Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | EVP/CLO | June 05, 2023 | June 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date June 05, 2023 · Filed June 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,138 |
Reported balance
After 2023-06-05 transaction · row 1
1 source rowRow 1 · 2023-06-05 · Exercise / conversion · Acquired 1,511 · Balance 37,138 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.78 · Expires 2023-07-16 | Direct | 0 |
Reported balance
After 2023-06-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-06-05 · Exercise / conversion · Disposed 1,511 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectShares held by the ESOP | 3,449 |
Reported balance
Holding disclosure · report date 2023-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,449 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2023 Filed Jun 6, 2023 14:11 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,511 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0000939057-23-000173 · primary_doc.xml · derivative · entry 3 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,511 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2023 Filed Jun 6, 2023 14:11 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 1,511 | $2.78 | $4,200.58 |
DisclosureSEC source: 0000939057-23-000173 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 22:07 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,801 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000184 · primary_doc.xml · nonDerivative · entry 2 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,071 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,049 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 8, 2024 and 50% on July 8, 2025, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2022 through March 31, 2023. F3 · ownership.direct: Reflects 3,444 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 08, 2022 Filed Jul 12, 2022 22:07 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,934 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-22-000184 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,270 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 8, 2023, July 8, 2024 and July 8, 2025. F3 · ownership.direct: Reflects 3,444 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:12 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 5,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000192 · primary_doc.xml · nonDerivative · entry 2 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,049 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. F3 · ownership.direct: Reflects 2,909 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:12 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000192 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,752 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F3 · ownership.direct: Reflects 2,909 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:03 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0000939057-20-000447 · primary_doc.xml · derivative · entry 3 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 Underlying: Common Stock · 3,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:03 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 3,000 | $2.79 | $8,370.00 |
DisclosureSEC source: 0000939057-20-000447 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:58 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 7,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000352 · primary_doc.xml · nonDerivative · entry 2 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,598 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,803 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2020 through March 31, 2021. F3 · ownership.direct: Reflects 2,438 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:58 UTC | RIVERVIEW BANCORP INC RVSP · Entity 6745 | GrantCommon Stock | 2,601 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000352 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,795 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F3 · ownership.direct: Reflects 2,438 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:45 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 3,360 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000266 · primary_doc.xml · nonDerivative · entry 3 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,493 F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 3,360 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on June 18, 2021 and 50% on June 18, 2022, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2019 through March 31, 2020. F2 · ownership.direct: Reflects 1,941 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:45 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 1,120 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000266 · primary_doc.xml · nonDerivative · entry 2 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,133 F3 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on June 18, 2020, June 18, 2021 and June 18, 2022. F2 · ownership.direct: Reflects 1,941 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| June 18, 2019 Filed Jun 20, 2019 21:45 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | GrantCommon Stock | 4,072 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-19-000266 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,013 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan, 50% of which vest on June 18, 2020 and June 18, 2021, respectively. F2 · ownership.direct: Reflects 1,941 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.