Last 12 months
Inside the activity.
6 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2023 Filed May 25, 2023 20:54 UTC |
Debora Horvath DDirector
|
GrantDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001564301-23-000004 · edgardoc.xml · derivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:50 UTC |
HANSEN DOUGLAS BDirector
|
GrantDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001233537-23-000002 · edgardoc.xml · derivative · entry 1 HANSEN DOUGLAS B · CIK 0001233537 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:47 UTC |
Falcon ArmandoDirector
|
GrantDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001853738-23-000002 · edgardoc.xml · derivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:45 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001221603-23-000004 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:41 UTC |
Schwartz Faith ADirector
|
GrantDeferred Stock Units · Derivative | 20,729 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0001853040-23-000002 · edgardoc.xml · derivative · entry 1 Schwartz Faith A · CIK 0001853040 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,729 Underlying: Common Stock · 20,729 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:16 UTC |
Schwartz Faith ADirector
|
Exercise / conversionCommon Stock | 6,756 | $6.28 | $42,427.68 |
DisclosureSEC source: 0001104659-23-055030 · tm2314331-2_4seq1.xml · nonDerivative · entry 1 Schwartz Faith A · CIK 0001853040 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| May 01, 2023 Filed May 2, 2023 20:16 UTC |
Falcon ArmandoDirector
|
Exercise / conversionCommon Stock | 6,756 | $6.28 | $42,427.68 |
DisclosureSEC source: 0001104659-23-055029 · tm2314331-1_4seq1.xml · nonDerivative · entry 1 Falcon Armando · CIK 0001853738 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 21:10 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 3,498.77 | $0.00 Strike: $6.53 | $0.00 |
DisclosureSEC source: 0001221603-23-000002 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,498.77 Underlying: Common Stock · 3,498.77 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 21:07 UTC |
MADISON GEORGE WDirector
|
GrantDeferred Stock Units · Derivative | 2,653.5 | $0.00 Strike: $6.53 | $0.00 |
DisclosureSEC source: 0001202560-23-000002 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,653.5 Underlying: Common Stock · 2,653.5 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 21:05 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 12,143.76 | $0.00 Strike: $6.53 | $0.00 |
DisclosureSEC source: 0001233565-23-000002 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,143.76 Underlying: Common Stock · 12,143.76 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 21:02 UTC |
Debora Horvath DDirector
|
GrantDeferred Stock Units · Derivative | 5,168.45 | $0.00 Strike: $6.53 | $0.00 |
DisclosureSEC source: 0001564301-23-000002 · edgardoc.xml · derivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,168.45 Underlying: Common Stock · 5,168.45 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 31, 2023 Filed Feb 2, 2024 21:35 UTC |
Debora Horvath DDirector
|
OtherCommon Stock | 238.43 | $6.69 | $1,594.86 |
DisclosureSEC source: 0001564301-24-000002 · edgardoc.xml · nonDerivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by IRA Disclosed balance after: 7,172.43 F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors. F2 · shares: Transactions are rounded to to the nearest hundredth decimal. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 00:31 UTC |
Carillo BrookeChief Financial Officer
|
GrantDeferred Stock Units · Derivative | 478,468 | $0.00 Strike: $8.36 | $0.00 |
DisclosureSEC source: 0001862739-23-000002 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,468 Underlying: Common Stock · 478,468 shares Expires not disclosed F1 · security: This transaction relates to the grant of deferred stock units approved by the Compensation Committee of the Board of Directors to Ms. Carillo on January 31, 2023. F2 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 50% of this award of deferred stock units will vest on January 31, 2025, and the remainder 50% will vest on January 31, 2027. The award will be delivered to Ms. Carillo within 30 days of the January 31, 2027. F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 22:28 UTC |
MADISON GEORGE WDirector
|
GrantDeferred Stock Units · Derivative | 6,390.76 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001202560-22-000008 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,390.76 Underlying: Common Stock · 6,390.76 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 22:24 UTC |
Debora Horvath DDirector
|
GrantDeferred Stock Units · Derivative | 4,835.24 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001564301-22-000009 · edgardoc.xml · derivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,835.24 Underlying: Common Stock · 4,835.24 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 22:26 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 3,168.79 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001221603-22-000008 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,168.79 Underlying: Common Stock · 3,168.79 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 28, 2022 Filed Dec 29, 2022 22:21 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 10,998.44 | $0.00 Strike: $6.98 | $0.00 |
DisclosureSEC source: 0001233565-22-000008 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,998.44 Underlying: Common Stock · 10,998.44 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:15 UTC |
COCHRANE COLLIN L.Chief Accounting Officer
|
Tax withholdingDeferred Stock Units · Derivative | 13,015 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001513564-22-000002 · edgardoc.xml · derivative · entry 4 COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,015 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F9 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:15 UTC |
COCHRANE COLLIN L.Chief Accounting Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 11,706 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001513564-22-000002 · edgardoc.xml · derivative · entry 3 COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,015 Underlying: Common Stock · 11,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:15 UTC |
COCHRANE COLLIN L.Chief Accounting Officer
|
SaleCommon Stock | 11,706 | $6.86 | $80,303.16 |
DisclosureSEC source: 0001513564-22-000002 · edgardoc.xml · nonDerivative · entry 2 COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,899 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in February 2022. F4 · price: This transaction was executed in multiple trades with prices ranging from $6.75 to $6.91, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:15 UTC |
COCHRANE COLLIN L.Chief Accounting Officer
|
Exercise / conversionCommon Stock | 11,706 | $6.90 | $80,771.40 |
DisclosureSEC source: 0001513564-22-000002 · edgardoc.xml · nonDerivative · entry 1 COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:11 UTC |
Macomber Sasha G.Chief Human Resource Officer
|
Tax withholdingDeferred Stock Units · Derivative | 8,134 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001758710-22-000005 · edgardoc.xml · derivative · entry 3 Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,134 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:11 UTC |
Macomber Sasha G.Chief Human Resource Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 7,317 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001758710-22-000005 · edgardoc.xml · derivative · entry 2 Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,134 Underlying: Common Stock · 7,317 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:11 UTC |
Macomber Sasha G.Chief Human Resource Officer
|
Exercise / conversionCommon Stock | 7,317 | $6.90 | $50,487.30 |
DisclosureSEC source: 0001758710-22-000005 · edgardoc.xml · nonDerivative · entry 1 Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:07 UTC |
Stone Andrew PChief Legal Officer
|
Tax withholdingDeferred Stock Units · Derivative | 15,456 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001487805-22-000004 · edgardoc.xml · derivative · entry 4 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,456 shares Expires not disclosed F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F8 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F9 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:07 UTC |
Stone Andrew PChief Legal Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 13,901 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001487805-22-000004 · edgardoc.xml · derivative · entry 3 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,456 Underlying: Common Stock · 13,901 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F6 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F7 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:07 UTC |
Stone Andrew PChief Legal Officer
|
SaleCommon Stock | 7,000 | $6.86 | $48,020.00 |
DisclosureSEC source: 0001487805-22-000004 · edgardoc.xml · nonDerivative · entry 2 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,821 F3 · kind: Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person in February 2022. F4 · price: This transaction was executed in multiple trades with prices ranging from $6.75 to $6.91, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:07 UTC |
Stone Andrew PChief Legal Officer
|
Exercise / conversionCommon Stock | 13,901 | $6.90 | $95,916.90 |
DisclosureSEC source: 0001487805-22-000004 · edgardoc.xml · nonDerivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:03 UTC |
Robinson Dashiell IDirector · President
|
Tax withholdingDeferred Stock Units · Derivative | 32,539 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001716998-22-000004 · edgardoc.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,539 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:03 UTC |
Robinson Dashiell IDirector · President
|
Exercise / conversionDeferred Stock Units · Derivative | 29,265 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001716998-22-000004 · edgardoc.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,539 Underlying: Common Stock · 29,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 00:03 UTC |
Robinson Dashiell IDirector · President
|
Exercise / conversionCommon Stock | 29,265 | $6.90 | $201,928.50 |
DisclosureSEC source: 0001716998-22-000004 · edgardoc.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,490 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 20, 2022 Filed Dec 20, 2022 23:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Tax withholdingDeferred Stock Units · Derivative | 40,674 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001453409-22-000002 · edgardoc.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,674 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F6 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2022 Filed Dec 20, 2022 23:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 36,581 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001453409-22-000002 · edgardoc.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,674 Underlying: Common Stock · 36,581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2022 Filed Dec 20, 2022 23:58 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 36,581 | $6.90 | $252,408.90 |
DisclosureSEC source: 0001453409-22-000002 · edgardoc.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 00:34 UTC |
Robinson Dashiell IDirector · President
|
GrantDeferred Stock Units · Derivative | 109,206 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001716998-22-000002 · edgardoc.xml · derivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,206 Underlying: Common Stock · 109,206 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 00:47 UTC |
Macomber Sasha G.Chief Human Resource Officer
|
GrantDeferred Stock Units · Derivative | 42,002 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001758710-22-000003 · edgardoc.xml · derivative · entry 1 Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,002 Underlying: Common Stock · 42,002 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 00:42 UTC |
Stone Andrew PChief Legal Officer
|
GrantDeferred Stock Units · Derivative | 42,002 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001487805-22-000002 · edgardoc.xml · derivative · entry 1 Stone Andrew P · CIK 0001487805 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,002 Underlying: Common Stock · 42,002 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 15, 2022 Filed Dec 17, 2022 00:37 UTC |
Carillo BrookeChief Financial Officer
|
GrantDeferred Stock Units · Derivative | 100,806 | $0.00 Strike: $7.44 | $0.00 |
DisclosureSEC source: 0001862739-22-000004 · edgardoc.xml · derivative · entry 1 Carillo Brooke · CIK 0001862739 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,806 Underlying: Common Stock · 100,806 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2024, 6.25% every quarter thereafter (beginning with 4/1/2024). Fully vested 12/14/2026 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:46 UTC |
PROCTOR GEORGANNEDirector
|
GrantDeferred Stock Units · Derivative | 3,736.18 | $0.00 Strike: $5.69 | $0.00 |
DisclosureSEC source: 0001221603-22-000006 · edgardoc.xml · derivative · entry 1 PROCTOR GEORGANNE · CIK 0001221603 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,736.18 Underlying: Common Stock · 3,736.18 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:41 UTC |
Debora Horvath DDirector
|
GrantDeferred Stock Units · Derivative | 5,931.46 | $0.00 Strike: $5.69 | $0.00 |
DisclosureSEC source: 0001564301-22-000007 · edgardoc.xml · derivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,931.46 Underlying: Common Stock · 5,931.46 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:38 UTC |
KUBICEK GREG HDirector
|
GrantDeferred Stock Units · Derivative | 12,967.76 | $0.00 Strike: $5.69 | $0.00 |
DisclosureSEC source: 0001233565-22-000006 · edgardoc.xml · derivative · entry 1 KUBICEK GREG H · CIK 0001233565 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,967.76 Underlying: Common Stock · 12,967.76 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:37 UTC |
MADISON GEORGE WDirector
|
GrantDeferred Stock Units · Derivative | 7,535.05 | $0.00 Strike: $5.69 | $0.00 |
DisclosureSEC source: 0001202560-22-000006 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,535.05 Underlying: Common Stock · 7,535.05 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:17 UTC |
Robinson Dashiell IDirector · President
|
Exercise / conversionDeferred Stock Units · Derivative | 2,850 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001104659-22-076848 · tm2220242-2_4seq1.xml · derivative · entry 3 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:17 UTC |
Robinson Dashiell IDirector · President
|
Tax withholdingDeferred Stock Units · Derivative | 3,167 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001104659-22-076848 · tm2220242-2_4seq1.xml · derivative · entry 2 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock · 3,167 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:17 UTC |
Robinson Dashiell IDirector · President
|
Exercise / conversionCommon Stock | 2,850 | $7.71 | $21,973.50 |
DisclosureSEC source: 0001104659-22-076848 · tm2220242-2_4seq1.xml · nonDerivative · entry 1 Robinson Dashiell I · CIK 0001716998 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:16 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionDeferred Stock Units · Derivative | 7,123 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001104659-22-076844 · tm2220242-1_4seq1.xml · derivative · entry 3 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:16 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Tax withholdingDeferred Stock Units · Derivative | 7,919 | $0.00 Strike: $16.62 | $0.00 |
DisclosureSEC source: 0001104659-22-076844 · tm2220242-1_4seq1.xml · derivative · entry 2 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,123 Underlying: Common Stock · 7,919 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| July 01, 2022 Filed Jul 1, 2022 20:16 UTC |
Abate Christopher JDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 7,123 | $7.71 | $54,918.33 |
DisclosureSEC source: 0001104659-22-076844 · tm2220242-1_4seq1.xml · nonDerivative · entry 1 Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan,based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 21:26 UTC |
Debora Horvath DDirector
|
GrantDeferred Stock Units · Derivative | 4,002.99 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001564301-22-000005 · edgardoc.xml · derivative · entry 1 Debora Horvath D · CIK 0001564301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,002.99 Underlying: Common Stock · 4,002.99 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 21:24 UTC |
MADISON GEORGE WDirector
|
GrantDeferred Stock Units · Derivative | 5,413.44 | $0.00 Strike: $7.69 | $0.00 |
DisclosureSEC source: 0001202560-22-000004 · edgardoc.xml · derivative · entry 1 MADISON GEORGE W · CIK 0001202560 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,300.37 Underlying: Common Stock · 5,413.44 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.