Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RIVERVIEW BANCORP INCRVSB · Entity 6745 | Director | February 23, 2024 | February 28, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RIVERVIEW BANCORP INC
Report date February 23, 2024 · Filed February 28, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 190,692 |
Reported balance
After 2024-02-23 transaction · row 1
1 source rowRow 1 · 2024-02-23 · Purchase · Acquired 22,000 · Balance 190,692 F1: Represents the weighted average purchase price. Full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average purchase price. Full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2024 Filed Feb 28, 2024 01:07 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 22,000 | $4.85 | $106,590.00 |
DisclosureSEC source: 0001415889-24-005618 · form4-02282024_010201.xml · nonDerivative · entry 1 NIES GERALD LEE · CIK 0001474005 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,692 F1 · price: Represents the weighted average purchase price. Full information regarding the number of shares purchased at each price shall be provided to the Securities and Exchange Commission staff (the "Staff"), Issuer, or a security holder of Issuer, upon request. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 18:51 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 3,170 | $5.81 | $18,414.53 |
DisclosureSEC source: 0000939057-20-000091 · primary_doc.xml · nonDerivative · entry 1 NIES GERALD LEE · CIK 0001474005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,692 Read SEC document |
| August 14, 2019 Filed Aug 19, 2019 20:18 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | PurchaseCommon Stock | 10,000 | $7.58 | $75,783.00 |
DisclosureSEC source: 0000939057-19-000321 · primary_doc.xml · nonDerivative · entry 1 NIES GERALD LEE · CIK 0001474005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,522 Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 15:06 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | SaleCommon Stock | 9,000 | $8.54 | $76,860.00 |
DisclosureSEC source: 0000939057-17-000483 · primary_doc.xml · nonDerivative · entry 1 NIES GERALD LEE · CIK 0001474005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 152,522 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.55 per share, inclusive. The reporting person undertakes to provide to the issuer, of the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the range set forth in footnote(1). Read SEC document |
| November 14, 2017 Filed Nov 15, 2017 19:11 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | SaleCommon Stock | 12,778 | $8.55 | $109,251.90 |
DisclosureSEC source: 0000939057-17-000481 · primary_doc.xml · nonDerivative · entry 2 NIES GERALD LEE · CIK 0001474005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 161,552 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.50 to $8.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2). Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 19:11 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | SaleCommon Stock | 18,000 | $8.60 | $154,800.00 |
DisclosureSEC source: 0000939057-17-000481 · primary_doc.xml · nonDerivative · entry 1 NIES GERALD LEE · CIK 0001474005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · IRA Disclosed balance after: 174,300 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1). Read SEC document |
| May 12, 2017 Filed May 12, 2017 18:39 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $3.64 | $0.00 |
DisclosureSEC source: 0000939057-17-000240 · primary_doc.xml · derivative · entry 2 NIES GERALD LEE · CIK 0001474005 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2019-10-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was granted on 10/21/2009. Read SEC document |
| May 12, 2017 Filed May 12, 2017 18:39 UTC | RIVERVIEW BANCORP INC RVSB · Entity 6745 | Exercise / conversionCommon Stock | 10,000 | $3.64 | $36,400.00 |
DisclosureSEC source: 0000939057-17-000240 · primary_doc.xml · nonDerivative · entry 1 NIES GERALD LEE · CIK 0001474005 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Self, Trustee for Nies Family Trust Disclosed balance after: 192,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.