureSEC source: 0001853738-25-000006 · edgardoc.xml · derivative · entry 4 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,203 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 27, 2025 Filed May 28, 2025 21:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 12,781 | $0.00 Strike: $9.78 | $0.00 |
DisclosureSEC source: 0001853738-25-000006 · edgardoc.xml · derivative · entry 3 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,781 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 27, 2025 Filed May 28, 2025 21:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 12,781 | $5.44 | $69,528.64 |
DisclosureSEC source: 0001853738-25-000006 · edgardoc.xml · nonDerivative · entry 2 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,822.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 27, 2025 Filed May 28, 2025 21:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 1,203 | $5.44 | $6,544.32 |
DisclosureSEC source: 0001853738-25-000006 · edgardoc.xml · nonDerivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,041.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 22, 2025 Filed May 27, 2025 12:26 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 23,636 | $0.00 Strike: $5.50 | $0.00 |
DisclosureSEC source: 0001853738-25-000004 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,636 Underlying: Common Stock · 23,636 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 22, 2028. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 02, 2025 Filed May 6, 2025 22:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 1,028 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001853738-25-000002 · edgardoc.xml · derivative · entry 2 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,028 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant after the holding period is satisfied, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 02, 2025 Filed May 6, 2025 22:00 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 1,028 | $5.83 | $5,993.24 |
DisclosureSEC source: 0001853738-25-000002 · edgardoc.xml · nonDerivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,838.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 21:54 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 10,054 | $0.00 Strike: $10.94 | $0.00 |
DisclosureSEC source: 0001853738-24-000004 · edgardoc.xml · derivative · entry 2 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,054 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant after the holding period is satisfied, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 21:54 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 10,054 | $6.34 | $63,742.36 |
DisclosureSEC source: 0001853738-24-000004 · edgardoc.xml · nonDerivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,810.17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 21, 2024 Filed May 23, 2024 20:35 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 19,201 | $0.00 Strike: $6.51 | $0.00 |
DisclosureSEC source: 0001853738-24-000002 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,201 Underlying: Common Stock · 19,201 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:47 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001853738-23-000002 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 6,756 | $6.28 | $42,427.68 |
DisclosureSEC source: 0001104659-23-055029 · tm2314331-1_4seq1.xml · nonDerivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 28, 2021 Filed Dec 28, 2021 22:41 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,169.81 | $0.00 Strike: $13.25 | $0.00 |
DisclosureSEC source: 0001853738-21-000009 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,169.81 Underlying: Common Stock · 2,169.81 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2021 Filed May 2, 2023 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 2,170 | $0.00 Strike: $13.25 | $0.00 |
DisclosureSEC source: 0001104659-23-055029 · tm2314331-1_4seq1.xml · derivative · entry 4 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,170 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 21:01 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,321.04 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001853738-21-000007 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,321.04 Underlying: Common Stock · 2,321.04 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2021 Filed May 2, 2023 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 2,321 | $0.00 Strike: $12.97 | $0.00 |
DisclosureSEC source: 0001104659-23-055029 · tm2314331-1_4seq1.xml · derivative · entry 3 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 27, 2021 Filed Aug 31, 2021 13:09 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,203 | $0.00 Strike: $12.46 | $0.00 |
DisclosureSEC source: 0001853738-21-000005 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203 Underlying: Common Stock · 1,203 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units as part of annual equity-based compensation for service on the Board of Directors. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 26, 2025. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 20:17 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 2,265.32 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-21-088875 · tm2121299-1_4seq1.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,265.32 Underlying: Common Stock · 2,265.32 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2021 Filed May 2, 2023 20:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 2,265 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0001104659-23-055029 · tm2314331-1_4seq1.xml · derivative · entry 2 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 20, 2021 Filed May 21, 2021 20:41 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 10,054 | $0.00 Strike: $10.94 | $0.00 |
DisclosureSEC source: 0001853738-21-000003 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,054 Underlying: Common Stock · 10,054 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2024. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 30, 2021 Filed Mar 31, 2021 21:10 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,028 | $0.00 Strike: $10.46 | $0.00 |
DisclosureSEC source: 0001853040-21-000003 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,028 Underlying: Common Stock · 1,028 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: This grant of Deferred Stock Units is made in conjunction with Mr. Falcon's appointment to Redwood's Board of Directors. For more information, please refer to Item 5.02 on Form 8-K filed on March 30, 2021. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.