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Nasdaq · USD

RVSB

RIVERVIEW BANCORP INC

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Tapewire entity
6745
SEC CIK
0001041368
Parsed reports
165

Last 12 months

Inside the activity.

23 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202630
Mar 202610
Apr 202600
May 202650
Jun 202610
Jul 202613
Aug 202650
Sep 202660
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2020 Filed Mar 13, 2020 16:43 UTC
Lam DavidEVP/CFO
PurchaseCommon Stock 2,000 $4.75 $9,500.00
Disclosure

SEC source: 0000939057-20-000096 · primary_doc.xml · nonDerivative · entry 1

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,854

F1 · ownership.direct: Reflects 3,683 shares owned in the Riverview 401(k) Plan.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 18:51 UTC PurchaseCommon Stock 3,170 $5.81 $18,414.53
Disclosure

SEC source: 0000939057-20-000091 · primary_doc.xml · nonDerivative · entry 1

NIES GERALD LEE · CIK 0001474005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,692

Read SEC document
March 04, 2020 Filed Mar 5, 2020 20:24 UTC PurchaseCommon Stock 3,000 $6.60 $19,807.80
Disclosure

SEC source: 0000939057-20-000084 · primary_doc.xml · nonDerivative · entry 1

OLSON JERRY C · CIK 0001393056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,476

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:59 UTC
Lam DavidEVP/CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0000939057-19-000354 · primary_doc.xml · derivative · entry 3

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511

Underlying: Common Stock · 2,000 shares

Expires 2019-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 20:59 UTC
Lam DavidEVP/CFO
Exercise / conversionCommon Stock 2,000 $3.84 $7,680.00
Disclosure

SEC source: 0000939057-19-000354 · primary_doc.xml · nonDerivative · entry 1

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reflects 3,420 shares owned in the Riverview 401(k) Plan.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:44 UTC
LYCKLAMA KEVIN JPresident/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0000939057-19-000353 · primary_doc.xml · derivative · entry 3

LYCKLAMA KEVIN J · CIK 0001427443 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 12,000 shares

Expires 2019-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2019 Filed Sep 17, 2019 19:44 UTC
LYCKLAMA KEVIN JPresident/CEO
Exercise / conversionCommon Stock 12,000 $3.84 $46,080.00
Disclosure

SEC source: 0000939057-19-000353 · primary_doc.xml · nonDerivative · entry 1

LYCKLAMA KEVIN J · CIK 0001427443 · President/CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reflects 53,881 shares owned in the Riverview 401(k) Plan.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 22:12 UTC PurchaseCommon Stock 20,000 $6.85 $137,000.00
Disclosure

SEC source: 0000939057-19-000346 · primary_doc.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,879

F1 · ownership.direct: Includes 13,000 indirect shares in an inherited IRA owned by wife.

Read SEC document
August 19, 2019 Filed Aug 19, 2019 21:11 UTC
SHEAFFER PATRICKDirector · Chairman of the Board
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0000939057-19-000322 · primary_doc.xml · derivative · entry 2

SHEAFFER PATRICK · CIK 0001214426 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 12,000 shares

Expires 2019-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2019 Filed Aug 19, 2019 21:11 UTC
SHEAFFER PATRICKDirector · Chairman of the Board
Exercise / conversionCommon Stock 12,000 $3.84 $46,080.00
Disclosure

SEC source: 0000939057-19-000322 · primary_doc.xml · nonDerivative · entry 1

SHEAFFER PATRICK · CIK 0001214426 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes 39,305 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
August 14, 2019 Filed Aug 19, 2019 20:18 UTC PurchaseCommon Stock 10,000 $7.58 $75,783.00
Disclosure

SEC source: 0000939057-19-000321 · primary_doc.xml · nonDerivative · entry 1

NIES GERALD LEE · CIK 0001474005 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,522

Read SEC document
July 30, 2019 Filed Jul 31, 2019 19:16 UTC
KARAS JOHN ADirector
Exercise / conversionStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0000939057-19-000299 · primary_doc.xml · derivative · entry 2

KARAS JOHN A · CIK 0001214434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 12,000 shares

Expires 2019-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 19:16 UTC
KARAS JOHN ADirector
Exercise / conversionCommon Stock 12,000 $3.84 $46,080.00
Disclosure

SEC source: 0000939057-19-000299 · primary_doc.xml · nonDerivative · entry 1

KARAS JOHN A · CIK 0001214434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:06 UTC
Capeloto Kim JEVP/CRB Officer
GrantCommon Stock 4,621 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000269 · primary_doc.xml · nonDerivative · entry 3

Capeloto Kim J · CIK 0001501988 · EVP/CRB Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,231

F6 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 4,621 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.

F7 · balance_after: Includes 86,228 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.

F3 · ownership.direct: Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:06 UTC
Capeloto Kim JEVP/CRB Officer
GrantCommon Stock 1,541 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000269 · primary_doc.xml · nonDerivative · entry 2

Capeloto Kim J · CIK 0001501988 · EVP/CRB Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,610

F4 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.

F5 · balance_after: Includes 81,607 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.

F3 · ownership.direct: Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:06 UTC
Capeloto Kim JEVP/CRB Officer
GrantCommon Stock 6,161 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000269 · primary_doc.xml · nonDerivative · entry 1

Capeloto Kim J · CIK 0001501988 · EVP/CRB Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,069

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.

F2 · balance_after: Includes 80,066 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse.

F3 · ownership.direct: Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:02 UTC
Lam DavidEVP/CFO
GrantCommon Stock 3,381 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000268 · primary_doc.xml · nonDerivative · entry 3

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,148

F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 3,381 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.

F2 · ownership.direct: Reflects 3,108 shares owned indirectly in the Riverview 401(k) Plan and 2,869 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:02 UTC
Lam DavidEVP/CFO
GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000268 · primary_doc.xml · nonDerivative · entry 2

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,767

F3 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.

F2 · ownership.direct: Reflects 3,108 shares owned indirectly in the Riverview 401(k) Plan and 2,869 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 22:02 UTC
Lam DavidEVP/CFO
GrantCommon Stock 4,213 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000268 · primary_doc.xml · nonDerivative · entry 1

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,640

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.

F2 · ownership.direct: Reflects 3,108 shares owned indirectly in the Riverview 401(k) Plan and 2,869 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:45 UTC GrantCommon Stock 3,360 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000266 · primary_doc.xml · nonDerivative · entry 3

Plambeck Steven · CIK 0001734884 · EVP/CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,493

F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 3,360 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.

F2 · ownership.direct: Reflects 1,941 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:45 UTC GrantCommon Stock 1,120 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000266 · primary_doc.xml · nonDerivative · entry 2

Plambeck Steven · CIK 0001734884 · EVP/CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,133

F3 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.

F2 · ownership.direct: Reflects 1,941 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:45 UTC GrantCommon Stock 4,072 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000266 · primary_doc.xml · nonDerivative · entry 1

Plambeck Steven · CIK 0001734884 · EVP/CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,013

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.

F2 · ownership.direct: Reflects 1,941 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:47 UTC GrantCommon Stock 3,689 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000267 · primary_doc.xml · nonDerivative · entry 3

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,675

F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 3,689 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020.

F2 · ownership.direct: Reflects 3,517 shares owned indirectly in the Riverview 401(k) Plan and 4,555 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:47 UTC GrantCommon Stock 1,230 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000267 · primary_doc.xml · nonDerivative · entry 2

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,986

F3 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.

F2 · ownership.direct: Reflects 3,517 shares owned indirectly in the Riverview 401(k) Plan and 4,555 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:47 UTC GrantCommon Stock 4,684 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000267 · primary_doc.xml · nonDerivative · entry 1

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,756

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.

F2 · ownership.direct: Reflects 3,517 shares owned indirectly in the Riverview 401(k) Plan and 4,555 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:25 UTC
LYCKLAMA KEVIN JChief Executive Officer
GrantCommon Stock 18,324 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000265 · primary_doc.xml · nonDerivative · entry 3

LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,643

F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 18,324 shares (the "Target Restricted Stock Number'"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1,2019 through March 31, 2020.

F2 · ownership.direct: Reflects 53,592 shares owned indirectly in the Riverview 401(k) Plan and 4,702 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:25 UTC
LYCKLAMA KEVIN JChief Executive Officer
GrantCommon Stock 4,072 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000265 · primary_doc.xml · nonDerivative · entry 2

LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,319

F3 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022.

F2 · ownership.direct: Reflects 53,592 shares owned indirectly in the Riverview 401(k) Plan and 4,702 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 21:25 UTC
LYCKLAMA KEVIN JChief Executive Officer
GrantCommon Stock 21,078 $0.00 $0.00
Disclosure

SEC source: 0000939057-19-000265 · primary_doc.xml · nonDerivative · entry 1

LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,247

F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively.

F2 · ownership.direct: Reflects 53,592 shares owned indirectly in the Riverview 401(k) Plan and 4,702 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
May 13, 2019 Filed May 14, 2019 18:23 UTC
Eby PatriciaDirector
PurchaseCommon Stock 16,000 $7.72 $123,520.00
Disclosure

SEC source: 0000939057-19-000219 · primary_doc.xml · nonDerivative · entry 1

Eby Patricia · CIK 0001775631 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Read SEC document
May 08, 2019 Filed May 8, 2019 17:35 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $2.78 $0.00
Disclosure

SEC source: 0000939057-19-000208 · primary_doc.xml · derivative · entry 4

OLSON JERRY C · CIK 0001393056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 4,000 shares

Expires 2023-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 8, 2019 17:35 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 2,000 $0.00 Strike: $3.84 $0.00
Disclosure

SEC source: 0000939057-19-000208 · primary_doc.xml · derivative · entry 3

OLSON JERRY C · CIK 0001393056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 2,000 shares

Expires 2019-09-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 8, 2019 17:35 UTC Exercise / conversionCommon Stock 4,000 $2.78 $11,120.00
Disclosure

SEC source: 0000939057-19-000208 · primary_doc.xml · nonDerivative · entry 2

OLSON JERRY C · CIK 0001393056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 8, 2019 17:35 UTC Exercise / conversionCommon Stock 2,000 $3.84 $7,680.00
Disclosure

SEC source: 0000939057-19-000208 · primary_doc.xml · nonDerivative · entry 1

OLSON JERRY C · CIK 0001393056 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,476

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 18:27 UTC PurchaseCommon Stock 1,000 $7.80 $7,796.60
Disclosure

SEC source: 0000939057-19-000105 · primary_doc.xml · nonDerivative · entry 1

Wills Bessie Ross · CIK 0001508267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

F1 · balance_after: Shares Beneficially Owned jointly with spouse

Read SEC document
December 04, 2018 Filed Dec 6, 2018 17:53 UTC
Lam DavidEVP/CFO
PurchaseCommon Stock 2,000 $7.95 $15,900.00
Disclosure

SEC source: 0000939057-18-000592 · primary_doc.xml · nonDerivative · entry 1

Lam David · CIK 0001713974 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,523

F1 · ownership.direct: 2,651 shares owned indirectly in the Riverview 401(k) plan and 2,422 shares owned indirectly in Riverview's Employee Stock Ownership Plan.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 14:32 UTC PurchaseCommon Stock 1,500 $8.08 $12,112.65
Disclosure

SEC source: 0000939057-18-000591 · primary_doc.xml · nonDerivative · entry 1

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,400

Read SEC document
November 06, 2018 Filed Nov 8, 2018 15:18 UTC OtherCommon Stock (401k) 2,917 $8.53 $24,882.01
Disclosure

SEC source: 0000939057-18-000548 · primary_doc.xml · nonDerivative · entry 1

Cox Daniel D · CIK 0001602079 · EVP/CCO

10b5-1 filing: Not disclosed

Ownership: Indirect · See note

Disclosed balance after: 7,481

F1 · kind: This disposition was in connection with a reallocation of funds within the reporting person's 401(k) account, from RVSB stock fund. Includes 3,408 shares in 401(k) Plan and 4,073 shares in ESOP Plan.

F1 · ownership.nature: This disposition was in connection with a reallocation of funds within the reporting person's 401(k) account, from RVSB stock fund. Includes 3,408 shares in 401(k) Plan and 4,073 shares in ESOP Plan.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 17:18 UTC PurchaseCommon Stock 5,290 $8.27 $43,748.30
Disclosure

SEC source: 0000939057-18-000524 · primary_doc.xml · nonDerivative · entry 3

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,879

F1 · balance_after: Includes 13,000 indirect shares in an inherited IRA owned by wife.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 17:18 UTC PurchaseCommon Stock 905 $8.25 $7,466.25
Disclosure

SEC source: 0000939057-18-000524 · primary_doc.xml · nonDerivative · entry 2

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,589

F1 · balance_after: Includes 13,000 indirect shares in an inherited IRA owned by wife.

Read SEC document
October 31, 2018 Filed Nov 1, 2018 13:18 UTC PurchaseCommon Stock 5,000 $8.37 $41,868.50
Disclosure

SEC source: 0000939057-18-000523 · primary_doc.xml · nonDerivative · entry 1

Wills Bessie Ross · CIK 0001508267 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F1 · balance_after: Shares beneficially owned jointly with spouse.

Read SEC document
October 30, 2018 Filed Oct 31, 2018 21:43 UTC PurchaseCommon Stock 1,600 $8.35 $13,360.00
Disclosure

SEC source: 0000939057-18-000522 · primary_doc.xml · nonDerivative · entry 3

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,900

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October 30, 2018 Filed Oct 31, 2018 21:43 UTC PurchaseCommon Stock 300 $8.32 $2,496.00
Disclosure

SEC source: 0000939057-18-000522 · primary_doc.xml · nonDerivative · entry 2

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,300

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October 30, 2018 Filed Oct 31, 2018 21:43 UTC PurchaseCommon Stock 600 $8.31 $4,986.00
Disclosure

SEC source: 0000939057-18-000522 · primary_doc.xml · nonDerivative · entry 1

Carlson Bradley · CIK 0001629292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

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October 30, 2018 Filed Nov 1, 2018 17:18 UTC PurchaseCommon Stock 2,600 $8.25 $21,450.00
Disclosure

SEC source: 0000939057-18-000524 · primary_doc.xml · nonDerivative · entry 1

Nierenberg David · CIK 0001040899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,684

F1 · balance_after: Includes 13,000 indirect shares in an inherited IRA owned by wife.

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November 15, 2017 Filed Nov 17, 2017 15:06 UTC SaleCommon Stock 9,000 $8.54 $76,860.00
Disclosure

SEC source: 0000939057-17-000483 · primary_doc.xml · nonDerivative · entry 1

NIES GERALD LEE · CIK 0001474005 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 152,522

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.55 per share, inclusive. The reporting person undertakes to provide to the issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in footnote(1).

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November 14, 2017 Filed Nov 15, 2017 19:11 UTC SaleCommon Stock 12,778 $8.55 $109,251.90
Disclosure

SEC source: 0000939057-17-000481 · primary_doc.xml · nonDerivative · entry 2

NIES GERALD LEE · CIK 0001474005 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 161,552

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).

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November 13, 2017 Filed Nov 15, 2017 19:11 UTC SaleCommon Stock 18,000 $8.60 $154,800.00
Disclosure

SEC source: 0000939057-17-000481 · primary_doc.xml · nonDerivative · entry 1

NIES GERALD LEE · CIK 0001474005 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 174,300

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).

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November 02, 2017 Filed Nov 3, 2017 14:46 UTC SaleCommon Stock 1,319 $8.83 $11,646.77
Disclosure

SEC source: 0000939057-17-000450 · primary_doc.xml · nonDerivative · entry 13

Michalek Richard S · CIK 0001552846 · EVP/CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977

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November 02, 2017 Filed Nov 3, 2017 14:46 UTC SaleCommon Stock 1,500 $8.82 $13,230.00
Disclosure

SEC source: 0000939057-17-000450 · primary_doc.xml · nonDerivative · entry 12

Michalek Richard S · CIK 0001552846 · EVP/CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,206

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November 02, 2017 Filed Nov 3, 2017 14:46 UTC SaleCommon Stock 700 $8.81 $6,167.00
Disclosure

SEC source: 0000939057-17-000450 · primary_doc.xml · nonDerivative · entry 11

Michalek Richard S · CIK 0001552846 · EVP/CLO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,796

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.