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RWT

REDWOOD TRUST INC

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5400
SEC CIK
0000930236
Parsed reports
472

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202660
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 28, 2023 Filed Dec 28, 2023 21:41 UTC GrantDeferred Stock Units · Derivative 2,480.16 $0.00 Strike: $7.56 $0.00
Disclosure

SEC source: 0001998554-23-000005 · edgardoc.xml · derivative · entry 1

Damon Doneene K · CIK 0001998554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,480.16

Underlying: Common Stock · 2,480.16 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 28, 2023 Filed Dec 28, 2023 21:39 UTC GrantDeferred Stock Units · Derivative 5,254.16 $0.00 Strike: $7.56 $0.00
Disclosure

SEC source: 0001564301-23-000011 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,254.16

Underlying: Common Stock · 5,254.16 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 28, 2023 Filed Dec 28, 2023 21:36 UTC GrantDeferred Stock Units · Derivative 2,281.35 $0.00 Strike: $7.56 $0.00
Disclosure

SEC source: 0001221603-23-000010 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,281.35

Underlying: Common Stock · 2,281.35 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 28, 2023 Filed Dec 28, 2023 21:33 UTC GrantDeferred Stock Units · Derivative 8,192.96 $0.00 Strike: $7.56 $0.00
Disclosure

SEC source: 0001233565-23-000012 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,192.96

Underlying: Common Stock · 8,192.96 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 28, 2023 Filed Feb 2, 2024 21:35 UTC OtherCommon Stock 158.52 $7.59 $1,202.37
Disclosure

SEC source: 0001564301-24-000002 · edgardoc.xml · nonDerivative · entry 4

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,673.56

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:29 UTC
Robinson Dashiell IDirector · President
Exercise / conversionDeferred Stock Units · Derivative 64,568 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001716998-23-000004 · edgardoc.xml · derivative · entry 3

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:29 UTC
Robinson Dashiell IDirector · President
Tax withholdingDeferred Stock Units · Derivative 71,795 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001716998-23-000004 · edgardoc.xml · derivative · entry 2

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,568

Underlying: Common Stock · 71,795 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:29 UTC
Robinson Dashiell IDirector · President
Exercise / conversionCommon Stock 64,568 $7.47 $482,322.96
Disclosure

SEC source: 0001716998-23-000004 · edgardoc.xml · nonDerivative · entry 1

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:31 UTC
Stone Andrew PChief Legal Officer
Exercise / conversionDeferred Stock Units · Derivative 15,066 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001487805-23-000004 · edgardoc.xml · derivative · entry 3

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:31 UTC
Stone Andrew PChief Legal Officer
Tax withholdingDeferred Stock Units · Derivative 16,752 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001487805-23-000004 · edgardoc.xml · derivative · entry 2

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,066

Underlying: Common Stock · 16,752 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:31 UTC
Stone Andrew PChief Legal Officer
Exercise / conversionCommon Stock 15,066 $7.47 $112,543.02
Disclosure

SEC source: 0001487805-23-000004 · edgardoc.xml · nonDerivative · entry 1

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:24 UTC
COCHRANE COLLIN L.Chief Accounting Officer
Exercise / conversionDeferred Stock Units · Derivative 12,196 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001513564-23-000002 · edgardoc.xml · derivative · entry 3

COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:24 UTC
COCHRANE COLLIN L.Chief Accounting Officer
Tax withholdingDeferred Stock Units · Derivative 13,561 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001513564-23-000002 · edgardoc.xml · derivative · entry 2

COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,196

Underlying: Common Stock · 13,561 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:24 UTC
COCHRANE COLLIN L.Chief Accounting Officer
Exercise / conversionCommon Stock 12,196 $7.47 $91,104.12
Disclosure

SEC source: 0001513564-23-000002 · edgardoc.xml · nonDerivative · entry 1

COCHRANE COLLIN L. · CIK 0001513564 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:27 UTC
Macomber Sasha G.Chief Human Resource Officer
Exercise / conversionDeferred Stock Units · Derivative 8,846 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001758710-23-000004 · edgardoc.xml · derivative · entry 3

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:27 UTC
Macomber Sasha G.Chief Human Resource Officer
Tax withholdingDeferred Stock Units · Derivative 9,335 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001758710-23-000004 · edgardoc.xml · derivative · entry 2

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,846

Underlying: Common Stock · 9,335 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:27 UTC
Macomber Sasha G.Chief Human Resource Officer
Exercise / conversionCommon Stock 8,846 $7.47 $66,079.62
Disclosure

SEC source: 0001758710-23-000004 · edgardoc.xml · nonDerivative · entry 1

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:20 UTC
Matera FredChief Investment Officer
Exercise / conversionDeferred Stock Units · Derivative 28,228 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001104659-23-128231 · tm2333416-1_4seq1.xml · derivative · entry 4

Matera Fred · CIK 0001488500 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,228 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market values.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:20 UTC
Matera FredChief Investment Officer
Tax withholdingDeferred Stock Units · Derivative 31,383 $0.00 Strike: $7.63 $0.00
Disclosure

SEC source: 0001104659-23-128231 · tm2333416-1_4seq1.xml · derivative · entry 3

Matera Fred · CIK 0001488500 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,228

Underlying: Common Stock · 31,383 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market values.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:20 UTC
Matera FredChief Investment Officer
Exercise / conversionCommon Stock 28,228 $7.47 $210,863.16
Disclosure

SEC source: 0001104659-23-128231 · tm2333416-1_4seq1.xml · nonDerivative · entry 2

Matera Fred · CIK 0001488500 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:19 UTC
Abate Christopher JDirector · Chief Executive Officer
Exercise / conversionDeferred Stock Units · Derivative 53,807 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001453409-23-000004 · edgardoc.xml · derivative · entry 3

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 53,807 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:19 UTC
Abate Christopher JDirector · Chief Executive Officer
Tax withholdingDeferred Stock Units · Derivative 59,829 $0.00 Strike: $16.50 $0.00
Disclosure

SEC source: 0001453409-23-000004 · edgardoc.xml · derivative · entry 2

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,807

Underlying: Common Stock · 59,829 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 20, 2023 Filed Dec 21, 2023 21:19 UTC
Abate Christopher JDirector · Chief Executive Officer
Exercise / conversionCommon Stock 53,807 $7.47 $401,938.29
Disclosure

SEC source: 0001453409-23-000004 · edgardoc.xml · nonDerivative · entry 1

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:56 UTC
Macomber Sasha G.Chief Human Resource Officer
GrantDeferred Stock Units · Derivative 48,138 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001758710-23-000002 · edgardoc.xml · derivative · entry 1

Macomber Sasha G. · CIK 0001758710 · Chief Human Resource Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,138

Underlying: Common Stock · 48,138 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:53 UTC
Stone Andrew PChief Legal Officer
GrantDeferred Stock Units · Derivative 48,138 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001487805-23-000002 · edgardoc.xml · derivative · entry 1

Stone Andrew P · CIK 0001487805 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,138

Underlying: Common Stock · 48,138 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:51 UTC
Matera FredChief Investment Officer
GrantDeferred Stock Units · Derivative 104,300 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001488500-23-000004 · edgardoc.xml · derivative · entry 1

Matera Fred · CIK 0001488500 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,300

Underlying: Common Stock · 104,300 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:47 UTC
Carillo BrookeChief Financial Officer
GrantDeferred Stock Units · Derivative 104,300 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001862739-23-000004 · edgardoc.xml · derivative · entry 1

Carillo Brooke · CIK 0001862739 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,300

Underlying: Common Stock · 104,300 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:44 UTC
Robinson Dashiell IDirector · President
GrantDeferred Stock Units · Derivative 112,323 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001716998-23-000002 · edgardoc.xml · derivative · entry 1

Robinson Dashiell I · CIK 0001716998 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,323

Underlying: Common Stock · 112,323 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:41 UTC
Abate Christopher JDirector · Chief Executive Officer
GrantDeferred Stock Units · Derivative 118,421 $0.00 Strike: $7.79 $0.00
Disclosure

SEC source: 0001453409-23-000002 · edgardoc.xml · derivative · entry 1

Abate Christopher J · CIK 0001453409 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,421

Underlying: Common Stock · 118,421 shares

Expires not disclosed

F1 · security: This transaction relates to the grant of Deferred Stock Units.

F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan.

F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027

F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
November 02, 2023 Filed Nov 3, 2023 20:26 UTC GrantDeferred Stock Units · Derivative 10,376 $0.00 Strike: $6.70 $0.00
Disclosure

SEC source: 0001998554-23-000003 · edgardoc.xml · derivative · entry 1

Damon Doneene K · CIK 0001998554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,376

Underlying: Common Stock · 10,376 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than November 3, 2026.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
October 07, 2023 Filed Oct 10, 2023 20:33 UTC OtherCommon Stock 13,418 $0.00 $0.00
Disclosure

SEC source: 0001233537-23-000006 · edgardoc.xml · nonDerivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,418

Read SEC document
September 29, 2023 Filed Sep 29, 2023 21:27 UTC GrantDeferred Stock Units · Derivative 2,290.03 $0.00 Strike: $7.07 $0.00
Disclosure

SEC source: 0001202560-23-000005 · edgardoc.xml · derivative · entry 1

MADISON GEORGE W · CIK 0001202560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,290.03

Underlying: Common Stock · 2,290.03 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 29, 2023 Filed Sep 29, 2023 21:24 UTC GrantDeferred Stock Units · Derivative 5,493.98 $0.00 Strike: $7.07 $0.00
Disclosure

SEC source: 0001564301-23-000009 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,493.98

Underlying: Common Stock · 5,493.98 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 29, 2023 Filed Sep 29, 2023 21:17 UTC GrantDeferred Stock Units · Derivative 2,385.48 $0.00 Strike: $7.07 $0.00
Disclosure

SEC source: 0001221603-23-000008 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,385.48

Underlying: Common Stock · 2,385.48 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 29, 2023 Filed Sep 29, 2023 21:01 UTC GrantDeferred Stock Units · Derivative 8,760.53 $0.00 Strike: $7.07 $0.00
Disclosure

SEC source: 0001233565-23-000010 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,760.53

Underlying: Common Stock · 8,760.53 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
September 29, 2023 Filed Feb 2, 2024 21:35 UTC OtherCommon Stock 163.5 $7.19 $1,176.22
Disclosure

SEC source: 0001564301-24-000002 · edgardoc.xml · nonDerivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,515.04

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:36 UTC GrantDeferred Stock Units · Derivative 2,471.83 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001202560-23-000004 · edgardoc.xml · derivative · entry 1

MADISON GEORGE W · CIK 0001202560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,471.83

Underlying: Common Stock · 2,471.83 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:34 UTC GrantDeferred Stock Units · Derivative 5,930.14 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001564301-23-000008 · edgardoc.xml · derivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,930.14

Underlying: Common Stock · 5,930.14 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:31 UTC GrantDeferred Stock Units · Derivative 2,574.86 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001221603-23-000006 · edgardoc.xml · derivative · entry 1

PROCTOR GEORGANNE · CIK 0001221603 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,574.86

Underlying: Common Stock · 2,574.86 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:27 UTC GrantDeferred Stock Units · Derivative 9,456.03 $0.00 Strike: $6.39 $0.00
Disclosure

SEC source: 0001233565-23-000008 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,456.03

Underlying: Common Stock · 9,456.03 shares

Expires not disclosed

F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.

F2 · derivative.exercise_date: 100% vested at grant.

F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 30, 2023 Filed Feb 2, 2024 21:35 UTC OtherCommon Stock 179.11 $6.41 $1,147.56
Disclosure

SEC source: 0001564301-24-000002 · edgardoc.xml · nonDerivative · entry 2

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by IRA

Disclosed balance after: 7,351.54

F1 · kind: Purchases were a result of prior election to reinvest dividends to purchase additional shares of the Redwood Trust, Inc. on dividend payable dates approved and declared by the Board of Directors.

F2 · shares: Transactions are rounded to to the nearest hundredth decimal.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:50 UTC
Matera FredChief Investment Officer
Exercise / conversionDeferred Stock Units · Derivative 7,009 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001488500-23-000002 · edgardoc.xml · derivative · entry 3

Matera Fred · CIK 0001488500 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:50 UTC
Matera FredChief Investment Officer
Tax withholdingDeferred Stock Units · Derivative 5,450 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001488500-23-000002 · edgardoc.xml · derivative · entry 2

Matera Fred · CIK 0001488500 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,009

Underlying: Common Stock · 5,450 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:50 UTC
Matera FredChief Investment Officer
Exercise / conversionCommon Stock 7,009 $6.37 $44,647.33
Disclosure

SEC source: 0001488500-23-000002 · edgardoc.xml · nonDerivative · entry 1

Matera Fred · CIK 0001488500 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 32,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:46 UTC Exercise / conversionDeferred Stock Units · Derivative 12,459 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001564301-23-000006 · edgardoc.xml · derivative · entry 3

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:46 UTC Exercise / conversionCommon Stock 12,459 $6.37 $79,363.83
Disclosure

SEC source: 0001564301-23-000006 · edgardoc.xml · nonDerivative · entry 1

Debora Horvath D · CIK 0001564301 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 38,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:43 UTC Exercise / conversionDeferred Stock Units · Derivative 12,459 $0.00 Strike: $6.18 $0.00
Disclosure

SEC source: 0001233537-23-000004 · edgardoc.xml · derivative · entry 3

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F4 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
June 12, 2023 Filed Jun 13, 2023 20:43 UTC Exercise / conversionCommon Stock 12,459 $6.37 $79,363.83
Disclosure

SEC source: 0001233537-23-000004 · edgardoc.xml · nonDerivative · entry 1

HANSEN DOUGLAS B · CIK 0001233537 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 372,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.

F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:59 UTC GrantDeferred Stock Units · Derivative 20,729 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001233565-23-000006 · edgardoc.xml · derivative · entry 1

MADISON GEORGE W · CIK 0001202560 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,729

Underlying: Common Stock · 20,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document
May 23, 2023 Filed May 25, 2023 20:56 UTC GrantDeferred Stock Units · Derivative 20,729 $0.00 Strike: $6.03 $0.00
Disclosure

SEC source: 0001233565-23-000004 · edgardoc.xml · derivative · entry 1

KUBICEK GREG H · CIK 0001233565 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,729

Underlying: Common Stock · 20,729 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan.

F2 · kind: This transaction relates to the grant of Deferred Stock Units.

F3 · shares: 100% vested at grant.

F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 23, 2026.

F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.