Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | Director · PRESIDENT/CEO | July 07, 2023 | July 11, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date July 07, 2023 · Filed July 11, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 355,533 |
Last balance in matching sequence
After 2023-07-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-07-07 · Grant · Acquired 7,873 · Balance 320,103 F1: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026. F2: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Row 2 · 2023-07-07 · Grant · Acquired 35,430 · Balance 355,533 F3: Reporting person was granted an award of performance based restricted stock covering a target of 35,430 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025, and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023, through March 31, 2024. F2: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026.
F2: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan.
F3: Reporting person was granted an award of performance based restricted stock covering a target of 35,430 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025, and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023, through March 31, 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 07, 2023 Filed Jul 10, 2023 21:47 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 6,000 | $2.78 | $16,680.00 |
DisclosureSEC source: 0001415889-23-010988 · form4-07102023_090750.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · Director · PRESIDENT/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 21:37 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 35,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011030 · form4-07112023_090700.xml · nonDerivative · entry 2 LYCKLAMA KEVIN J · CIK 0001427443 · Director · PRESIDENT/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,533 F3 · shares: Reporting person was granted an award of performance based restricted stock covering a target of 35,430 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 7, 2025, and 50% on July 7, 2026, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2023, through March 31, 2024. F2 · ownership.direct: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 07, 2023 Filed Jul 11, 2023 21:37 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 7,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-011030 · form4-07112023_090700.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · Director · PRESIDENT/CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,103 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 7, 2024, July 7, 2025, and July 7, 2026. F2 · ownership.direct: Reflects 63,491 shares owned indirectly in the Riverview 401(k) Plan and 6,722 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 19:21 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 28,229 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000180 · primary_doc.xml · nonDerivative · entry 2 LYCKLAMA KEVIN J · CIK 0001427443 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,441 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 24,569 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023. F3 · ownership.direct: Reflects 60,215 shares owned indirectly in the Riverview 401(k) Plan and 6,209 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 19:21 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 6,273 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000180 · primary_doc.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,212 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8, 2023, July 8, 2024 and July 8, 2025. F3 · ownership.direct: Reflects 60,215 shares owned indirectly in the Riverview 401(k) Plan and 6,209 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:58 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 24,569 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000193 · primary_doc.xml · nonDerivative · entry 2 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,773 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 24,569 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. F3 · ownership.direct: Reflects 58,584 shares owned indirectly in the Riverview 401(k) Plan and 5,674 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:58 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,460 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000193 · primary_doc.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,204 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F3 · ownership.direct: Reflects 58,584 shares owned indirectly in the Riverview 401(k) Plan and 5,674 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:32 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 38,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000350 · primary_doc.xml · nonDerivative · entry 2 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,761 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 38,849 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2020 through March 31, 2021. F3 · ownership.direct: Reflects 57,076 shares owned indirectly in the Riverview 401(k) Plan and 5,199 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:32 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 8,633 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000350 · primary_doc.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,912 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F3 · ownership.direct: Reflects 57,076 shares owned indirectly in the Riverview 401(k) Plan and 5,199 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 19:44 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0000939057-19-000353 · primary_doc.xml · derivative · entry 3 LYCKLAMA KEVIN J · CIK 0001427443 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 12,000 shares Expires 2019-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 19:44 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 12,000 | $3.84 | $46,080.00 |
DisclosureSEC source: 0000939057-19-000353 · primary_doc.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · President/CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects 53,881 shares owned in the Riverview 401(k) Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 18,324 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000265 · primary_doc.xml · nonDerivative · entry 3 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,643 F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 18,324 shares (the "Target Restricted Stock Number'"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1,2019 through March 31, 2020. F2 · ownership.direct: Reflects 53,592 shares owned indirectly in the Riverview 401(k) Plan and 4,702 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 4,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000265 · primary_doc.xml · nonDerivative · entry 2 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,319 F3 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022. F2 · ownership.direct: Reflects 53,592 shares owned indirectly in the Riverview 401(k) Plan and 4,702 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:25 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 21,078 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000265 · primary_doc.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,247 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively. F2 · ownership.direct: Reflects 53,592 shares owned indirectly in the Riverview 401(k) Plan and 4,702 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.