Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | EVP/COO | May 04, 2026 | May 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date May 04, 2026 · Filed May 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,008 |
Reported balance
After 2026-05-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-04 · Purchase · Acquired 1,000 · Balance 70,008 F1: Includes 6,684 shares owned in the Riverview 401(k) Plan. |
| Common StockSEC Table I · non-derivative | IndirectShares held by the ESOP | 7,960 |
Reported balance
Holding disclosure · report date 2026-05-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,960 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 6,684 shares owned in the Riverview 401(k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2026 Filed May 5, 2026 12:00 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 1,000 | $5.22 | $5,220.00 |
DisclosureSEC source: 0001602079-26-000002 · form4-05052026_080501.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,008 F1 · balance_after: Includes 6,684 shares owned in the Riverview 401(k) Plan. Read SEC document |
| September 19, 2025 Filed Dec 9, 2025 00:55 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 9,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001602079-25-000004 · form4-12082025_071203.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,781 F3 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 9,757 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 1, 2027, and 50% on August 1, 2028, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2025, through March 31, 2026. F2 · balance_after: Includes 6,700 shares owned in the Riverview 401(k) Plan. Read SEC document |
| September 19, 2025 Filed Dec 9, 2025 00:55 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 6,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001602079-25-000004 · form4-12082025_071203.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,024 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 1, 2026, August 1, 2027, and August 1, 2028. F2 · balance_after: Includes 6,700 shares owned in the Riverview 401(k) Plan. Read SEC document |
| June 04, 2025 Filed Jun 5, 2025 22:47 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 560 | $5.35 | $2,995.50 |
DisclosureSEC source: 0001415889-25-015846 · form4-06052025_100635.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,964 F1 · balance_after: Includes 10,373 shares owned in the Riverview 401(k) Plan. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 23:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 8,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000182 · form4-01022025_060103.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,404 F3 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 8,315 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 10, 2026 and 50% on July 10, 2027, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2024 through March 31, 2025. F2 · balance_after: Includes 10,373 shares owned in the Riverview 401(k) Plan. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 23:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 2,772 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-000182 · form4-01022025_060103.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,089 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 10, 2025, July 10, 2026, and July 10, 2027. F2 · balance_after: Includes 10,373 shares owned in the Riverview 401(k) Plan. Read SEC document |
| April 30, 2024 Filed May 2, 2024 22:08 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 1,300 | $3.90 | $5,070.00 |
DisclosureSEC source: 0001415889-24-012068 · form4-05022024_100549.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · Acting President/CEO and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,195.383 F1 · balance_after: Includes 342.383 shares acquired under a dividend reinvestment plan and 6,878 shares owned in the Riverview 401(k) Plan. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 21:33 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 7,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011026 · form4-07112023_090753.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,375 F3 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,117 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025 and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023 through March 31, 2024. F2 · ownership.direct: Reflects 6,133 shares owned indirectly in the Riverview 401(k) Plan and 6,567 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 21:33 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 2,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011026 · form4-07112023_090753.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,258 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025 and July 7, 2026. F2 · ownership.direct: Reflects 6,133 shares owned indirectly in the Riverview 401(k) Plan and 6,567 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 16:05 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,511 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0000939057-23-000174 · primary_doc.xml · derivative · entry 3 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,511 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 06, 2023 Filed Jun 7, 2023 16:05 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 1,511 | $2.78 | $4,200.58 |
DisclosureSEC source: 0000939057-23-000174 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects 2,314 shares owned in the Riverview 401(k) Plan. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 19:40 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000181 · primary_doc.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,166 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5.605 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023. F3 · ownership.direct: Reflects 5,438 shares owned indirectly in the Riverview 401(k) Plan and 6,053 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 19:40 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,868 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000181 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,561 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8. 2023, July 8, 2024 and July 8, 2025. F3 · ownership.direct: Reflects 5,438 shares owned indirectly in the Riverview 401(k) Plan and 6,053 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:18 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 4,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000190 · primary_doc.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,720 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 4,878 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. F3 · ownership.direct: Reflects 5,000 shares owned indirectly in the Riverview 401 (k) Plan and 5,518 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:18 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000190 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,842 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F3 · ownership.direct: Reflects 5,000 shares owned indirectly in the Riverview 401 (k) Plan and 5,518 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:10 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 7,755 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000353 · primary_doc.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,022 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,755 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023. subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April I, 2020 through March 31, 2021. F3 · ownership.direct: Reflects 4,272 shares owned indirectly in the Riverview 401(k) Plan and 5,052 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:10 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000353 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,267 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F3 · ownership.direct: Reflects 4,272 shares owned indirectly in the Riverview 401(k) Plan and 5,052 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 19:36 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | PurchaseCommon Stock | 1,630 | $5.49 | $8,947.40 |
DisclosureSEC source: 0000939057-20-000097 · primary_doc.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,058 F1 · ownership.direct: Reflects 3,825 shares owned in the Riverview 401(k) Plan. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 19:36 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | PurchaseCommon Stock | 2,000 | $5.50 | $11,000.00 |
DisclosureSEC source: 0000939057-20-000097 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,428 F1 · ownership.direct: Reflects 3,825 shares owned in the Riverview 401(k) Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:47 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 3,689 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000267 · primary_doc.xml · nonDerivative · entry 3 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,675 F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 3,689 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020. F2 · ownership.direct: Reflects 3,517 shares owned indirectly in the Riverview 401(k) Plan and 4,555 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:47 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000267 · primary_doc.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,986 F3 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022. F2 · ownership.direct: Reflects 3,517 shares owned indirectly in the Riverview 401(k) Plan and 4,555 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:47 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 4,684 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000267 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,756 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively. F2 · ownership.direct: Reflects 3,517 shares owned indirectly in the Riverview 401(k) Plan and 4,555 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| November 06, 2018 Filed Nov 8, 2018 15:18 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | OtherCommon Stock (401k) | 2,917 | $8.53 | $24,882.01 |
DisclosureSEC source: 0000939057-18-000548 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Indirect · See note Disclosed balance after: 7,481 F1 · kind: This disposition was in connection with a reallocation of funds within the reporting person's 401(k) account, from RVSB stock fund. Includes 3,408 shares in 401(k) Plan and 4,073 shares in ESOP Plan. F1 · ownership.nature: This disposition was in connection with a reallocation of funds within the reporting person's 401(k) account, from RVSB stock fund. Includes 3,408 shares in 401(k) Plan and 4,073 shares in ESOP Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.