person · Reporting owner

KARAS JOHN A

Disclosed activity across 1 company

Tapewire entity: 141304
SEC CIK: 0001214434

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
RIVERVIEW BANCORP INCRVSB · Entity 6745	Director	March 15, 2021	March 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RIVERVIEW BANCORP INC

Report date March 15, 2021 · Filed March 16, 2021

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	26,098	Reported balance After 2021-03-15 transaction · row 1 1 source row Row 1 · 2021-03-15 · Exercise / conversion · Acquired 6,000 · Balance 26,098
Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.78 · Expires 2023-07-16	Direct	0	Reported balance After 2021-03-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2021-03-15 · Exercise / conversion · Disposed 6,000 · Balance 0

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 15, 2021 Filed Mar 16, 2021 13:52 UTC	RIVERVIEW BANCORP INC RVSB · Entity 6745	Exercise / conversionStock Options (Right to Buy) · Derivative	6,000	$0.00 Strike: $2.78	$0.00	Disclosure SEC source: 0000939057-21-000104 · primary_doc.xml · derivative · entry 2 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
March 15, 2021 Filed Mar 16, 2021 13:52 UTC	RIVERVIEW BANCORP INC RVSB · Entity 6745	Exercise / conversionCommon Stock	6,000	$2.78	$16,680.00	Disclosure SEC source: 0000939057-21-000104 · primary_doc.xml · nonDerivative · entry 1 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
December 07, 2020 Filed Dec 7, 2020 18:43 UTC	RIVERVIEW BANCORP INC RVSB · Entity 6745	SaleCommon Stock	23,700	$5.28	$125,136.00	Disclosure SEC source: 0000939057-20-000443 · primary_doc.xml · nonDerivative · entry 4 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 F1 · ownership.direct: Includes 6,000 options granted pursuant to the 2003 Opinion Plan. Read SEC document
December 07, 2020 Filed Dec 7, 2020 18:43 UTC	RIVERVIEW BANCORP INC RVSB · Entity 6745	SaleCommon Stock	300	$5.35	$1,605.00	Disclosure SEC source: 0000939057-20-000443 · primary_doc.xml · nonDerivative · entry 3 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,798 F1 · ownership.direct: Includes 6,000 options granted pursuant to the 2003 Opinion Plan. Read SEC document
December 03, 2020 Filed Dec 7, 2020 18:43 UTC	RIVERVIEW BANCORP INC RVSB · Entity 6745	SaleCommon Stock	30,367	$5.05	$153,353.35	Disclosure SEC source: 0000939057-20-000443 · primary_doc.xml · nonDerivative · entry 2 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,098 F1 · ownership.direct: Includes 6,000 options granted pursuant to the 2003 Opinion Plan. Read SEC document
December 03, 2020 Filed Dec 7, 2020 18:43 UTC	RIVERVIEW BANCORP INC RVSB · Entity 6745	SaleCommon Stock	100	$5.10	$510.00	Disclosure SEC source: 0000939057-20-000443 · primary_doc.xml · nonDerivative · entry 1 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,465 F1 · ownership.direct: Includes 6,000 options granted pursuant to the 2003 Opinion Plan. Read SEC document
July 30, 2019 Filed Jul 31, 2019 19:16 UTC	RIVERVIEW BANCORP INC RVSB · Entity 6745	Exercise / conversionStock Option (Right to Buy) · Derivative	12,000	$0.00 Strike: $3.84	$0.00	Disclosure SEC source: 0000939057-19-000299 · primary_doc.xml · derivative · entry 2 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 12,000 shares Expires 2019-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
July 30, 2019 Filed Jul 31, 2019 19:16 UTC	RIVERVIEW BANCORP INC RVSB · Entity 6745	Exercise / conversionCommon Stock	12,000	$3.84	$46,080.00	Disclosure SEC source: 0000939057-19-000299 · primary_doc.xml · nonDerivative · entry 1 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.