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Debora Horvath D

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34226
SEC CIK
0001564301

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CompanyLast reported asReport datePublished
REDWOOD TRUST INCRWT · Entity 5400DirectorSeptember 30, 2026September 30, 2026

Disclosed balances

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Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

REDWOOD TRUST INC

Report date September 30, 2026 · Filed September 30, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $3.85Direct15,058.77 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 15,058.77 · Balance 15,058.77

F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2: 100% vested at grant.

F3: No expiration date is applicable to deferred stock units.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2: 100% vested at grant.

F3: No expiration date is applicable to deferred stock units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Sep 30, 2026 21:13 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 15,058.77 $0.00 Strike: $3.85 $0.00
Disclosure

SEC source: 0001564301-26-000010 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,058.77

Underlying: Common Stock · 15,058.77 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2026 Filed Jul 1, 2026 20:40 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 11,739.17 $0.00 Strike: $4.87 $0.00
Disclosure

SEC source: 0001564301-26-000008 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,739.17

Underlying: Common Stock · 11,739.17 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 26, 2026 Filed Jun 29, 2026 20:34 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 7,259 $0.00 Strike: $6.13 $0.00
Disclosure

SEC source: 0001104659-26-078868 · tm2619320-1_4seq1.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,259 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Fonn, according to the terms and conditions of the Redwood Trust, Lnc. Amended and Restated Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units.

Read SEC document
June 26, 2026 Filed Jun 29, 2026 20:34 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon stock 7,259 $4.73 $34,335.07
Disclosure

SEC source: 0001104659-26-078868 · tm2619320-1_4seq1.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 156,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · price: Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:01 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 20,729 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001564301-26-000006 · edgardoc.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 26, 2026 Filed May 27, 2026 21:01 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 20,729 $5.28 $109,449.12
Disclosure

SEC source: 0001564301-26-000006 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 149,036.19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 19, 2026 Filed May 20, 2026 22:27 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 24,809 $0.00 Strike: $5.24 $0.00
Disclosure

SEC source: 0001564301-26-000004 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,809

Underlying: Common Stock · 24,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 20, 2029.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:15 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 25,065 $0.00 Strike: $6.56 $0.00
Disclosure

SEC source: 0001104659-26-054140 · tm2613147-1_4seq1.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Redwood Trust, Inc. Amended and Restated Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units.

Read SEC document
May 01, 2026 Filed May 1, 2026 20:15 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon stock 25,065 $5.56 $139,361.40
Disclosure

SEC source: 0001104659-26-054140 · tm2613147-1_4seq1.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 128,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · price: Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
March 31, 2026 Filed Mar 31, 2026 20:15 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 10,961.73 $0.00 Strike: $5.38 $0.00
Disclosure

SEC source: 0001104659-26-037745 · tm2610713-1_4seq1.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,961.73

Underlying: Common Stock · 10,961.73 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 31, 2025 Filed Jan 16, 2026 22:34 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 301.59 $5.53 $1,667.79
Disclosure

SEC source: 0001564301-26-000002 · edgardoc.xml · nonDerivative · entry 4

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 9,550.89

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 30, 2025 Filed Dec 30, 2025 23:50 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 10,382.76 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001564301-25-000015 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,018.76

Underlying: Common Stock · 10,382.76 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2025 Filed Oct 1, 2025 20:02 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 9,613.67 $0.00 Strike: $5.76 $0.00
Disclosure

SEC source: 0001564301-25-000013 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,613.67

Underlying: Common Stock · 9,613.67 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2025 Filed Jan 16, 2026 22:34 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 281.53 $5.75 $1,618.80
Disclosure

SEC source: 0001564301-26-000002 · edgardoc.xml · nonDerivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 9,249.3

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 30, 2025 Filed Jul 1, 2025 20:28 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 8,981.18 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001564301-25-000010 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,981.18

Underlying: Common Stock · 8,981.18 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2025 Filed Jan 16, 2026 22:34 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 268.84 $5.84 $1,570.03
Disclosure

SEC source: 0001564301-26-000002 · edgardoc.xml · nonDerivative · entry 2

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 8,967.77

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
May 27, 2025 Filed May 28, 2025 21:22 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 1,203 $0.00 Strike: $12.46 $0.00
Disclosure

SEC source: 0001564301-25-000008 · edgardoc.xml · derivative · entry 5

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,203 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 27, 2025 Filed May 28, 2025 21:22 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 12,781 $0.00 Strike: $9.78 $0.00
Disclosure

SEC source: 0001564301-25-000008 · edgardoc.xml · derivative · entry 4

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 27, 2025 Filed May 28, 2025 21:22 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 12,781 $5.44 $69,528.64
Disclosure

SEC source: 0001564301-25-000008 · edgardoc.xml · nonDerivative · entry 2

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 80,010.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 27, 2025 Filed May 28, 2025 21:22 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 1,203 $5.44 $6,544.32
Disclosure

SEC source: 0001564301-25-000008 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 67,229.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 22, 2025 Filed May 27, 2025 13:26 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 23,636 $0.00 Strike: $5.50 $0.00
Disclosure

SEC source: 0001564301-25-000006 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,636

Underlying: Common Stock · 23,636 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 22, 2028.

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:01 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 23,232 $0.00 Strike: $6.82 $0.00
Disclosure

SEC source: 0001104659-25-044090 · tm2513880-1_4seq1.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents average grant date fair value of Deferred Stock Units acquired based on the fair market value of Redwood Trust, Inc. common stock on the acquisition dates.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Redwood Trust, Inc. Amended and Restated Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to Deferred Stock Units.

Read SEC document
May 01, 2025 Filed May 2, 2025 20:01 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon stock 23,232 $6.21 $144,270.72
Disclosure

SEC source: 0001104659-25-044090 · tm2513880-1_4seq1.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trust

Disclosed balance after: 89,258.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock in accordance with the deferral election made with respect to director compensation and dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · price: Represents the value of the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 22:48 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 8,269.05 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001564301-25-000004 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,269.05

Underlying: Common Stock · 8,269.05 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
March 31, 2025 Filed Jan 16, 2026 22:34 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 235.91 $6.00 $1,415.46
Disclosure

SEC source: 0001564301-26-000002 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 8,698.93

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 30, 2024 Filed Dec 31, 2024 21:57 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 8,191.4 $0.00 Strike: $6.57 $0.00
Disclosure

SEC source: 0001564301-24-000012 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,191.4

Underlying: Common Stock · 8,191.4 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 30, 2024 Filed Jan 27, 2025 22:50 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 230.02 $6.44 $1,481.81
Disclosure

SEC source: 0001564301-25-000002 · edgardoc.xml · nonDerivative · entry 4

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 8,463.02

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
September 30, 2024 Filed Oct 2, 2024 20:33 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 5,987.19 $0.00 Strike: $7.75 $0.00
Disclosure

SEC source: 0001564301-24-000010 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,987.19

Underlying: Common Stock · 5,987.19 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 30, 2024 Filed Jan 27, 2025 22:50 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 175.26 $7.82 $1,369.73
Disclosure

SEC source: 0001564301-25-000002 · edgardoc.xml · nonDerivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 8,233

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 23:16 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 6,959.84 $0.00 Strike: $6.40 $0.00
Disclosure

SEC source: 0001564301-24-000008 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,959.84

Underlying: Common Stock · 6,959.84 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 28, 2024 Filed Jan 27, 2025 22:50 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 195.65 $6.43 $1,257.85
Disclosure

SEC source: 0001564301-25-000002 · edgardoc.xml · nonDerivative · entry 2

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 8,057.74

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 21:50 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 10,054 $0.00 $0.00
Disclosure

SEC source: 0001564301-24-000006 · edgardoc.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant after the holding period is satisfied, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 05, 2024 Filed Jun 7, 2024 21:50 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 10,054 $6.34 $63,742.36
Disclosure

SEC source: 0001564301-24-000006 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 66,026.3

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 21, 2024 Filed May 23, 2024 20:42 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 19,201 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001233537-24-000004 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,201

Underlying: Common Stock · 19,201 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 21, 2027.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:15 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 17,474 $0.00 Strike: $7.47 $0.00
Disclosure

SEC source: 0001104659-24-056984 · tm2413440-1_4seq1.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:15 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 17,474 $5.53 $96,631.22
Disclosure

SEC source: 0001104659-24-056984 · tm2413440-1_4seq1.xml · nonDerivative · entry 2

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 55,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
March 28, 2024 Filed Mar 28, 2024 22:25 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 6,469.24 $0.00 Strike: $6.27 $0.00
Disclosure

SEC source: 0001564301-24-000004 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,469.24

Underlying: Common Stock · 6,469.24 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
March 28, 2024 Filed Jan 27, 2025 22:50 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 188.53 $6.51 $1,227.73
Disclosure

SEC source: 0001564301-25-000002 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,862.09

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 28, 2023 Filed Dec 28, 2023 21:39 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 5,254.16 $0.00 Strike: $7.56 $0.00
Disclosure

SEC source: 0001564301-23-000011 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,254.16

Underlying: Common Stock · 5,254.16 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 28, 2023 Filed Feb 2, 2024 21:35 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 158.52 $7.59 $1,202.37
Disclosure

SEC source: 0001564301-24-000002 · edgardoc.xml · nonDerivative · entry 4

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,673.56

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
September 29, 2023 Filed Sep 29, 2023 21:24 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 5,493.98 $0.00 Strike: $7.07 $0.00
Disclosure

SEC source: 0001564301-23-000009 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,493.98

Underlying: Common Stock · 5,493.98 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 29, 2023 Filed Feb 2, 2024 21:35 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 163.5 $7.19 $1,176.22
Disclosure

SEC source: 0001564301-24-000002 · edgardoc.xml · nonDerivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,515.04

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:34 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 5,930.14 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001564301-23-000008 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,930.14

Underlying: Common Stock · 5,930.14 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2023 Filed Feb 2, 2024 21:35 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 179.11 $6.41 $1,147.56
Disclosure

SEC source: 0001564301-24-000002 · edgardoc.xml · nonDerivative · entry 2

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,351.54

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:46 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionDeferred Stock Units · Derivative 12,459 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001564301-23-000006 · edgardoc.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:46 UTC REDWOOD TRUST INC RWT · Entity 5400 Exercise / conversionCommon Stock 12,459 $6.37 $79,363.83
Disclosure

SEC source: 0001564301-23-000006 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 38,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:54 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 20,729 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001564301-23-000004 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,729

Underlying: Common Stock · 20,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
March 31, 2023 Filed Apr 3, 2023 21:02 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 5,168.45 $0.00 Strike: $6.53 $0.00
Disclosure

SEC source: 0001564301-23-000002 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,168.45

Underlying: Common Stock · 5,168.45 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
March 31, 2023 Filed Feb 2, 2024 21:35 UTC REDWOOD TRUST INC RWT · Entity 5400 OtherCommon Stock 238.43 $6.69 $1,594.86
Disclosure

SEC source: 0001564301-24-000002 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,172.43

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 22:24 UTC REDWOOD TRUST INC RWT · Entity 5400 GrantDeferred Stock Units · Derivative 4,835.24 $0.00 Strike: $6.98 $0.00
Disclosure

SEC source: 0001564301-22-000009 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,835.24

Underlying: Common Stock · 4,835.24 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.