Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | EVP/CFO | August 17, 2026 | August 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date August 17, 2026 · Filed August 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,011 |
Reported balance
After 2026-08-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-17 · Purchase · Acquired 1,000 · Balance 76,011 F1: Includes 13,455 shares owned in the Riverview 401(k) Plan. |
| Common StockSEC Table I · non-derivative | IndirectShares held by the ESOP | 6,794 |
Reported balance
Holding disclosure · report date 2026-08-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,794 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 13,455 shares owned in the Riverview 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2026 Filed Aug 18, 2026 19:37 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 1,000 | $5.17 | $5,170.00 |
DisclosureSEC source: 0001713974-26-000002 · form4-08182026_070851.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,011 F1 · balance_after: Includes 13,455 shares owned in the Riverview 401(k) Plan. Read SEC document |
| September 19, 2025 Filed Dec 9, 2025 00:55 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 7,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001713974-25-000005 · form4-12082025_071212.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,799 F3 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,743 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 1, 2027, and 50% on August 1, 2028, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2025, through March 31, 2026. F2 · balance_after: Includes 13,501 shares owned in the Riverview 401(k) Plan. Read SEC document |
| September 19, 2025 Filed Dec 9, 2025 00:55 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001713974-25-000005 · form4-12082025_071212.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,056 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 1, 2026, August 1, 2027, and August 1, 2028. F2 · balance_after: Includes 13,501 shares owned in the Riverview 401(k) Plan. Read SEC document |
| September 12, 2025 Filed Sep 16, 2025 20:05 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 1,000 | $4.93 | $4,930.00 |
DisclosureSEC source: 0001713974-25-000003 · form4-09162025_040901.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,134 F1 · balance_after: Includes 13,501 shares owned in the Riverview 401(k) Plan. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 23:30 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 6,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000184 · form4-01022025_060103.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,359 F3 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 6,721 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 10, 2026 and 50% on July 10, 2027, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2024 through March 31, 2025. F2 · balance_after: Includes 19,726 shares owned in the Riverview 401(k) Plan. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 23:30 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000184 · form4-01022025_060103.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,638 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 10, 2025, July 10, 2026, and July 10, 2027. F2 · balance_after: Includes 19,726 shares owned in the Riverview 401(k) Plan. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 21:28 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 7,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011022 · form4-07112023_090713.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,829 F3 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,145 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025 and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023 through March 31, 2024. F2 · ownership.direct: Reflects 10,900 shares owned indirectly in the Riverview 401(k) Plan and 4,874 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 21:28 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 2,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011022 · form4-07112023_090713.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,684 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025 and July 7, 2026. F2 · ownership.direct: Reflects 10,900 shares owned indirectly in the Riverview 401(k) Plan and 4,874 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 29, 2023 Filed Jun 29, 2023 18:07 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 1,511 | $2.78 | $4,200.58 |
DisclosureSEC source: 0000939057-23-000183 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: (1) Reflects 10,953 shares owned in the Riverview 401(k) Plan. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 20:00 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000182 · primary_doc.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,943 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,042 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023. F3 · ownership.direct: Reflects 8,565 shares owned indirectly in the Riverview 401(k) Plan and 4,361 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 20:00 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000182 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,150 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8, 2023, July 8, 2024 and July 8, 2025. F3 · ownership.direct: Reflects 8,565 shares owned indirectly in the Riverview 401(k) Plan and 4,361 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:35 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000191 · primary_doc.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,570 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,042 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. F3 · ownership.direct: Reflects 6,451 shares owned indirectly in the Riverview 401(k) Plan and 3,826 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:35 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,681 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000191 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,528 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F3 · ownership.direct: Reflects 6,451 shares owned indirectly in the Riverview 401(k) Plan and 3,826 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:20 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000349 · primary_doc.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,537 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,650 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April I, 2020 through March 31, 2021. F3 · ownership.direct: Reflects 4,601 shares owned indirectly in the Riverview 40l(k) Plan and 3,366 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:20 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 2,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000349 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,887 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F3 · ownership.direct: Reflects 4,601 shares owned indirectly in the Riverview 40l(k) Plan and 3,366 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:43 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 2,000 | $4.75 | $9,500.00 |
DisclosureSEC source: 0000939057-20-000096 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,854 F1 · ownership.direct: Reflects 3,683 shares owned in the Riverview 401(k) Plan. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:59 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0000939057-19-000354 · primary_doc.xml · derivative · entry 3 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 Underlying: Common Stock · 2,000 shares Expires 2019-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 20:59 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 2,000 | $3.84 | $7,680.00 |
DisclosureSEC source: 0000939057-19-000354 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects 3,420 shares owned in the Riverview 401(k) Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 22:02 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 3,381 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000268 · primary_doc.xml · nonDerivative · entry 3 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,148 F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 3,381 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020. F2 · ownership.direct: Reflects 3,108 shares owned indirectly in the Riverview 401(k) Plan and 2,869 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 22:02 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,127 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000268 · primary_doc.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,767 F3 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022. F2 · ownership.direct: Reflects 3,108 shares owned indirectly in the Riverview 401(k) Plan and 2,869 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 22:02 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 4,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000268 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,640 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively. F2 · ownership.direct: Reflects 3,108 shares owned indirectly in the Riverview 401(k) Plan and 2,869 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 17:53 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 2,000 | $7.95 | $15,900.00 |
DisclosureSEC source: 0000939057-18-000592 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,523 F1 · ownership.direct: 2,651 shares owned indirectly in the Riverview 401(k) plan and 2,422 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.