Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Chief Financial Officer | September 15, 2026 | September 15, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date September 15, 2026 · Filed September 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 140,481 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 26,065 · Balance 140,481 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $5.63 | Direct | 93,250 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 93,250 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $6.64 | Direct | 89,608 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 89,608 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F5: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.44 | Direct | 100,806 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 100,806 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F6: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.79 | Direct | 104,300 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 104,300 F1: This transaction relates to the grant of Deferred Stock Units. F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F7: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F3: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $8.36 | Direct | 478,468 |
Reported balance
Holding disclosure · report date 2026-09-15 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 478,468 F8: This transaction relates to the grant of deferred stock units approved by the Compensation Committee of the Board of Directors to Ms. Carillo on January 31, 2023. F10: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F9: 50% of this award of deferred stock units will vest on January 31, 2025, and the remainder 50% will vest on January 31, 2027. The award will be delivered to Ms. Carillo within 30 days of the January 31, 2027. F3: No expiration date is applicable to deferred stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the grant of Deferred Stock Units.
F2: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029
F3: No expiration date is applicable to deferred stock units.
F4: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.
F5: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028
F6: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026
F7: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027
F8: This transaction relates to the grant of deferred stock units approved by the Compensation Committee of the Board of Directors to Ms. Carillo on January 31, 2023.
F9: 50% of this award of deferred stock units will vest on January 31, 2025, and the remainder 50% will vest on January 31, 2027. The award will be delivered to Ms. Carillo within 30 days of the January 31, 2027.
F10: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 15, 2026 17:16 UTC | REDWOOD TRUST INC RWT · Entity 5400 | PurchaseCommon Stock | 26,065 | $3.85 | $100,238.17 |
DisclosureSEC source: 0001862739-26-000004 · edgardoc.xml · nonDerivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,481 Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:54 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 19,274 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0001862739-26-000002 · edgardoc.xml · derivative · entry 3 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. F6 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:54 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 22,579 | $0.00 Strike: $9.09 | $0.00 |
DisclosureSEC source: 0001862739-26-000002 · edgardoc.xml · derivative · entry 2 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,274 Underlying: Common Stock · 22,579 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2026. F6 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 14, 2026 Filed Apr 15, 2026 21:54 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 19,274 | $5.97 | $115,065.78 |
DisclosureSEC source: 0001862739-26-000002 · edgardoc.xml · nonDerivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:30 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 24,073 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001862739-25-000007 · edgardoc.xml · derivative · entry 3 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,073 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:30 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 28,089 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001862739-25-000007 · edgardoc.xml · derivative · entry 2 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,073 Underlying: Common Stock · 28,089 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 24, 2025 Filed Dec 29, 2025 22:30 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 24,073 | $5.49 | $132,160.77 |
DisclosureSEC source: 0001862739-25-000007 · edgardoc.xml · nonDerivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 11, 2025 Filed Dec 12, 2025 21:49 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 93,250 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001862739-25-000005 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,250 Underlying: Common Stock · 93,250 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2027, 6.25% every quarter thereafter (beginning with 4/1/2027). Fully vested 12/11/2029 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingPerformance Stock Units · Derivative | 16,682 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001862739-25-000002 · edgardoc.xml · derivative · entry 3 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,682 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of income tax liability relating to the distribution and/or conversion of Performance Stock Units under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2025. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. F7 · balance_after: Following these reported transactions, no other Performance Stock Units with the same original grant date are beneficially owned. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionPerformance Stock Units · Derivative | 14,297 | $0.00 Strike: $15.68 | $0.00 |
DisclosureSEC source: 0001862739-25-000002 · edgardoc.xml · derivative · entry 2 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,682 Underlying: Common Stock · 14,297 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value per stock unit of Performance Stock Units based on the original grant date fair value determined at such time in accordance with FASB Accounting Standards Codification Topic 718. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Performance Stock Units were subject to a mandatory holding period and conversion and/or distribution to the Reporting Person within 45 days following April 1, 2025. F5 · derivative.expiration_date: No expiration date is applicable to performance stock units. Read SEC document |
| April 15, 2025 Filed Apr 17, 2025 20:29 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 14,297 | $5.23 | $74,773.31 |
DisclosureSEC source: 0001862739-25-000002 · edgardoc.xml · nonDerivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Performance Stock Units to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 23:51 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 89,608 | $0.00 Strike: $6.64 | $0.00 |
DisclosureSEC source: 0001862739-24-000004 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,608 Underlying: Common Stock · 89,608 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2026, 6.25% every quarter thereafter (beginning with 4/1/2026). Fully vested 12/18/2028 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 20:36 UTC | REDWOOD TRUST INC RWT · Entity 5400 | PurchaseCommon Stock | 15,000 | $6.25 | $93,720.00 |
DisclosureSEC source: 0001862739-24-000002 · edgardoc.xml · nonDerivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,772 Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:47 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 104,300 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001862739-23-000004 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,300 Underlying: Common Stock · 104,300 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 00:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 478,468 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001862739-23-000002 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,468 Underlying: Common Stock · 478,468 shares Expires not disclosed F1 · security: This transaction relates to the grant of deferred stock units approved by the Compensation Committee of the Board of Directors to Ms. Carillo on January 31, 2023. F2 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 50% of this award of deferred stock units will vest on January 31, 2025, and the remainder 50% will vest on January 31, 2027. The award will be delivered to Ms. Carillo within 30 days of the January 31, 2027. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 00:37 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 100,806 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001862739-22-000004 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,806 Underlying: Common Stock · 100,806 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 01:13 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 21,272 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001862739-22-000002 · edgardoc.xml · derivative · entry 3 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 01:13 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 23,651 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001862739-22-000002 · edgardoc.xml · derivative · entry 2 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,272 Underlying: Common Stock · 23,651 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 27, 2022 Filed Jun 29, 2022 01:13 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 21,272 | $7.60 | $161,667.20 |
DisclosureSEC source: 0001862739-22-000002 · edgardoc.xml · nonDerivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 52,162 | $0.00 Strike: $13.18 | $0.00 |
DisclosureSEC source: 0001862739-21-000007 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,162 Underlying: Common Stock · 52,162 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2023, 6.25% every quarter thereafter (beginning with 4/1/2023). Fully vested 12/13/2025. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 20:32 UTC | REDWOOD TRUST INC RWT · Entity 5400 | PurchaseCommon Stock | 20,500 | $12.20 | $250,100.00 |
DisclosureSEC source: 0001862739-21-000004 · edgardoc.xml · nonDerivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 21:06 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 44,923 | $0.00 Strike: $11.13 | $0.00 |
DisclosureSEC source: 0001862739-21-000002 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,923 Underlying: Common Stock · 44,923 shares Expires not disclosed F1 · security: This transaction relates to the grant of deferred stock units approved by the Compensation Committee of the Board of Directors to Ms. Carillo upon her commencement of employment with Redwood in the role of Chief Financial Officer on May 31, 2021. F2 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: This award of deferred stock units will vest in full on May 30, 2022 and will be delivered to Ms. Carillo within 30 days of the vest date. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.