Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | President/CBO | July 26, 2021 | July 26, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date July 26, 2021 · Filed July 26, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 184,436 |
Reported balance
After 2021-07-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-07-26 · Exercise / conversion · Acquired 6,000 · Balance 184,436 F1: Reflects 47,551 shares owned in the Riverview 401 (k) Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.78 · Expires 2023-07-16 | Direct | 0 |
Reported balance
After 2021-07-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-26 · Exercise / conversion · Disposed 6,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectShares held by the ESOP | 4,213 |
Reported balance
Holding disclosure · report date 2021-07-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,213 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects 47,551 shares owned in the Riverview 401 (k) Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2021 Filed Jul 26, 2021 16:47 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0000939057-21-000202 · primary_doc.xml · derivative · entry 3 Capeloto Kim J · CIK 0001501988 · President/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2021 Filed Jul 26, 2021 16:47 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 6,000 | $2.78 | $16,680.00 |
DisclosureSEC source: 0000939057-21-000202 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · President/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects 47,551 shares owned in the Riverview 401 (k) Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 22:00 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000194 · primary_doc.xml · nonDerivative · entry 2 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,649 F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,544 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April I, 2021 through March 31, 2022. F5 · balance_after: Includes 115,270 shares owned solely, 14,138 shares owned solely by spouse; and 1,067 shares owned jointly with spouse. F3 · ownership.direct: Reflects 47,551 shares owned indirectly in the Riverview 401(k) Plan and 4,213 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 22:00 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000194 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,105 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F2 · balance_after: Includes 109,726 shares owned solely, 14,519 shares owned solely by spouse; and 1,096 shares owned jointly with spouse. F3 · ownership.direct: Reflects 47,551 shares owned indirectly in the Riverview 401(k) Plan and 4,213 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:43 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 9,253 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000351 · primary_doc.xml · nonDerivative · entry 2 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,015 F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 9,253 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2020 through March 31, 2021. F5 · balance_after: Includes 105,794 shares owned solely, 14,138 shares owned solely by spouse; and 1,067 shares owned jointly with spouse. F3 · ownership.direct: Reflects 40,278 shares owned indirectly in the Riverview 401(k) Plan and 3,738 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:43 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 3,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000351 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,762 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F2 · balance_after: Includes 96,541 shares owned solely, 14,138 shares owned solely by spouse; and 1,067 shares owned jointly with spouse. F3 · ownership.direct: Reflects 40,278 shares owned indirectly in the Riverview 401(k) Plan and 3,738 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 15:09 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0000939057-20-000249 · primary_doc.xml · derivative · entry 3 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 5,000 shares Expires 2020-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 15:09 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 5,000 | $1.97 | $9,850.00 |
DisclosureSEC source: 0000939057-20-000249 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects 34,949 shares owned in the Riverview 401(k) Plan. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 18:57 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 2,000 | $4.75 | $9,500.00 |
DisclosureSEC source: 0000939057-20-000105 · primary_doc.xml · nonDerivative · entry 3 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,948 F1 · ownership.direct: Reflects 34,949 shares owned in the Riverview 401(k)Plan. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 18:57 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 4,975 | $5.25 | $26,118.75 |
DisclosureSEC source: 0000939057-20-000105 · primary_doc.xml · nonDerivative · entry 2 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,948 F1 · ownership.direct: Reflects 34,949 shares owned in the Riverview 401(k)Plan. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 18:57 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 2,500 | $4.90 | $12,250.00 |
DisclosureSEC source: 0000939057-20-000105 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,973 F1 · ownership.direct: Reflects 34,949 shares owned in the Riverview 401(k)Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 22:06 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 4,621 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000269 · primary_doc.xml · nonDerivative · entry 3 Capeloto Kim J · CIK 0001501988 · EVP/CRB Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,231 F6 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 4,621 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020. F7 · balance_after: Includes 86,228 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse. F3 · ownership.direct: Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 22:06 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 1,541 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000269 · primary_doc.xml · nonDerivative · entry 2 Capeloto Kim J · CIK 0001501988 · EVP/CRB Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,610 F4 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022. F5 · balance_after: Includes 81,607 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse. F3 · ownership.direct: Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 22:06 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 6,161 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000269 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CRB Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,069 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively. F2 · balance_after: Includes 80,066 shares owned solely, 4,275 shares owned solely by spouse; and 1,021 shares owned jointly with spouse. F3 · ownership.direct: Reflects 31,490 shares owned indirectly in the Riverview 401 (k) Plan and 3,241 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.