Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | Director | December 16, 2020 | December 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date December 16, 2020 · Filed December 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 672,375 |
Reported balance
After 2020-12-16 transaction · row 1
1 source rowRow 1 · 2020-12-16 · Exercise / conversion · Acquired 6,000 · Balance 672,375 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.78 · Expires 2023-07-16 | Direct | 0 |
Reported balance
After 2020-12-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-12-16 · Exercise / conversion · Disposed 6,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectShares held by ESOP | 37,325 |
Reported balance
Holding disclosure · report date 2020-12-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 37,325 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2020 Filed Dec 18, 2020 15:44 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0000939057-20-000453 · primary_doc.xml · derivative · entry 3 SHEAFFER PATRICK · CIK 0001214426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 15:44 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 6,000 | $2.78 | $16,680.00 |
DisclosureSEC source: 0000939057-20-000453 · primary_doc.xml · nonDerivative · entry 1 SHEAFFER PATRICK · CIK 0001214426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 21:11 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $3.84 | $0.00 |
DisclosureSEC source: 0000939057-19-000322 · primary_doc.xml · derivative · entry 2 SHEAFFER PATRICK · CIK 0001214426 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 12,000 shares Expires 2019-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 21:11 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 12,000 | $3.84 | $46,080.00 |
DisclosureSEC source: 0000939057-19-000322 · primary_doc.xml · nonDerivative · entry 1 SHEAFFER PATRICK · CIK 0001214426 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,521 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Includes 39,305 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.