Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REDWOOD TRUST INCRWT · Entity 5400 | Chief Investment Officer | December 20, 2023 | December 21, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REDWOOD TRUST INC
Report date December 20, 2023 · Filed December 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 28,228 |
Reported balance
After 2023-12-20 transaction · row 2
1 source rowRow 2 · 2023-12-20 · Exercise / conversion · Acquired 28,228 · Balance 28,228 F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.63 | Direct | 28,228 |
Reported balance
After 2023-12-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-12-20 · Tax withholding · Disposed 31,383 · Balance 28,228 F3: Represents fair value of Deferred Stock Units, based on the original grant date fair market values. F4: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6: No expiration date is applicable to deferred stock units. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.63 | Direct | 0 |
Reported balance
After 2023-12-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-12-20 · Exercise / conversion · Disposed 28,228 · Balance 0 F3: Represents fair value of Deferred Stock Units, based on the original grant date fair market values. F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6: No expiration date is applicable to deferred stock units. F7: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 32,801 |
Reported balance
Holding disclosure · report date 2023-12-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 32,801 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
F2: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
F3: Represents fair value of Deferred Stock Units, based on the original grant date fair market values.
F4: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan.
F5: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan.
F6: No expiration date is applicable to deferred stock units.
F7: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2023 Filed Dec 21, 2023 21:20 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 28,228 | $0.00 Strike: $7.63 | $0.00 |
DisclosureSEC source: 0001104659-23-128231 · tm2333416-1_4seq1.xml · derivative · entry 4 Matera Fred · CIK 0001488500 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,228 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market values. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:20 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 31,383 | $0.00 Strike: $7.63 | $0.00 |
DisclosureSEC source: 0001104659-23-128231 · tm2333416-1_4seq1.xml · derivative · entry 3 Matera Fred · CIK 0001488500 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,228 Underlying: Common Stock · 31,383 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market values. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| December 20, 2023 Filed Dec 21, 2023 21:20 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 28,228 | $7.47 | $210,863.16 |
DisclosureSEC source: 0001104659-23-128231 · tm2333416-1_4seq1.xml · nonDerivative · entry 2 Matera Fred · CIK 0001488500 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 21:51 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 104,300 | $0.00 Strike: $7.79 | $0.00 |
DisclosureSEC source: 0001488500-23-000004 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,300 Underlying: Common Stock · 104,300 shares Expires not disclosed F1 · security: This transaction relates to the grant of Deferred Stock Units. F2 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F3 · derivative.exercise_date: 25% vests 1/31/2025, 6.25% every quarter thereafter (beginning with 4/1/2025). Fully vested 12/14/2027 F4 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 20:50 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionDeferred Stock Units · Derivative | 7,009 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0001488500-23-000002 · edgardoc.xml · derivative · entry 3 Matera Fred · CIK 0001488500 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. F7 · balance_after: Following these reported transactions, no other Deferred Stock Units with the same original grant date are beneficially owned. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 20:50 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Tax withholdingDeferred Stock Units · Derivative | 5,450 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0001488500-23-000002 · edgardoc.xml · derivative · entry 2 Matera Fred · CIK 0001488500 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,009 Underlying: Common Stock · 5,450 shares Expires not disclosed F3 · derivative.exercise_price: Represents fair value of Deferred Stock Units, based on the original grant date fair market value. F4 · kind: This disposition transaction represents a Compensation Committee approved withholding of securities incident to the payment of tax liability relating to the distribution and/or conversion of Deferred Stock Units in the Executive Deferred Compensation Plan. F1 · price: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F5 · derivative.exercise_date: Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time provided in the Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F6 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 12, 2023 Filed Jun 13, 2023 20:50 UTC | REDWOOD TRUST INC RWT · Entity 5400 | Exercise / conversionCommon Stock | 7,009 | $6.37 | $44,647.33 |
DisclosureSEC source: 0001488500-23-000002 · edgardoc.xml · nonDerivative · entry 1 Matera Fred · CIK 0001488500 · Chief Investment Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 32,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan. F2 · price: Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date. Read SEC document |
| November 02, 2020 Filed Nov 3, 2020 21:31 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 8,571 | $0.00 Strike: $8.75 | $0.00 |
DisclosureSEC source: 0001488500-20-000014 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director · Head of Residential 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,571 Underlying: Common Stock · 8,571 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:28 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 9,727 | $0.00 Strike: $7.71 | $0.00 |
DisclosureSEC source: 0001488500-20-000012 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director · Head of Residential 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,727 Underlying: Common Stock · 9,727 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 21:39 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 10,668 | $0.00 Strike: $7.03 | $0.00 |
DisclosureSEC source: 0001488500-20-000010 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director · Head of Residential 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,668 Underlying: Common Stock · 10,668 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 01:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 10,623 | $0.00 Strike: $7.06 | $0.00 |
DisclosureSEC source: 0001488500-20-000008 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director · Managing Director, 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,623 Underlying: Common Stock · 10,623 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 20:34 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 11,577 | $0.00 Strike: $6.91 | $0.00 |
DisclosureSEC source: 0001488500-20-000006 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,577 Underlying: Common Stock · 11,577 shares Expires not disclosed F1 · shares: This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to compensation according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan. F2 · derivative.exercise_date: 100% vested at grant. F3 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 22:03 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 12,459 | $0.00 Strike: $6.18 | $0.00 |
DisclosureSEC source: 0001488500-20-000004 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,459 Underlying: Common Stock · 12,459 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on the grant date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than June 12, 2023. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| May 15, 2020 Filed May 18, 2020 20:38 UTC | REDWOOD TRUST INC RWT · Entity 5400 | PurchaseCommon Stock | 13,000 | $3.80 | $49,346.70 |
DisclosureSEC source: 0001488500-20-000002 · edgardoc.xml · nonDerivative · entry 1 Matera Fred · CIK 0001488500 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,792 Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:19 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 6,802 | $0.00 Strike: $16.17 | $0.00 |
DisclosureSEC source: 0001144204-19-026846 · tv520803_4.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,802 Underlying: Common Stock · 6,802 shares Expires not disclosed F1 · derivative.exercise_price: Represents fair market value RWT common stock on transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Shares are subject to a minimum mandatory holding period and will be delivered to the Participant at the time provided in the Deferral Election but no sooner than May 14, 2022. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:34 UTC | REDWOOD TRUST INC RWT · Entity 5400 | GrantDeferred Stock Units · Derivative | 1,340 | $0.00 Strike: $15.33 | $0.00 |
DisclosureSEC source: 0001488500-19-000002 · edgardoc.xml · derivative · entry 1 Matera Fred · CIK 0001488500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,340 Underlying: Common Stock · 1,340 shares Expires not disclosed F1 · derivative.exercise_price: Represents grant date fair value of the DSUs issued, based on the fair market value of RWT common stock on the transaction date under the 2014 Incentive Award Plan. F2 · kind: This transaction relates to the grant of Deferred Stock Units. F3 · shares: 100% vested at grant. F4 · derivative.exercise_date: Deferred Stock Units are subject to a mandatory holding period and will be delivered to the Participant at the time provided in a related Deferral Election Form, according to the terms and conditions of the Executive Deferred Compensation Plan. F5 · derivative.expiration_date: No expiration date is applicable to deferred stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.