Last 12 months
Inside the activity.
23 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 3 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 5 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 1 | 3 |
| Aug 2026 | 5 | 0 |
| Sep 2026 | 6 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2021 Filed Jul 26, 2021 16:47 UTC |
Capeloto Kim JPresident/CBO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0000939057-21-000202 · primary_doc.xml · derivative · entry 3 Capeloto Kim J · CIK 0001501988 · President/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2021 Filed Jul 26, 2021 16:47 UTC |
Capeloto Kim JPresident/CBO
|
Exercise / conversionCommon Stock | 6,000 | $2.78 | $16,680.00 |
DisclosureSEC source: 0000939057-21-000202 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · President/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects 47,551 shares owned in the Riverview 401 (k) Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 22:00 UTC |
Capeloto Kim JEVP/CBO
|
GrantCommon Stock | 5,544 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000194 · primary_doc.xml · nonDerivative · entry 2 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,649 F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,544 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April I, 2021 through March 31, 2022. F5 · balance_after: Includes 115,270 shares owned solely, 14,138 shares owned solely by spouse; and 1,067 shares owned jointly with spouse. F3 · ownership.direct: Reflects 47,551 shares owned indirectly in the Riverview 401(k) Plan and 4,213 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 22:00 UTC |
Capeloto Kim JEVP/CBO
|
GrantCommon Stock | 1,848 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000194 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,105 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F2 · balance_after: Includes 109,726 shares owned solely, 14,519 shares owned solely by spouse; and 1,096 shares owned jointly with spouse. F3 · ownership.direct: Reflects 47,551 shares owned indirectly in the Riverview 401(k) Plan and 4,213 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:58 UTC |
LYCKLAMA KEVIN JChief Executive Officer
|
GrantCommon Stock | 24,569 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000193 · primary_doc.xml · nonDerivative · entry 2 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,773 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 24,569 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. F3 · ownership.direct: Reflects 58,584 shares owned indirectly in the Riverview 401(k) Plan and 5,674 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:58 UTC |
LYCKLAMA KEVIN JChief Executive Officer
|
GrantCommon Stock | 5,460 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000193 · primary_doc.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,204 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F3 · ownership.direct: Reflects 58,584 shares owned indirectly in the Riverview 401(k) Plan and 5,674 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:12 UTC |
Plambeck StevenEVP/CLO
|
GrantCommon Stock | 5,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000192 · primary_doc.xml · nonDerivative · entry 2 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,801 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,049 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. F3 · ownership.direct: Reflects 2,909 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 21:12 UTC |
Plambeck StevenEVP/CLO
|
GrantCommon Stock | 1,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000192 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,752 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F3 · ownership.direct: Reflects 2,909 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:35 UTC |
Lam DavidEVP/CFO
|
GrantCommon Stock | 5,042 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000191 · primary_doc.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,570 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 5,042 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. F3 · ownership.direct: Reflects 6,451 shares owned indirectly in the Riverview 401(k) Plan and 3,826 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:35 UTC |
Lam DavidEVP/CFO
|
GrantCommon Stock | 1,681 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000191 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,528 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F3 · ownership.direct: Reflects 6,451 shares owned indirectly in the Riverview 401(k) Plan and 3,826 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:18 UTC |
Cox Daniel DEVP/CCO
|
GrantCommon Stock | 4,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000190 · primary_doc.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,720 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 4,878 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on July 9, 2023 and 50% on July 9, 2024, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2021 through March 31, 2022. F3 · ownership.direct: Reflects 5,000 shares owned indirectly in the Riverview 401 (k) Plan and 5,518 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 20:18 UTC |
Cox Daniel DEVP/CCO
|
GrantCommon Stock | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-21-000190 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,842 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on July 9, 2022, July 9, 2023 and July 9, 2024. F3 · ownership.direct: Reflects 5,000 shares owned indirectly in the Riverview 401 (k) Plan and 5,518 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:52 UTC |
KARAS JOHN ADirector
|
Exercise / conversionStock Options (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0000939057-21-000104 · primary_doc.xml · derivative · entry 2 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 13:52 UTC |
KARAS JOHN ADirector
|
Exercise / conversionCommon Stock | 6,000 | $2.78 | $16,680.00 |
DisclosureSEC source: 0000939057-21-000104 · primary_doc.xml · nonDerivative · entry 1 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 15:45 UTC |
Graham StaceyDirector
|
PurchaseCommon Stock | 900 | $6.45 | $5,804.10 |
DisclosureSEC source: 0000939057-21-000066 · primary_doc.xml · nonDerivative · entry 3 Graham Stacey · CIK 0001833500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 15:45 UTC |
Graham StaceyDirector
|
PurchaseCommon Stock | 77 | $6.42 | $494.30 |
DisclosureSEC source: 0000939057-21-000066 · primary_doc.xml · nonDerivative · entry 2 Graham Stacey · CIK 0001833500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 15:45 UTC |
Graham StaceyDirector
|
PurchaseCommon Stock | 23 | $6.41 | $147.32 |
DisclosureSEC source: 0000939057-21-000066 · primary_doc.xml · nonDerivative · entry 1 Graham Stacey · CIK 0001833500 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23 Read SEC document |
| February 17, 2021 Filed Feb 22, 2021 16:41 UTC |
Eby PatriciaDirector
|
PurchaseCommon Stock | 200 | $5.66 | $1,132.94 |
DisclosureSEC source: 0000939057-21-000062 · primary_doc.xml · nonDerivative · entry 2 Eby Patricia · CIK 0001775631 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 400 Shares held by family member Disclosed balance after: 17,400 Read SEC document |
| February 17, 2021 Filed Feb 22, 2021 16:41 UTC |
Eby PatriciaDirector
|
PurchaseCommon Stock | 200 | $5.61 | $1,122.00 |
DisclosureSEC source: 0000939057-21-000062 · primary_doc.xml · nonDerivative · entry 1 Eby Patricia · CIK 0001775631 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · 200 Shares held by family member Disclosed balance after: 17,200 Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 15:44 UTC |
SHEAFFER PATRICKDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $2.78 | $0.00 |
DisclosureSEC source: 0000939057-20-000453 · primary_doc.xml · derivative · entry 3 SHEAFFER PATRICK · CIK 0001214426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2023-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2020 Filed Dec 18, 2020 15:44 UTC |
SHEAFFER PATRICKDirector
|
Exercise / conversionCommon Stock | 6,000 | $2.78 | $16,680.00 |
DisclosureSEC source: 0000939057-20-000453 · primary_doc.xml · nonDerivative · entry 1 SHEAFFER PATRICK · CIK 0001214426 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:03 UTC |
Plambeck StevenEVP/CLO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $2.79 | $0.00 |
DisclosureSEC source: 0000939057-20-000447 · primary_doc.xml · derivative · entry 3 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,511 Underlying: Common Stock · 3,000 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 19:03 UTC |
Plambeck StevenEVP/CLO
|
Exercise / conversionCommon Stock | 3,000 | $2.79 | $8,370.00 |
DisclosureSEC source: 0000939057-20-000447 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 18:43 UTC |
KARAS JOHN ADirector
|
SaleCommon Stock | 23,700 | $5.28 | $125,136.00 |
DisclosureSEC source: 0000939057-20-000443 · primary_doc.xml · nonDerivative · entry 4 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 F1 · ownership.direct: Includes 6,000 options granted pursuant to the 2003 Opinion Plan. Read SEC document |
| December 07, 2020 Filed Dec 7, 2020 18:43 UTC |
KARAS JOHN ADirector
|
SaleCommon Stock | 300 | $5.35 | $1,605.00 |
DisclosureSEC source: 0000939057-20-000443 · primary_doc.xml · nonDerivative · entry 3 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,798 F1 · ownership.direct: Includes 6,000 options granted pursuant to the 2003 Opinion Plan. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 18:43 UTC |
KARAS JOHN ADirector
|
SaleCommon Stock | 30,367 | $5.05 | $153,353.35 |
DisclosureSEC source: 0000939057-20-000443 · primary_doc.xml · nonDerivative · entry 2 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,098 F1 · ownership.direct: Includes 6,000 options granted pursuant to the 2003 Opinion Plan. Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 18:43 UTC |
KARAS JOHN ADirector
|
SaleCommon Stock | 100 | $5.10 | $510.00 |
DisclosureSEC source: 0000939057-20-000443 · primary_doc.xml · nonDerivative · entry 1 KARAS JOHN A · CIK 0001214434 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,465 F1 · ownership.direct: Includes 6,000 options granted pursuant to the 2003 Opinion Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:10 UTC |
Cox Daniel DEVP/CCO
|
GrantCommon Stock | 7,755 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000353 · primary_doc.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,022 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,755 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023. subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April I, 2020 through March 31, 2021. F3 · ownership.direct: Reflects 4,272 shares owned indirectly in the Riverview 401(k) Plan and 5,052 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 20:10 UTC |
Cox Daniel DEVP/CCO
|
GrantCommon Stock | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000353 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,267 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F3 · ownership.direct: Reflects 4,272 shares owned indirectly in the Riverview 401(k) Plan and 5,052 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:58 UTC |
Plambeck StevenEVP/CLO
|
GrantCommon Stock | 7,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000352 · primary_doc.xml · nonDerivative · entry 2 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,598 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,803 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2020 through March 31, 2021. F3 · ownership.direct: Reflects 2,438 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:58 UTC |
Plambeck StevenEVP/CLO
|
GrantCommon Stock | 2,601 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000352 · primary_doc.xml · nonDerivative · entry 1 Plambeck Steven · CIK 0001734884 · EVP/CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,795 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F3 · ownership.direct: Reflects 2,438 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:32 UTC |
LYCKLAMA KEVIN JChief Executive Officer
|
GrantCommon Stock | 38,849 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000350 · primary_doc.xml · nonDerivative · entry 2 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,761 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 38,849 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2020 through March 31, 2021. F3 · ownership.direct: Reflects 57,076 shares owned indirectly in the Riverview 401(k) Plan and 5,199 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:32 UTC |
LYCKLAMA KEVIN JChief Executive Officer
|
GrantCommon Stock | 8,633 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000350 · primary_doc.xml · nonDerivative · entry 1 LYCKLAMA KEVIN J · CIK 0001427443 · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,912 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F3 · ownership.direct: Reflects 57,076 shares owned indirectly in the Riverview 401(k) Plan and 5,199 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:43 UTC |
Capeloto Kim JEVP/CBO
|
GrantCommon Stock | 9,253 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000351 · primary_doc.xml · nonDerivative · entry 2 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,015 F4 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 9,253 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April 1, 2020 through March 31, 2021. F5 · balance_after: Includes 105,794 shares owned solely, 14,138 shares owned solely by spouse; and 1,067 shares owned jointly with spouse. F3 · ownership.direct: Reflects 40,278 shares owned indirectly in the Riverview 401(k) Plan and 3,738 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:43 UTC |
Capeloto Kim JEVP/CBO
|
GrantCommon Stock | 3,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000351 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,762 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F2 · balance_after: Includes 96,541 shares owned solely, 14,138 shares owned solely by spouse; and 1,067 shares owned jointly with spouse. F3 · ownership.direct: Reflects 40,278 shares owned indirectly in the Riverview 401(k) Plan and 3,738 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:20 UTC |
Lam DavidEVP/CFO
|
GrantCommon Stock | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000349 · primary_doc.xml · nonDerivative · entry 2 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,537 F2 · shares: Reporting Person was granted an award of performance based restricted stock covering a target of 7,650 shares (the "Target Restricted Stock Number"). Pursuant to time-based vesting requirements, 50% of this award is scheduled to vest on August 26, 2022 and 50% on August 26, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the restricted stock may be decreased down to 0% of the Target Restricted Stock Number, based on attainment of specified levels of the Company's total Earnings Per Share over the period of April I, 2020 through March 31, 2021. F3 · ownership.direct: Reflects 4,601 shares owned indirectly in the Riverview 40l(k) Plan and 3,366 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 19:20 UTC |
Lam DavidEVP/CFO
|
GrantCommon Stock | 2,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000939057-20-000349 · primary_doc.xml · nonDerivative · entry 1 Lam David · CIK 0001713974 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,887 F1 · shares: Reflects restricted stock awarded to the Reporting Person pursuant to the 2017 Equity Incentive Plan which vest in three equal installments on August 26, 2021, August 26, 2022 and August 26, 2023. F3 · ownership.direct: Reflects 4,601 shares owned indirectly in the Riverview 40l(k) Plan and 3,366 shares owned indirectly in Riverview's Employee Stock Ownership Plan. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 20:39 UTC |
Friedman Martin S.10% owner
|
SaleCommon Stock | 15,972 | $4.75 | $75,867.00 |
DisclosureSEC source: 0001420506-20-000745 · doc4_837.xml · nonDerivative · entry 2 Friedman Martin S. · CIK 0001449556 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,222,062 F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Opportunity Long/Short Fund LLC ("FLS"), an investment adviser to a separately managed account ("SMA) and a sub-investment advisor to Bridge Equities XI, LLC ("BEXI"), each of which beneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF, FLS, the SMA and BEXI, in the aggregate, beneficially became owners of 10% or more of the Shares. F2 · ownership.nature: Therefore, (a) on behalf of FOF, FLS, FJ Capital sold 25,096 Shares, (b) on behalf of the SMA, FJ Capital sold 1,707 Shares, and (c) on behalf of BEXI, FJ Capital sold 3,197 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares by FOF, FLS, the SMA and BEXI to less than 10% of the issued and outstanding Shares. F3 · ownership.nature: The sale by FJ Capital on behalf of FOF, FLS, the SMA, and BEXI of the Disposed Shares was necessitated solely for the purpose of reducing the aggregate amount of the Shares controlled FOF, FLS, the SMA, and BEXI as a consequence of the stock repurchase by the issuer in order to avoid FOF, FLS, the SMA, and BEXI being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended, and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System. F4 · ownership.nature: Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF, FLS, the SMA, and BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4. Read SEC document |
| July 17, 2020 Filed Jul 21, 2020 20:39 UTC |
Friedman Martin S.10% owner
|
SaleCommon Stock | 14,028 | $4.85 | $68,035.80 |
DisclosureSEC source: 0001420506-20-000745 · doc4_837.xml · nonDerivative · entry 1 Friedman Martin S. · CIK 0001449556 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,238,034 F1 · ownership.nature: Martin S. Friedman (the "Reporting Person") is the managing member of FJ Capital Management LLC ("FJ Capital"), which is the managing member and investment adviser to Financial Opportunity Fund LLC ("FOF"), Financial Opportunity Long/Short Fund LLC ("FLS"), an investment adviser to a separately managed account ("SMA) and a sub-investment advisor to Bridge Equities XI, LLC ("BEXI"), each of which beneficially owns shares of the common stock of the issuer (the "Shares"). As a consequence of a stock repurchase by the issuer, FOF, FLS, the SMA and BEXI, in the aggregate, beneficially became owners of 10% or more of the Shares. F2 · ownership.nature: Therefore, (a) on behalf of FOF, FLS, FJ Capital sold 25,096 Shares, (b) on behalf of the SMA, FJ Capital sold 1,707 Shares, and (c) on behalf of BEXI, FJ Capital sold 3,197 Shares (collectively, the "Disposed Shares") in order to reduce the aggregate beneficial ownership of the Shares by FOF, FLS, the SMA and BEXI to less than 10% of the issued and outstanding Shares. F3 · ownership.nature: The sale by FJ Capital on behalf of FOF, FLS, the SMA, and BEXI of the Disposed Shares was necessitated solely for the purpose of reducing the aggregate amount of the Shares controlled FOF, FLS, the SMA, and BEXI as a consequence of the stock repurchase by the issuer in order to avoid FOF, FLS, the SMA, and BEXI being deemed to be bank holding companies pursuant to the Bank Holding Company Act of 1956, as amended, and the rules promulgated pursuant thereto by the Board of Governors of the Federal Reserve System. F4 · ownership.nature: Martin S. Friedman, in his capacity as Managing Member of FJ Capital, has voting and dispositive power over the Shares held by FOF, FLS, the SMA, and BEXI. The Reporting Person disclaims beneficial ownership of the securities referred to in this Form 4 except to the extent of the Reporting Person's pecuniary interest in such securities, and the filing of this Form 4 shall not be construed as an admission that the Reporting Person is, for the purpose of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any securities covered by this Form 4. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 15:09 UTC |
Capeloto Kim JEVP/CBO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0000939057-20-000249 · primary_doc.xml · derivative · entry 3 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 5,000 shares Expires 2020-09-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 15:09 UTC |
Capeloto Kim JEVP/CBO
|
Exercise / conversionCommon Stock | 5,000 | $1.97 | $9,850.00 |
DisclosureSEC source: 0000939057-20-000249 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: Reflects 34,949 shares owned in the Riverview 401(k) Plan. Read SEC document |
| May 15, 2020 Filed May 18, 2020 14:59 UTC |
Carlson BradleyDirector
|
PurchaseCommon Stock | 811 | $4.86 | $3,937.41 |
DisclosureSEC source: 0000939057-20-000229 · primary_doc.xml · nonDerivative · entry 2 Carlson Bradley · CIK 0001629292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,400 Read SEC document |
| May 15, 2020 Filed May 18, 2020 14:59 UTC |
Carlson BradleyDirector
|
PurchaseCommon Stock | 1,189 | $4.87 | $5,790.43 |
DisclosureSEC source: 0000939057-20-000229 · primary_doc.xml · nonDerivative · entry 1 Carlson Bradley · CIK 0001629292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,589 Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 18:57 UTC |
Capeloto Kim JEVP/CBO
|
PurchaseCommon Stock | 2,000 | $4.75 | $9,500.00 |
DisclosureSEC source: 0000939057-20-000105 · primary_doc.xml · nonDerivative · entry 3 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,948 F1 · ownership.direct: Reflects 34,949 shares owned in the Riverview 401(k)Plan. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 18:57 UTC |
Capeloto Kim JEVP/CBO
|
PurchaseCommon Stock | 4,975 | $5.25 | $26,118.75 |
DisclosureSEC source: 0000939057-20-000105 · primary_doc.xml · nonDerivative · entry 2 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,948 F1 · ownership.direct: Reflects 34,949 shares owned in the Riverview 401(k)Plan. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 18:57 UTC |
Capeloto Kim JEVP/CBO
|
PurchaseCommon Stock | 2,500 | $4.90 | $12,250.00 |
DisclosureSEC source: 0000939057-20-000105 · primary_doc.xml · nonDerivative · entry 1 Capeloto Kim J · CIK 0001501988 · EVP/CBO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,973 F1 · ownership.direct: Reflects 34,949 shares owned in the Riverview 401(k)Plan. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 14:47 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 13,865 | $4.90 | $67,938.50 |
DisclosureSEC source: 0000939057-20-000104 · primary_doc.xml · nonDerivative · entry 2 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,869 F2 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.88 to $4.90 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2). F3 · ownership.direct: Includes 13,000 shares in an inherited IRA owned by wife. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 14:47 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 16,135 | $5.05 | $81,481.75 |
DisclosureSEC source: 0000939057-20-000104 · primary_doc.xml · nonDerivative · entry 1 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,004 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.79 to $5.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1). F3 · ownership.direct: Includes 13,000 shares in an inherited IRA owned by wife. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 19:36 UTC |
Cox Daniel DEVP/CCO
|
PurchaseCommon Stock | 1,630 | $5.49 | $8,947.40 |
DisclosureSEC source: 0000939057-20-000097 · primary_doc.xml · nonDerivative · entry 2 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,058 F1 · ownership.direct: Reflects 3,825 shares owned in the Riverview 401(k) Plan. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 19:36 UTC |
Cox Daniel DEVP/CCO
|
PurchaseCommon Stock | 2,000 | $5.50 | $11,000.00 |
DisclosureSEC source: 0000939057-20-000097 · primary_doc.xml · nonDerivative · entry 1 Cox Daniel D · CIK 0001602079 · EVP/CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,428 F1 · ownership.direct: Reflects 3,825 shares owned in the Riverview 401(k) Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.